Actual Trading Results From Downloaded From My E-Trade Account From 1099 Forms.

I traded a private client's $100,000 Cybertrader account starting July 2003

Minus comissions and margin interest, the account rose to approx. $220,000.00 by Dec 2003, even at the tail end of a Wave 3 bull run in the NASDAQ.

He made it $500,000 in Jan 2004, and it became approx. $630,000.00 minus comissions and margin interest in 2 months. I got paid between 35%-50% of the profits. *Update 6/13/06: For all the questions I'm being swamped with...It was a 3rd wave hedge fund, and once there's a clear sign of a new 3rd wave in any index or sector it will restart again..the new Gem-X 3rd wave fund is being limited to 100 for now, and the min. investment is being discussed.  Don't want it to be too big...it has to be elastic.

Actual Results. From E-Trade on 1099 Forms. I traded for 20 of 24 months. Approx. $2100.00 near 1/20/03. By 9/03/04..close to $40,000 (minus comiss. and intrst). Almost 1800% in 20/Mo. *Minus Escape Trades (loss of -.01%. Just 5-6), 80% accurate. No EBAY.

E*TRADE Clearing LLC P.O. BOX 989030 West Sacramento, CA 95798-9030 (916) 864-8399 Federal I.D. No: 32-0012683 SAMUEL T AGUHOB 2404 NORBECK FARM PLACE OLNEY MD 20832-2700	CONSOLIDATED 1099 TAX YEAR 2004Copy B for Recipient Department of the Treasury, Internal Revenue Service (Keep for your records) This is important tax information and is being furnished to the Internal Revenue Service. If you are required to file a return, a negligence penalty or other sanctions may be imposed on you if this income is taxable and the IRS determines that it has not been reported. Recipient's Tax Identification Number: The Only Edit. REP: ACCOUNT: ISSUE DATE: EC01 4730-4746 01/21/05 For questions regarding this tax form, please contact: E*TRADE SECURITIES LLC P.O. BOX 989030 WEST SACRAMENTO CA 95798-9030 800-786-2575
1099-DIV DIVIDENDS AND DISTRIBUTIONS DESCRIPTIONS DATE EX-DIVIDEND DATE ACTIVITY AMOUNT IRS BOX CNTRY
IRS BOXFORM 1099-DIV - DIVIDENDS AND DISTRIBUTIONSOMB #1545-0110 TOTALS FOR TAX YEAR 2004 1A. TOTAL ORDINARY DIVIDENDS .............................. $0.00 1B. QUALIFIED DIVIDENDS .............................. $0.00 2A. TOTAL CAPITAL GAIN DISTRIBUTIONS .............................. $0.00 2B. UNRECAP. SEC. 1250 GAIN .............................. $0.00 2C. SECTION 1202 GAIN .............................. $0.00 2D. COLLECTIBLES (28%) GAIN .............................. $0.00 3. NONTAXABLE DISTRIBUTIONS .............................. $0.00 4. FEDERAL INCOME TAX WITHHELD .............................. $0.00 5. INVESTMENT EXPENSES .............................. $0.00 6. FOREIGN TAX PAID .............................. $0.00 8. CASH LIQUIDATION DISTRIBUTIONS .............................. $0.00 9. NONCASH LIQUIDATION DISTRIBUTIONS .............................. $0.00
1099-INT INTEREST INCOME DESCRIPTIONS DATE ACTIVITY AMOUNT IRS BOX CNTRY E TRADE FINL SWEEP DEP 01/12/2004 INTEREST 1.16 1 E TRADE FINL SWEEP DEP 01/22/2004 INTEREST 0.69 1 E TRADE FINL SWEEP DEP 01/30/2004 INTEREST 0.70 1 E TRADE FINL SWEEP DEP 02/20/2004 INTEREST 2.35 1 E TRADE FINL SWEEP DEP 02/27/2004 INTEREST 0.85 1 E TRADE FINL SWEEP DEP 03/04/2004 INTEREST 0.42 1 E TRADE FINL SWEEP DEP 03/18/2004 INTEREST 1.26 1 E TRADE FINL SWEEP DEP 03/30/2004 INTEREST 0.92 1 E TRADE FINL SWEEP DEP 03/31/2004 INTEREST 0.15 1 E TRADE FINL SWEEP DEP 04/08/2004 INTEREST 0.82 1 E TRADE FINL SWEEP DEP 04/21/2004 INTEREST 0.98 1 E TRADE FINL SWEEP DEP 04/26/2004 INTEREST 0.73 1 E TRADE FINL SWEEP DEP 04/30/2004 INTEREST 0.39 1 E TRADE FINL SWEEP DEP 05/26/2004 INTEREST 3.66 1 E TRADE FINL SWEEP DEP 05/28/2004 INTEREST 0.81 1 E TRADE FINL SWEEP DEP 06/02/2004 INTEREST 0.16 1 E TRADE FINL SWEEP DEP 06/21/2004 INTEREST 1.80 1 E TRADE FINL SWEEP DEP 06/29/2004 INTEREST 0.01 1 E TRADE FINL SWEEP DEP 07/09/2004 INTEREST 0.05 1 E TRADE FINL SWEEP DEP 07/19/2004 INTEREST 0.07 1 17.98
IRS BOXFORM 1099-INT - INTEREST INCOMEOMB #1545-0112 TOTALS FOR TAX YEAR 2004 1. INTEREST INCOME NOT INCLUDED IN BOX 3 .............................. $17.98 3. INTEREST ON U.S. SAVINGS BONDS AND TREAS. OBLIGATIONS .............................. $0.00 4. FEDERAL INCOME TAX WITHHELD .............................. $0.00 5. INVESTMENT EXPENSES .............................. $0.00 6. FOREIGN TAX PAID .............................. $0.00
1099-OID ORIGINAL ISSUE DISCOUNT DESCRIPTIONS DATE ACTIVITY AMOUNT IRS BOX CNTRY
IRS BOXFORM 1099-OID - ORIGINAL ISSUE DISCOUNTOMB #1545-0117 TOTALS FOR TAX YEAR 2004 1. ORIGINAL ISSUE DISCOUNT FOR 2004 .............................. $0.00 2. OTHER PERIODIC INTEREST .............................. $0.00 4. FEDERAL INCOME TAX WITHHELD .............................. $0.00 6. ORIGINAL ISSUE DISCOUNT ON US TREASURY OBLIGATIONS .............................. $0.00
1099-C CANCELLATION OF DEBT DESCRIPTIONS DATE ACTIVITY AMOUNT IRS BOX CNTRY
IRS BOXFORM 1099-C - CANCELLATION OF DEBTOMB #1545-1424 TOTALS FOR TAX YEAR 2004 2. AMOUNT OF DEBT CANCELLED .............................. $0.00
1099-MISC MISCELLANEOUS INCOME DESCRIPTIONS DATE ACTIVITY AMOUNT IRS BOX CNTRY
IRS BOXSUBSTITUTE FOR IRS FORM 1099- MISCOMB #1545-0115 TOTALS FOR TAX YEAR 2004 1. RENTS .............................. $0.00 2. ROYALTIES .............................. $0.00 3. OTHER INCOME .............................. $0.00 4. FEDERAL INCOME TAX WITHHELD .............................. $0.00 6. MEDICAL PAYMENTS .............................. $0.00 7. NON-EMPLOYEE COMPENSATION .............................. $0.00 8. SUBSTITUTE PAYMENTS IN LIEU OF DIVIDENDS OR INTEREST .............................. $0.00
1099-B PROCEEDS FROM BROKER AND BARTER EXCHANGE TRANSACTIONS DESCRIPTIONS DATE ACTIVITY QUANTITY PRICE AMOUNT ALTERA CORP CUSIP: 021441100 02/10/2004 SALE 2,150.00 22.9000 49,232.69 ALTERA CORP CUSIP: 021441100 02/10/2004 SALE 1,000.00 22.9800 22,968.93 ALTERA CORP CUSIP: 021441100 05/25/2004 SALE 1,000.00 22.2700 22,259.48 ALTERA CORP CUSIP: 021441100 05/25/2004 SALE 1,000.00 22.2500 22,249.47 ALTERA CORP CUSIP: 021441100 08/03/2004 SALE 1,000.00 21.3200 21,309.51 ALTERA CORP CUSIP: 021441100 08/03/2004 SALE 1,000.00 21.3000 21,299.50 AMAZON.COM INC CUSIP: 023135106 01/13/2004 SALE 599.00 52.7600 31,591.77 AMAZON.COM INC CUSIP: 023135106 06/04/2004 SALE 700.00 51.1900 35,822.17 AMAZON.COM INC CUSIP: 023135106 06/04/2004 SALE 700.00 51.1300 35,790.16 AMAZON.COM INC CUSIP: 023135106 06/04/2004 SALE 100.00 51.1400 5,113.88 APPLIED MATERIALS INC CUSIP: 038222105 01/05/2004 SALE 1,000.00 23.4300 23,418.91 APPLIED MATERIALS INC CUSIP: 038222105 01/05/2004 SALE 1,000.00 23.4200 23,418.90 APPLIED MATERIALS INC CUSIP: 038222105 01/05/2004 SALE 300.00 23.4200 7,025.67 APPLIED MATERIALS INC CUSIP: 038222105 01/09/2004 SALE 2,300.00 23.9600 55,095.43 APPLIED MATERIALS INC CUSIP: 038222105 01/13/2004 SALE 1,000.00 24.6000 24,588.85 ASK JEEVES INC CUSIP: 045174109 05/12/2004 SALE 1,500.00 38.0100 57,013.66 ASK JEEVES INC CUSIP: 045174109 05/12/2004 SALE 500.00 38.0100 18,994.56 ASK JEEVES INC CUSIP: 045174109 06/01/2004 SALE 1,300.00 42.6300 55,417.70 ASK JEEVES INC CUSIP: 045174109 06/01/2004 SALE 500.00 42.7000 21,339.51 ASK JEEVES INC CUSIP: 045174109 06/02/2004 SALE 875.00 42.8900 37,517.88 ASK JEEVES INC CUSIP: 045174109 06/02/2004 SALE 500.00 43.1500 21,564.50 ASK JEEVES INC CUSIP: 045174109 06/02/2004 SALE 375.00 43.1500 16,180.87 ASK JEEVES INC CUSIP: 045174109 07/08/2004 SHORT SALE 1,900.00 31.6500 60,114.10 BIOGEN IDEC INC CUSIP: 09062X103 02/19/2004 SALE 800.00 54.1500 43,313.97 BIOGEN IDEC INC CUSIP: 09062X103 02/19/2004 SALE 400.00 54.1000 21,636.98 BIOGEN IDEC INC CUSIP: 09062X103 02/19/2004 SALE 50.00 54.2000 2,699.63 BROADCOM CORP CL A CUSIP: 111320107 06/23/2004 SALE 700.00 45.1800 31,625.25 BROADCOM CORP CL A CUSIP: 111320107 06/23/2004 SALE 500.00 45.1800 22,579.48 BROADCOM CORP CL A CUSIP: 111320107 06/23/2004 SALE 500.00 45.2300 22,604.48 BROADCOM CORP CL A CUSIP: 111320107 06/23/2004 SALE 200.00 45.2000 9,039.78 BROADCOM CORP CL A CUSIP: 111320107 06/23/2004 SALE 200.00 45.2000 9,039.78 BROADCOM CORP CL A CUSIP: 111320107 06/23/2004 SALE 100.00 45.2000 4,519.89 BROADCOM CORP CL A CUSIP: 111320107 06/29/2004 SALE 900.00 46.2800 41,651.02 BROADCOM CORP CL A CUSIP: 111320107 06/29/2004 SALE 500.00 46.2800 23,129.46 BROADCOM CORP CL A CUSIP: 111320107 06/29/2004 SALE 300.00 46.2900 13,886.67 CYBERONICS INC CUSIP: 23251P102 06/16/2004 SALE 500.00 35.5900 17,782.09 CYBERONICS INC CUSIP: 23251P102 06/16/2004 SALE 400.00 35.5900 14,233.66 CYBERONICS INC CUSIP: 23251P102 06/16/2004 SALE 350.00 35.5900 12,454.45 IMCLONE SYSTEMS INC CUSIP: 45245W109 06/07/2004 SALE 500.00 81.7500 40,864.05 IMCLONE SYSTEMS INC CUSIP: 45245W109 06/07/2004 SALE 200.00 81.9200 16,383.61 IMCLONE SYSTEMS INC CUSIP: 45245W109 06/07/2004 SALE 100.00 81.8400 8,183.80 IMCLONE SYSTEMS INC CUSIP: 45245W109 06/07/2004 SALE 100.00 81.8400 8,183.80 JUNIPER NETWORKS INC CUSIP: 48203R104 01/20/2004 SALE 1,500.00 30.7500 46,105.35 JUNIPER NETWORKS INC CUSIP: 48203R104 08/26/2004 SALE 1,000.00 22.7000 22,689.47 JUNIPER NETWORKS INC CUSIP: 48203R104 08/26/2004 SALE 900.00 22.7000 20,429.52 JUNIPER NETWORKS INC CUSIP: 48203R104 05/14/2004 SHORT SALE 1,000.00 20.8400 20,829.52 JUNIPER NETWORKS INC CUSIP: 48203R104 05/14/2004 SHORT SALE 800.00 20.8400 16,671.60 JUNIPER NETWORKS INC CUSIP: 48203R104 05/14/2004 SHORT SALE 100.00 20.8500 2,074.96 JUNIPER NETWORKS INC CUSIP: 48203R104 05/14/2004 SHORT SALE 100.00 20.8500 2,084.95 KRISPY KREME DOUGHNUT CUSIP: 501014104 05/07/2004 SHORT SALE 1,500.00 22.6000 33,889.21 LIGAND PHARM INC CL B CUSIP: 53220K207 03/04/2004 SALE 2,000.00 18.5000 36,998.55 LIGAND PHARM INC CL B CUSIP: 53220K207 03/04/2004 SALE 900.00 18.5000 16,649.35 LIGAND PHARM INC CL B CUSIP: 53220K207 03/04/2004 SALE 100.00 18.5000 1,839.93 MARTHA STWRT LVG OMNIMED CUSIP: 573083102 07/20/2004 SALE 2,000.00 11.3500 22,689.47 MARTHA STWRT LVG OMNIMED CUSIP: 573083102 07/20/2004 SALE 1,000.00 11.3600 11,359.73 MARTHA STWRT LVG OMNIMED CUSIP: 573083102 07/20/2004 SALE 500.00 11.3500 5,674.86 NETFLIX INC CUSIP: 64110L106 03/29/2004 SALE 500.00 32.4800 16,229.37 NETFLIX INC CUSIP: 64110L106 03/29/2004 SALE 450.00 32.4400 14,597.43 NOVELLUS SYS INC CUSIP: 670008101 08/06/2004 SHORT SALE 1,100.00 24.8100 27,290.36 NOVELLUS SYS INC CUSIP: 670008101 08/06/2004 SHORT SALE 700.00 24.8300 17,370.60 PHARMA PRODUCT DEV INC CUSIP: 717124101 07/15/2004 SALE 1,400.00 34.8500 48,778.86 PRICELINE.COM INC NEW CUSIP: 741503403 03/18/2004 SALE 700.00 24.0000 16,799.34 PRICELINE.COM INC NEW CUSIP: 741503403 03/18/2004 SALE 500.00 24.0000 11,999.53 PRICELINE.COM INC NEW CUSIP: 741503403 03/18/2004 SALE 300.00 24.0400 7,211.71 PRICELINE.COM INC NEW CUSIP: 741503403 03/18/2004 SALE 300.00 24.0100 7,202.71 PRICELINE.COM INC NEW CUSIP: 741503403 03/18/2004 SALE 300.00 24.0000 7,199.71 PRICELINE.COM INC NEW CUSIP: 741503403 03/18/2004 SALE 200.00 24.0400 4,797.82 PRICELINE.COM INC NEW CUSIP: 741503403 03/18/2004 SALE 200.00 24.0400 4,807.81 PRICELINE.COM INC NEW CUSIP: 741503403 03/18/2004 SALE 100.00 24.0200 2,401.90 PRICELINE.COM INC NEW CUSIP: 741503403 03/18/2004 SALE 100.00 24.0000 2,399.90 QUALCOMM INC CUSIP: 747525103 01/22/2004 SALE 1,000.00 57.1000 57,087.33 QLOGIC CORP CUSIP: 747277101 07/23/2004 SHORT SALE 1,800.00 24.0200 43,224.99 RESEARCH IN MOTION LTD CUSIP: 760975102 05/21/2004 SALE 50.00 109.1500 5,447.38 RESEARCH IN MOTION LTD CUSIP: 760975102 05/24/2004 SALE 500.00 111.3100 55,643.70 RESEARCH IN MOTION LTD CUSIP: 760975102 05/24/2004 SALE 150.00 111.4500 16,717.10 RESEARCH IN MOTION LTD CUSIP: 760975102 06/30/2004 SALE 900.00 68.6000 61,724.06 RESEARCH IN MOTION LTD CUSIP: 760975102 06/30/2004 SALE 300.00 68.5100 20,551.01 RESEARCH IN MOTION LTD CUSIP: 760975102 06/30/2004 SALE 279.00 68.4800 19,104.08 RESEARCH IN MOTION LTD CUSIP: 760975102 06/30/2004 SALE 121.00 68.5500 8,238.76 RESEARCH IN MOTION LTD CUSIP: 760975102 06/30/2004 SALE 10.00 68.5500 675.44 RESEARCH IN MOTION LTD CUSIP: 760975102 07/01/2004 SALE 700.00 69.3100 48,505.87 RESEARCH IN MOTION LTD CUSIP: 760975102 07/01/2004 SALE 490.00 69.3500 33,980.70 RESEARCH IN MOTION LTD CUSIP: 760975102 07/30/2004 SALE 700.00 61.6800 43,164.99 RESEARCH IN MOTION LTD CUSIP: 760975102 08/19/2004 SALE 750.00 60.2400 45,168.95 RESEARCH IN MOTION LTD CUSIP: 760975102 08/05/2004 SHORT SALE 600.00 57.0200 34,201.20 RESEARCH IN MOTION LTD CUSIP: 760975102 08/05/2004 SHORT SALE 50.00 57.1200 2,845.94 ROSS STORES INC CUSIP: 778296103 02/18/2004 SALE 600.00 31.2400 18,743.12 ROSS STORES INC CUSIP: 778296103 02/18/2004 SALE 500.00 31.2400 15,609.27 SANDISK CORP CUSIP: 80004C101 03/02/2004 SALE 1,500.00 28.7900 43,165.82 SANDISK CORP CUSIP: 80004C101 03/02/2004 SALE 500.00 28.7900 14,391.93 SANDISK CORP CUSIP: 80004C101 03/02/2004 SALE 400.00 28.7900 11,513.55 SANDISK CORP CUSIP: 80004C101 04/06/2004 SALE 1,000.00 31.6700 31,659.26 SANDISK CORP CUSIP: 80004C101 04/06/2004 SALE 1,000.00 31.5500 31,539.27 SANDISK CORP CUSIP: 80004C101 04/06/2004 SALE 100.00 31.6600 3,165.92 SANDISK CORP CUSIP: 80004C101 05/25/2004 SALE 1,000.00 24.5300 24,519.43 SANDISK CORP CUSIP: 80004C101 05/25/2004 SALE 200.00 24.5000 4,899.88 SCHNITZER STL INDS CL A CUSIP: 806882106 04/02/2004 SALE 500.00 36.6600 18,319.58 SCHNITZER STL INDS CL A CUSIP: 806882106 04/02/2004 SALE 500.00 36.9800 18,479.57 SCHNITZER STL INDS CL A CUSIP: 806882106 04/02/2004 SALE 500.00 36.9400 18,459.57 SCHNITZER STL INDS CL A CUSIP: 806882106 04/02/2004 SALE 300.00 36.6300 10,988.74 SCHNITZER STL INDS CL A CUSIP: 806882106 04/02/2004 SALE 300.00 36.9600 11,087.74 SCHNITZER STL INDS CL A CUSIP: 806882106 04/02/2004 SALE 300.00 36.9100 11,072.74 SCHNITZER STL INDS CL A CUSIP: 806882106 04/02/2004 SALE 200.00 36.9400 7,387.82 SCHNITZER STL INDS CL A CUSIP: 806882106 04/02/2004 SALE 100.00 36.6100 3,660.91 SCHNITZER STL INDS CL A CUSIP: 806882106 04/02/2004 SALE 100.00 36.6200 3,661.91 SCHNITZER STL INDS CL A CUSIP: 806882106 04/02/2004 SALE 100.00 36.8400 3,683.91 SCHNITZER STL INDS CL A CUSIP: 806882106 04/02/2004 SALE 91.00 36.9000 3,357.82 SCHNITZER STL INDS CL A CUSIP: 806882106 04/02/2004 SALE 9.00 36.8300 331.46 SINA CORP CUSIP: G81477104 01/08/2004 SALE 1,200.00 41.4000 49,661.68 SINA CORP CUSIP: G81477104 01/08/2004 SALE 150.00 41.4000 6,208.95 TASER INTL INC CUSIP: 87651B104 03/18/2004 SALE 700.00 62.2400 43,566.30 TASER INTL INC CUSIP: 87651B104 03/18/2004 SALE 300.00 62.3000 18,679.28 TASER INTL INC CUSIP: 87651B104 03/26/2004 SALE 503.00 64.9400 32,663.54 TASER INTL INC CUSIP: 87651B104 03/26/2004 SALE 500.00 68.9700 34,473.66 TASER INTL INC CUSIP: 87651B104 03/26/2004 SALE 500.00 64.8900 32,433.74 TASER INTL INC CUSIP: 87651B104 03/26/2004 SALE 400.00 68.9700 27,586.92 TASER INTL INC CUSIP: 87651B104 03/30/2004 SALE 500.00 80.2000 40,088.44 TASER INTL INC CUSIP: 87651B104 03/30/2004 SALE 500.00 81.4900 40,730.92 TASER INTL INC CUSIP: 87651B104 03/30/2004 SALE 300.00 80.2000 24,059.06 TASER INTL INC CUSIP: 87651B104 03/31/2004 SALE 900.00 87.1900 78,467.93 TASER INTL INC CUSIP: 87651B104 03/31/2004 SALE 500.00 87.3800 43,688.29 TASER INTL INC CUSIP: 87651B104 03/31/2004 SALE 300.00 87.4400 26,220.98 TASER INTL INC CUSIP: 87651B104 04/06/2004 SALE 550.00 89.7800 49,377.84 TASER INTL INC CUSIP: 87651B104 04/06/2004 SALE 100.00 89.7900 8,968.79 TASER INTL INC CUSIP: 87651B104 04/06/2004 SALE 100.00 89.9200 8,991.78 TASER INTL INC CUSIP: 87651B104 04/07/2004 SALE 300.00 96.7200 29,005.33 TASER INTL INC CUSIP: 87651B104 04/07/2004 SALE 100.00 95.8000 9,579.77 TASER INTL INC CUSIP: 87651B104 04/16/2004 SALE 300.00 104.0400 31,201.27 TASER INTL INC CUSIP: 87651B104 04/16/2004 SALE 300.00 103.9000 31,169.27 TASER INTL INC CUSIP: 87651B104 04/16/2004 SALE 100.00 104.0000 10,399.75 TASER INTL INC CUSIP: 87651B104 04/19/2004 SALE 300.00 118.0100 35,392.18 TASER INTL INC CUSIP: 87651B104 04/19/2004 SALE 300.00 118.0400 35,411.17 TASER INTL INC CUSIP: 87651B104 04/21/2004 SALE 400.00 91.4000 36,559.14 TASER INTL INC CUSIP: 87651B104 04/21/2004 SALE 300.00 91.5000 27,439.36 TASER INTL INC CUSIP: 87651B104 04/21/2004 SALE 200.00 83.1000 16,609.62 TASER INTL INC CUSIP: 87651B104 04/26/2004 SALE 400.00 82.9400 33,175.22 TASER INTL INC CUSIP: 87651B104 04/26/2004 SALE 300.00 83.1500 24,934.42 TASER INTL INC CUSIP: 87651B104 06/22/2004 SALE 700.00 29.6200 20,723.52 TASER INTL INC CUSIP: 87651B104 06/22/2004 SALE 450.00 29.6200 13,328.68 TASER INTL INC CUSIP: 87651B104 06/23/2004 SALE 500.00 32.8100 16,394.62 TASER INTL INC CUSIP: 87651B104 06/23/2004 SALE 500.00 32.7200 16,359.61 TASER INTL INC CUSIP: 87651B104 06/25/2004 SALE 500.00 37.4900 18,734.57 TASER INTL INC CUSIP: 87651B104 06/25/2004 SALE 500.00 38.5600 19,269.55 TASER INTL INC CUSIP: 87651B104 06/25/2004 SALE 350.00 38.5200 13,481.68 TASER INTL INC CUSIP: 87651B104 06/25/2004 SALE 150.00 38.5700 5,785.36 TASER INTL INC CUSIP: 87651B104 06/25/2004 SALE 100.00 37.7000 3,759.42 TASER INTL INC CUSIP: 87651B104 06/25/2004 SALE 100.00 37.7000 3,769.41 TASER INTL INC CUSIP: 87651B104 06/25/2004 SALE 100.00 37.7000 3,769.41 TASER INTL INC CUSIP: 87651B104 06/25/2004 SALE 100.00 37.7000 3,769.41 TASER INTL INC CUSIP: 87651B104 06/25/2004 SALE 100.00 37.7000 3,769.41 TASER INTL INC CUSIP: 87651B104 06/28/2004 SALE 1,000.00 45.6800 45,678.93 TASER INTL INC CUSIP: 87651B104 06/28/2004 SALE 500.00 46.2400 23,109.46 TASER INTL INC CUSIP: 87651B104 06/28/2004 SALE 420.00 44.8000 18,813.45 TASER INTL INC CUSIP: 87651B104 06/28/2004 SALE 370.00 44.8000 16,573.76 TASER INTL INC CUSIP: 87651B104 06/28/2004 SALE 110.00 44.8000 4,917.34 TASER INTL INC CUSIP: 87651B104 06/30/2004 SALE 900.00 44.6900 40,205.56 TELLABS INC CUSIP: 879664100 02/18/2004 SALE 2,000.00 10.2600 20,519.03 TELLABS INC CUSIP: 879664100 02/18/2004 SALE 1,000.00 10.2600 10,249.52 YAHOO INC CUSIP: 984332106 03/17/2004 SALE 700.00 44.3900 31,061.79 YAHOO INC CUSIP: 984332106 03/17/2004 SALE 500.00 44.3900 22,194.13 YAHOO INC CUSIP: 984332106 03/17/2004 SALE 200.00 44.3900 8,877.65 YAHOO INC CUSIP: 984332106 03/17/2004 SALE 100.00 44.3900 4,438.82 YAHOO INC CUSIP: 984332106 05/28/2004 SALE 1,300.00 30.7500 39,974.06 YAHOO INC CUSIP: 984332106 05/28/2004 SALE 1,000.00 30.7500 30,739.29 YAHOO INC CUSIP: 984332106 05/28/2004 SALE 200.00 30.7500 6,149.85 YAHOO INC CUSIP: 984332106 06/18/2004 SALE 200.00 32.1800 6,424.85 YAHOO INC CUSIP: 984332106 06/21/2004 SALE 1,000.00 32.1200 32,109.25 YAHOO INC CUSIP: 984332106 06/21/2004 SALE 600.00 32.1100 19,265.54 YAHOO INC CUSIP: 984332106 06/21/2004 SALE 100.00 32.1200 3,211.92 YAHOO INC CUSIP: 984332106 09/03/2004 SALE 1,000.00 29.8600 29,849.31 YAHOO INC CUSIP: 984332106 09/03/2004 SALE 400.00 29.8700 11,947.72 YAHOO INC CUSIP: 984332106 09/03/2004 SALE 100.00 29.8600 2,985.93 YAHOO INC CUSIP: 984332106 06/14/2004 SHORT SALE 2,000.00 31.7800 63,548.52 TOTAL PROCEEDS 3,830,699.12
IRS BOXFORM 1099-B - PROCEEDS FROM BROKER & BARTER EXCHANGESOMB #1545-0715 TOTALS FOR TAX YEAR 2004 2. GROSS PROCEEDS LESS COMMISSION ON STOCKS, BONDS, ETC. .............................. $3,830,699.12 4. FEDERAL INCOME TAX WITHHELD .............................. $0.00
NOT FEDERALLY REPORTABLE THIS SECTION LISTS MISCELLANEOUS INFORMATION WHICH MAY BE USEFUL IN HELPING YOU PREPARE YOUR TAX RETURN. IT LISTS NON FEDERALLY REPORTABLE INCOME WHICH MAY OR MAY NOT BE TAXABLE AT THE STATE OR LOCAL LEVEL. PLEASE REVIEW THIS INFORMATION WITH YOUR TAX ADVISOR. DESCRIPTIONS DATE ACTIVITY QUANTITY PRICE AMOUNT MARGIN DEBIT INTEREST CUSIP: DEBIT INT 01/29/2004 MARGIN INTEREST 0.00 0.00 -19.26 MARGIN DEBIT INTEREST CUSIP: DEBIT INT 02/26/2004 MARGIN INTEREST 0.00 0.00 -24.13 MARGIN DEBIT INTEREST CUSIP: DEBIT INT 03/30/2004 MARGIN INTEREST 0.00 0.00 -16.56 MARGIN DEBIT INTEREST CUSIP: DEBIT INT 04/29/2004 MARGIN INTEREST 0.00 0.00 -37.28 MARGIN DEBIT INTEREST CUSIP: DEBIT INT 05/27/2004 MARGIN INTEREST 0.00 0.00 -6.61 MARGIN DEBIT INTEREST CUSIP: DEBIT INT 06/29/2004 MARGIN INTEREST 0.00 0.00 -50.94 MARGIN DEBIT INTEREST CUSIP: DEBIT INT 07/29/2004 MARGIN INTEREST 0.00 0.00 -26.37 MARGIN DEBIT INTEREST CUSIP: DEBIT INT 08/30/2004 MARGIN INTEREST 0.00 0.00 -15.80 MARGIN DEBIT INTEREST CUSIP: DEBIT INT 09/03/2004 MARGIN INTEREST 0.00 0.00 -4.16 TOTAL MARGIN INTEREST -201.11
MISCELLANEOUS INFORMATION TOTALS FOR TAX YEAR 2004 NOT FEDERALLY REPORTED 1. MARGIN INTEREST .............................. $-201.11 2. EXEMPT MUNICIPALS .............................. $0.00 3. EXEMPT DIVIDENDS .............................. $0.00 4. ROC OR PRINCIPAL .............................. $0.00 5. INCOME SUBJECT TO AMT .............................. $0.00 6. EXEMPT INTEREST .............................. $0.00 7. EXEMPT ACCRUED INTEREST .............................. $0.00 8. PARTNERSHIP (MLP) .............................. $0.00 9. ACCRUED INTEREST PURCHASED .............................. $0.00
THE FOLLOWING IS BEING PROVIDED FOR YOUR INFORMATION ONLY AND WILL NOT BE FURNISHED TO THE INTERNAL REVENUE SERVICE. DESCRIPTIONS DATE ACTIVITY QUANTITY PRICE AMOUNT ALTERA CORP CUSIP: 021441100 02/10/2004 PURCHASE 2,150.00 23.1000 49,665.00 ALTERA CORP CUSIP: 021441100 02/10/2004 PURCHASE 1,000.00 23.0300 23,039.99 ALTERA CORP CUSIP: 021441100 05/25/2004 PURCHASE 1,000.00 22.1000 22,109.99 ALTERA CORP CUSIP: 021441100 05/25/2004 PURCHASE 1,000.00 22.1000 22,100.00 ALTERA CORP CUSIP: 021441100 08/02/2004 PURCHASE 2,000.00 21.3900 42,789.99 AMAZON.COM INC CUSIP: 023135106 01/12/2004 PURCHASE 475.00 52.9000 25,139.86 AMAZON.COM INC CUSIP: 023135106 01/12/2004 PURCHASE 124.00 52.8000 6,557.81 AMAZON.COM INC CUSIP: 023135106 06/04/2004 PURCHASE 1,200.00 50.9000 61,080.00 AMAZON.COM INC CUSIP: 023135106 06/04/2004 PURCHASE 300.00 50.9200 15,285.99 APPLIED MATERIALS INC CUSIP: 038222105 01/05/2004 PURCHASE 1,000.00 23.3100 23,319.99 APPLIED MATERIALS INC CUSIP: 038222105 01/05/2004 PURCHASE 1,000.00 23.3300 23,330.00 APPLIED MATERIALS INC CUSIP: 038222105 01/05/2004 PURCHASE 300.00 23.3300 6,999.00 APPLIED MATERIALS INC CUSIP: 038222105 01/08/2004 PURCHASE 1,200.00 24.2200 29,064.00 APPLIED MATERIALS INC CUSIP: 038222105 01/08/2004 PURCHASE 1,000.00 24.2200 24,229.99 APPLIED MATERIALS INC CUSIP: 038222105 01/08/2004 PURCHASE 100.00 24.2200 2,422.00 APPLIED MATERIALS INC CUSIP: 038222105 01/12/2004 PURCHASE 500.00 24.5400 12,279.99 APPLIED MATERIALS INC CUSIP: 038222105 01/12/2004 PURCHASE 500.00 24.5800 12,299.99 ASK JEEVES INC CUSIP: 045174109 05/12/2004 PURCHASE 2,000.00 37.4500 74,909.99 ASK JEEVES INC CUSIP: 045174109 06/01/2004 PURCHASE 1,800.00 42.1000 75,789.99 ASK JEEVES INC CUSIP: 045174109 06/01/2004 PURCHASE 1,250.00 42.9300 53,662.50 ASK JEEVES INC CUSIP: 045174109 06/01/2004 PURCHASE 500.00 42.9300 21,474.99 ASK JEEVES INC CUSIP: 045174109 07/09/2004 PURCHASE 1,400.00 31.6500 44,310.00 ASK JEEVES INC CUSIP: 045174109 07/09/2004 PURCHASE 500.00 31.6000 15,809.99 BIOGEN IDEC INC CUSIP: 09062X103 02/18/2004 PURCHASE 1,250.00 53.5944 67,002.99 BROADCOM CORP CL A CUSIP: 111320107 06/22/2004 PURCHASE 500.00 44.8000 22,409.99 BROADCOM CORP CL A CUSIP: 111320107 06/22/2004 PURCHASE 400.00 44.7900 17,916.00 BROADCOM CORP CL A CUSIP: 111320107 06/22/2004 PURCHASE 200.00 44.7900 8,958.00 BROADCOM CORP CL A CUSIP: 111320107 06/22/2004 PURCHASE 100.00 44.7900 4,479.00 BROADCOM CORP CL A CUSIP: 111320107 06/23/2004 PURCHASE 500.00 45.2100 22,614.99 BROADCOM CORP CL A CUSIP: 111320107 06/23/2004 PURCHASE 500.00 45.2100 22,605.00 BROADCOM CORP CL A CUSIP: 111320107 06/29/2004 PURCHASE 500.00 46.0500 23,025.00 BROADCOM CORP CL A CUSIP: 111320107 06/29/2004 PURCHASE 500.00 46.0500 23,025.00 BROADCOM CORP CL A CUSIP: 111320107 06/29/2004 PURCHASE 300.00 46.0500 13,815.00 BROADCOM CORP CL A CUSIP: 111320107 06/29/2004 PURCHASE 200.00 46.0500 9,210.00 BROADCOM CORP CL A CUSIP: 111320107 06/29/2004 PURCHASE 100.00 46.0500 4,614.99 BROADCOM CORP CL A CUSIP: 111320107 06/29/2004 PURCHASE 100.00 46.0500 4,605.00 CYBERONICS INC CUSIP: 23251P102 06/16/2004 PURCHASE 900.00 34.7800 31,311.99 CYBERONICS INC CUSIP: 23251P102 06/16/2004 PURCHASE 350.00 34.7800 12,173.00 IMCLONE SYSTEMS INC CUSIP: 45245W109 06/07/2004 PURCHASE 900.00 80.4700 72,432.99 JUNIPER NETWORKS INC CUSIP: 48203R104 01/16/2004 PURCHASE 1,000.00 29.7300 29,739.99 JUNIPER NETWORKS INC CUSIP: 48203R104 01/16/2004 PURCHASE 500.00 29.7300 14,865.00 JUNIPER NETWORKS INC CUSIP: 48203R104 05/17/2004 PURCHASE 1,400.00 20.3500 28,499.99 JUNIPER NETWORKS INC CUSIP: 48203R104 05/17/2004 PURCHASE 600.00 20.3500 12,210.00 JUNIPER NETWORKS INC CUSIP: 48203R104 08/25/2004 PURCHASE 1,000.00 22.5000 22,509.99 JUNIPER NETWORKS INC CUSIP: 48203R104 08/25/2004 PURCHASE 900.00 22.4700 20,232.99 KRISPY KREME DOUGHNUT CUSIP: 501014104 05/10/2004 PURCHASE 1,500.00 21.9100 32,874.99 LIGAND PHARM INC CL B CUSIP: 53220K207 03/03/2004 PURCHASE 3,000.00 18.6400 55,929.99 MARTHA STWRT LVG OMNIMED CUSIP: 573083102 07/16/2004 PURCHASE 3,500.00 12.0300 42,114.99 NETFLIX INC CUSIP: 64110L106 03/29/2004 PURCHASE 750.00 32.2000 24,150.00 NETFLIX INC CUSIP: 64110L106 03/29/2004 PURCHASE 100.00 32.2100 3,230.99 NETFLIX INC CUSIP: 64110L106 03/29/2004 PURCHASE 100.00 32.2100 3,221.00 NOVELLUS SYS INC CUSIP: 670008101 08/09/2004 PURCHASE 1,000.00 25.0200 25,029.99 NOVELLUS SYS INC CUSIP: 670008101 08/09/2004 PURCHASE 600.00 25.0400 15,024.00 NOVELLUS SYS INC CUSIP: 670008101 08/09/2004 PURCHASE 100.00 25.0400 2,504.00 NOVELLUS SYS INC CUSIP: 670008101 08/09/2004 PURCHASE 100.00 25.0400 2,504.00 PHARMA PRODUCT DEV INC CUSIP: 717124101 07/15/2004 PURCHASE 900.00 34.3100 30,879.00 PHARMA PRODUCT DEV INC CUSIP: 717124101 07/15/2004 PURCHASE 500.00 34.3100 17,164.99 PRICELINE.COM INC NEW CUSIP: 741503403 03/17/2004 PURCHASE 1,600.00 23.8500 38,160.00 PRICELINE.COM INC NEW CUSIP: 741503403 03/17/2004 PURCHASE 700.00 23.8000 16,669.99 PRICELINE.COM INC NEW CUSIP: 741503403 03/17/2004 PURCHASE 200.00 23.8400 4,768.00 PRICELINE.COM INC NEW CUSIP: 741503403 03/17/2004 PURCHASE 100.00 23.8200 2,382.00 PRICELINE.COM INC NEW CUSIP: 741503403 03/17/2004 PURCHASE 100.00 23.8200 2,382.00 QUALCOMM INC CUSIP: 747525103 01/23/2004 PURCHASE 500.00 57.6300 28,824.99 QUALCOMM INC CUSIP: 747525103 01/23/2004 PURCHASE 500.00 57.6300 28,815.00 QLOGIC CORP CUSIP: 747277101 07/23/2004 PURCHASE 1,070.00 23.7600 25,438.54 QLOGIC CORP CUSIP: 747277101 07/23/2004 PURCHASE 400.00 23.7600 9,506.00 QLOGIC CORP CUSIP: 747277101 07/26/2004 PURCHASE 230.00 23.9100 5,500.45 QLOGIC CORP CUSIP: 747277101 07/26/2004 PURCHASE 100.00 23.9100 2,401.49 RESEARCH IN MOTION LTD CUSIP: 760975102 05/21/2004 PURCHASE 700.00 109.0000 76,309.99 RESEARCH IN MOTION LTD CUSIP: 760975102 06/30/2004 PURCHASE 1,800.00 69.0800 124,353.99 RESEARCH IN MOTION LTD CUSIP: 760975102 06/30/2004 PURCHASE 200.00 68.5900 13,728.99 RESEARCH IN MOTION LTD CUSIP: 760975102 06/30/2004 PURCHASE 100.00 68.5900 6,859.50 RESEARCH IN MOTION LTD CUSIP: 760975102 06/30/2004 PURCHASE 100.00 68.6000 6,870.49 RESEARCH IN MOTION LTD CUSIP: 760975102 06/30/2004 PURCHASE 100.00 68.6000 6,860.50 RESEARCH IN MOTION LTD CUSIP: 760975102 07/01/2004 PURCHASE 225.00 68.6000 15,436.12 RESEARCH IN MOTION LTD CUSIP: 760975102 07/01/2004 PURCHASE 175.00 68.6000 12,005.87 RESEARCH IN MOTION LTD CUSIP: 760975102 07/01/2004 PURCHASE 100.00 68.6000 6,870.49 RESEARCH IN MOTION LTD CUSIP: 760975102 07/28/2004 PURCHASE 700.00 62.2500 43,584.99 RESEARCH IN MOTION LTD CUSIP: 760975102 08/06/2004 PURCHASE 300.00 55.5000 16,651.50 RESEARCH IN MOTION LTD CUSIP: 760975102 08/06/2004 PURCHASE 150.00 55.5000 8,325.75 RESEARCH IN MOTION LTD CUSIP: 760975102 08/06/2004 PURCHASE 100.00 55.5000 5,560.49 RESEARCH IN MOTION LTD CUSIP: 760975102 08/06/2004 PURCHASE 100.00 55.5000 5,550.50 RESEARCH IN MOTION LTD CUSIP: 760975102 08/18/2004 PURCHASE 750.00 59.0000 44,259.99 ROSS STORES INC CUSIP: 778296103 02/17/2004 PURCHASE 200.00 31.0200 6,204.00 ROSS STORES INC CUSIP: 778296103 02/17/2004 PURCHASE 200.00 31.0200 6,204.00 ROSS STORES INC CUSIP: 778296103 02/17/2004 PURCHASE 200.00 31.0200 6,204.00 ROSS STORES INC CUSIP: 778296103 02/17/2004 PURCHASE 100.00 31.0200 3,111.99 ROSS STORES INC CUSIP: 778296103 02/17/2004 PURCHASE 100.00 31.0200 3,102.00 ROSS STORES INC CUSIP: 778296103 02/17/2004 PURCHASE 100.00 31.0200 3,102.00 ROSS STORES INC CUSIP: 778296103 02/17/2004 PURCHASE 100.00 31.0200 3,102.00 ROSS STORES INC CUSIP: 778296103 02/17/2004 PURCHASE 100.00 31.0200 3,102.00 SANDISK CORP CUSIP: 80004C101 03/01/2004 PURCHASE 1,000.00 28.1700 28,179.99 SANDISK CORP CUSIP: 80004C101 03/01/2004 PURCHASE 200.00 28.2000 5,640.00 SANDISK CORP CUSIP: 80004C101 03/01/2004 PURCHASE 200.00 28.2000 5,640.00 SANDISK CORP CUSIP: 80004C101 03/01/2004 PURCHASE 200.00 28.2000 5,640.00 SANDISK CORP CUSIP: 80004C101 03/01/2004 PURCHASE 200.00 28.2000 5,640.00 SANDISK CORP CUSIP: 80004C101 03/01/2004 PURCHASE 200.00 28.2000 5,640.00 SANDISK CORP CUSIP: 80004C101 03/01/2004 PURCHASE 200.00 28.2000 5,640.00 SANDISK CORP CUSIP: 80004C101 03/01/2004 PURCHASE 200.00 28.2000 5,640.00 SANDISK CORP CUSIP: 80004C101 04/05/2004 PURCHASE 776.00 31.7700 24,663.51 SANDISK CORP CUSIP: 80004C101 04/05/2004 PURCHASE 684.00 31.7600 21,723.84 SANDISK CORP CUSIP: 80004C101 04/05/2004 PURCHASE 500.00 31.7400 15,870.00 SANDISK CORP CUSIP: 80004C101 04/05/2004 PURCHASE 140.00 31.7600 4,446.40 SANDISK CORP CUSIP: 80004C101 05/25/2004 PURCHASE 1,000.00 24.4200 24,429.99 SANDISK CORP CUSIP: 80004C101 05/25/2004 PURCHASE 200.00 24.4300 4,886.00 SCHNITZER STL INDS CL A CUSIP: 806882106 04/02/2004 PURCHASE 1,500.00 37.5300 56,295.00 SCHNITZER STL INDS CL A CUSIP: 806882106 04/02/2004 PURCHASE 1,000.00 36.9400 36,949.99 SCHNITZER STL INDS CL A CUSIP: 806882106 04/02/2004 PURCHASE 500.00 37.5200 18,769.99 SINA CORP CUSIP: G81477104 01/07/2004 PURCHASE 1,350.00 41.1500 55,569.24 TASER INTL INC CUSIP: 87651B104 03/18/2004 PURCHASE 700.00 61.8700 43,309.00 TASER INTL INC CUSIP: 87651B104 03/18/2004 PURCHASE 300.00 61.6600 18,507.99 TASER INTL INC CUSIP: 87651B104 03/25/2004 PURCHASE 603.00 64.2700 38,767.81 TASER INTL INC CUSIP: 87651B104 03/25/2004 PURCHASE 300.00 64.2500 19,286.49 TASER INTL INC CUSIP: 87651B104 03/25/2004 PURCHASE 100.00 64.2700 6,437.49 TASER INTL INC CUSIP: 87651B104 03/26/2004 PURCHASE 900.00 68.5900 61,740.99 TASER INTL INC CUSIP: 87651B104 03/30/2004 PURCHASE 500.00 79.2200 39,619.99 TASER INTL INC CUSIP: 87651B104 03/30/2004 PURCHASE 500.00 80.9000 40,462.49 TASER INTL INC CUSIP: 87651B104 03/30/2004 PURCHASE 300.00 79.2300 23,769.00 TASER INTL INC CUSIP: 87651B104 03/31/2004 PURCHASE 1,100.00 87.2900 96,019.00 TASER INTL INC CUSIP: 87651B104 03/31/2004 PURCHASE 300.00 87.2000 26,169.99 TASER INTL INC CUSIP: 87651B104 03/31/2004 PURCHASE 300.00 87.2900 26,187.00 TASER INTL INC CUSIP: 87651B104 04/06/2004 PURCHASE 750.00 87.8000 65,859.99 TASER INTL INC CUSIP: 87651B104 04/07/2004 PURCHASE 400.00 94.5000 37,811.99 TASER INTL INC CUSIP: 87651B104 04/16/2004 PURCHASE 700.00 103.5500 72,494.99 TASER INTL INC CUSIP: 87651B104 04/16/2004 PURCHASE 400.00 114.4400 45,776.00 TASER INTL INC CUSIP: 87651B104 04/16/2004 PURCHASE 200.00 113.9900 22,807.99 TASER INTL INC CUSIP: 87651B104 04/21/2004 PURCHASE 300.00 91.3200 27,396.00 TASER INTL INC CUSIP: 87651B104 04/21/2004 PURCHASE 300.00 91.4400 27,432.00 TASER INTL INC CUSIP: 87651B104 04/21/2004 PURCHASE 200.00 81.5700 16,323.99 TASER INTL INC CUSIP: 87651B104 04/21/2004 PURCHASE 100.00 91.3000 9,139.99 TASER INTL INC CUSIP: 87651B104 04/23/2004 PURCHASE 300.00 82.8200 24,846.00 TASER INTL INC CUSIP: 87651B104 04/23/2004 PURCHASE 250.00 82.8300 20,717.49 TASER INTL INC CUSIP: 87651B104 04/23/2004 PURCHASE 150.00 82.7600 12,414.00 TASER INTL INC CUSIP: 87651B104 06/21/2004 PURCHASE 500.00 31.0400 15,529.99 TASER INTL INC CUSIP: 87651B104 06/21/2004 PURCHASE 500.00 31.0400 15,520.00 TASER INTL INC CUSIP: 87651B104 06/21/2004 PURCHASE 150.00 30.7800 4,626.99 TASER INTL INC CUSIP: 87651B104 06/23/2004 PURCHASE 500.00 32.3000 16,159.99 TASER INTL INC CUSIP: 87651B104 06/23/2004 PURCHASE 500.00 32.3400 16,170.00 TASER INTL INC CUSIP: 87651B104 06/25/2004 PURCHASE 900.00 36.0500 32,459.49 TASER INTL INC CUSIP: 87651B104 06/25/2004 PURCHASE 700.00 41.8200 29,274.00 TASER INTL INC CUSIP: 87651B104 06/25/2004 PURCHASE 500.00 38.1200 19,069.99 TASER INTL INC CUSIP: 87651B104 06/25/2004 PURCHASE 500.00 38.1000 19,050.00 TASER INTL INC CUSIP: 87651B104 06/25/2004 PURCHASE 200.00 41.8200 8,373.99 TASER INTL INC CUSIP: 87651B104 06/25/2004 PURCHASE 100.00 36.0500 3,605.50 TASER INTL INC CUSIP: 87651B104 06/28/2004 PURCHASE 1,500.00 46.1900 69,294.99 TASER INTL INC CUSIP: 87651B104 06/29/2004 PURCHASE 400.00 43.8600 17,546.00 TASER INTL INC CUSIP: 87651B104 06/29/2004 PURCHASE 300.00 43.8600 13,169.49 TASER INTL INC CUSIP: 87651B104 06/29/2004 PURCHASE 200.00 43.8600 8,773.00 TELLABS INC CUSIP: 879664100 02/17/2004 PURCHASE 1,000.00 10.4200 10,429.99 TELLABS INC CUSIP: 879664100 02/17/2004 PURCHASE 500.00 10.4500 5,225.00 TELLABS INC CUSIP: 879664100 02/17/2004 PURCHASE 300.00 10.4500 3,135.00 TELLABS INC CUSIP: 879664100 02/17/2004 PURCHASE 300.00 10.4500 3,135.00 TELLABS INC CUSIP: 879664100 02/17/2004 PURCHASE 250.00 10.4500 2,612.50 TELLABS INC CUSIP: 879664100 02/17/2004 PURCHASE 200.00 10.4500 2,090.00 TELLABS INC CUSIP: 879664100 02/17/2004 PURCHASE 150.00 10.4500 1,567.50 TELLABS INC CUSIP: 879664100 02/17/2004 PURCHASE 100.00 10.4500 1,045.00 TELLABS INC CUSIP: 879664100 02/17/2004 PURCHASE 100.00 10.4500 1,045.00 TELLABS INC CUSIP: 879664100 02/17/2004 PURCHASE 100.00 10.4500 1,045.00 YAHOO INC CUSIP: 984332106 03/17/2004 PURCHASE 700.00 44.6800 31,285.99 YAHOO INC CUSIP: 984332106 03/17/2004 PURCHASE 700.00 44.6800 31,276.00 YAHOO INC CUSIP: 984332106 03/17/2004 PURCHASE 100.00 44.6800 4,468.00 YAHOO INC CUSIP: 984332106 05/27/2004 PURCHASE 1,500.00 30.7600 46,140.00 YAHOO INC CUSIP: 984332106 05/27/2004 PURCHASE 500.00 30.7300 15,374.99 YAHOO INC CUSIP: 984332106 05/27/2004 PURCHASE 500.00 30.7600 15,380.00 YAHOO INC CUSIP: 984332106 06/14/2004 PURCHASE 1,000.00 31.6300 31,639.99 YAHOO INC CUSIP: 984332106 06/14/2004 PURCHASE 1,000.00 31.6400 31,640.00 YAHOO INC CUSIP: 984332106 06/18/2004 PURCHASE 1,700.00 32.8600 55,871.99 YAHOO INC CUSIP: 984332106 06/18/2004 PURCHASE 200.00 32.4400 6,497.99 YAHOO INC CUSIP: 984332106 09/02/2004 PURCHASE 900.00 29.8700 26,892.99 YAHOO INC CUSIP: 984332106 09/02/2004 PURCHASE 300.00 29.8400 8,961.99 YAHOO INC CUSIP: 984332106 09/02/2004 PURCHASE 300.00 29.9200 8,985.99 3,811,696.45
Instructions for Recipient Dividends and Distributions Forms 1099-DIV Caution: If an amount appears in box 2a, you must file Form 1040. You may not file Form 1040A. Box 1a. Shows total ordinary dividends that are taxable. Include this amount on line 9a of Form 1040 or 1040A. Also, report it on Schedule B (Form 1040) or Schedule 1 (Form 1040A), if required. The amount shown may be a distribution from an employee stock ownership plan (ESOP). Report it as a dividend on your Form 1040/1040A but treat it as a plan distribution, not as investment income, for any other purpose. Box 1b. Shows the portion of the amount in box 1a that may be eligible for the new 15% or 5% capital gains rates. See the Form 1040/1040A instructions for how to determine this amount. Report the eligible amoun on line 9b, Form 1040 or 1040A. Box 2a. Shows total capital gain distributions (long-term) from a regulated investment company or real estate investment trust. Report the amounts shown in box 2a on Schedule D (Form 1040), line 13. But, if no amount is shown in boxes 2c-2d and your only capital gains and losses are capital gain distributions, you may be able to report the amounts shown in box 2a on line 13 of Form 1040 (line 10 of Form 1040A) rather than Schedule D. See the Form 1040/1040A instructions. Box 2b. Shows the portion of the amount in box 2a that is unrecaptured section 1250 gain from certain depreciable real property. Report this amount on the Unrecaptured Section 1250 Gain Worksheet in the Schedule D instructions (Form 1040). Box 2c. Shows the portion of the amount in box 2a that is section 1202 gain from certain small business stock that may be subject to a 50% exclusion. See the Schedule D (Form 1040) instructions. Box 2d. Shows 28% rate gain from sales or exchanges of collectibles. If required, use this amount when completing the 28% Rate Gain Worksheet-Line 18 in the instructions for Schedule D (Form 1040). Box 3. Shows the part of the distribution that is nontaxable because it is a return of your cost (or other basis). You must reduce your cost (or other basis) by this amount for figuring gain or loss when you sell your stock. But if you get back all your cost (or other basis), report future nontaxable distributions as capital gains, even though this form shows them as nontaxable. See Pub. 550, Investment Income and Expenses. Box 4. Shows backup withholding. For example, a payer must backup withhold on certain payments at a 28% rate if you did not give your taxpayer identification number to the payer. See Form W-9 , Request for Taxpayer Identification Number and Certification, for information on backup withholding. Include this amount on your income tax return as tax withheld. Box 5. Shows your share of expenses of a nonpublicly offered regulated investment company, generally a nonpublicly offered mutual fund. If you file Form 1040, you may deduct these expenses on the "Other expenses" line on Schedule A (Form 1040) subject to the 2% limit. This amount is included in box 1a. Box 6. Shows the foreign tax you may be able to claim as a deduction or a credit on Form 1040. See the Form 1040 instructions. Boxes 8 and 9. Shows cash and noncash liquidation distributions. Nominees. If this form includes amounts belonging to another person, you are considered a nominee recipient. You must file Form 1099-DIV with the IRS for each of the other owners to show their share of the income, and you must furnish a Form 1099-DIV to each. A husband or wife is not required to file a nominee return to show amounts owned by the other. See the 2004 General Instructions for Forms 1099, 1098, 5498, and W-2G. Interest Income Form 1099-INT Box 1. Shows interest paid to you during the calendar year by the payer. This does not include interest shown in box 3. If you receive a Form 1099-INT for interest paid on a tax-exempt obligation, see the instructions for your income tax return. Box 2. Shows interest or principal forfeited because of early withdrawal of time savings. You may deduct this amount to figure your adjusted gross income on your income tax return. See the instructions for Form 1040 to see where to take the deduction. Box 3. Shows interest on U.S. Savings Bonds, Treasury bills, Treasury bonds, and Treasury notes. This may or may not be all taxable. See Pub. 550, Investment Income and Expenses. This interest is exempt from state and local income taxes. This interest is not included in box 1. Box 4. Shows backup withholding. Generally, a payer must backup withhold at a 28% rate if you did not furnish your taxpayer identification number (TIN) or you did not furnish the correct TIN to the payer. See Form W-9, Request for Taxpayer Identification Number and Certification, for information on backup withholding. Include this amount on your income tax return as tax withheld. Box 5. Any amount shown is your share of investment expenses of a single-class REMIC. If you file Form 1040, you may deduct these expenses on the "Other expenses" line of Schedule A (Form 1040) subject to the 2% limit. This amount is included in box 1. Box 6. Shows foreign tax paid. You may be able to claim this tax as a deduction or a credit on your Form 1040. See your Form 1040 instructions. Nominees If this form includes amounts belonging to another person(s), you are considered a nominee recipient. Complete a Form 1099-INT for each of the other owners showing the income allocable to each. File Copy A of the form with the IRS. Furnish Copy B to each owner. List yourself as the "payer" and the other owner(s) as the "recipient." File Form(s) 1099-INT with Form 1096, Annual Summary and Trasmittal of U.S. Information Returns, with the Internal Revenue Service Center for your area. On Form 1096 list yourself as the "filer." A husband or wife is not required to file a nominee return to show amounts owned by the other. Original Issue Discount Form 1099-OID Original issue discount (OID) is the excess of an obligation's stated redemption price at maturity over its issue price (acquisition price for a stripped bond or coupon). OID is taxable as interest over the life of the obligation. If you are the holder of an OID obligation, generally you must include an amount of OID in your gross income each year you hold the obligation. Obligations that may have OID include a bond, debenture, note, certificate, or other evidence of indebtedness having a term of more than 1 year. For example, the OID rules may apply to certificates of deposit (CDs), time deposits, bonus savings plans, and other deposit arrangements, especially if the payment of interest is deferred until maturity. In addition, the OID rules apply to Treasury inflation-indexed securities. See Pub. 550, Investment Income and Expenses, for more information. If, as the record holder, you receive Form 1099-OID showing amounts belonging to another person, you are considered a nominee recipient. Complete a Form 1099-OID for each of the other owners showing the amounts allocable to each. File Copy A of the form with the IRS. Furnish Copy B to each owner. List yourself as the "payer" and the other owner as the "recepient." File Forms(s) 1099-OID with Form 1096, Annual Summary and Transmittal of U.S. Information Returns, with the Internal Revenue Service Center for your area. On Form 1096, list yourself as the "filer." A husband or wife in not required to file a nominee return to show amounts owned by the other. If you bought or sold an obligation during the year and you are not a nominee, you are not required to issue or file Form 1099-OID showing the OID or stated interest allocable to the seller/buyer of the obligation. Box 1. Shows the OID on the obligation for the part of the year you owned it. Report the amount in box 1 as interest income on your income tax return. However, depending on the type of debt instrument, the issue or acquisition date, and other factores (for example, if you paid acquisition or bond premium or the obligation is a stripped bond or coupon), you may have to figure the correct amount of OID to report on your return. See Pub. 1212, List of Original Issue Discount Instruments, for details on how to figure the correct OID. Box 2. Shows other interest on this obligation for the year, which is an amount separate from the OID. If you held the obligation the entire year, report this amount as interest income on your tax return. If you disposed of the obligation or acquired it from another holder during the year, see Pub. 550 for reporting instructions. If there is an amount in both boxes 2 and 6, the amount in box 2 is interest on a U.S. Treasury obligation and is exempt from state and local income taxes. Box 3. Shows interest or principal forfeited if you withdrew the money before the maturity date of the obligation, such as from a CD. You may deduct this amount to figure your adjusted gross income on your income tax return. See the instructions for Form 1040 to see where to take the deduction. Box 4. Shows backup withholding. Generally, a payer must backup withhold at a 28% rate if you did not furnish your taxpayer identification number (TIN) or you did not furnish the correct TIN to the payer. Box 5. Shows the identification number (CUSIP number) or description of the obligation. The description may include the stock exchange, issuer, coupon rate, and year of maturity. Box 6. Shows OID on a U.S. Treasury obligation for the part of the year you owned it. Report this amount as interest income on your Federal income tax return, and see Pub. 1212 to figure any appropriate adjustments to this amount. This OID is exempt from state and local income taxes and is not included in box 1. Box 7. Any amount shown is your share of investment expenses of a single-class REMIC. If you file Form 1040, you may deduct these expenses on the "Other expenses" line of Schedule A (Form 1040) subject to the 2% limit. This amount is included in box 2. Cancellation of Debt Form 1099-C If a Federal Government agency, certain agency connected with the Federal Government, financial institution, credit union, or an organization having a significant trade or business of lending money (such as a finance or credit card company) cancels or forgives a debt you owe of $600 or more, this form must be provided to you. Generally, if you are an individual, you must include the canceled amount on the "Other income" line of Form 1040. If you are a corporation, partnership, or other entity, report the canceled debt on your tax return. See the instructions for your tax return. However, some canceled debt are not includible in your income, such as certain student loans (see Pub. 525), certain debts reduced by the seller after purchase (see Pub. 334), qualified farm debt (see Pub. 225), qualified real property business debt (see Pub. 334), or debts canceled in bankruptcy (see Pub. 908). Do not report a canceled debt as income if you did not deduct it but would have been able to do so on your tax return if you had paid it. Also, do not include canceled debts in your income to the extent you were insolvent. If you exclude a canceled debt from your income because it was canceled in a bankruptcy case or during insolvency, or because the debt is qualified farm debt or qualified real property business debt, file Form 982, Reduction of Tax Attributes Due to Discharge of Indebtedness (and Section 1082 Basis Adjustment). Box 1. Shows the date the debt was canceled. Box 2. Shows the amount of debt canceled.ed. Box 3. Shows interest if included in the canceled debt in box 2. See Pub. 525, Taxable and Nontaxable Income. Box 5. Shows a description of the debt. If box 7 is completed, box 5 shows a description of the property.ome. Box 6. If the box is marked, the creditor has indicated the debt was canceled in a bankruptcy proceeding. Box 7. If, in the same calendar year, a foreclosure or abandonment of property occurred in connection with the cancellation of the debt, the fair market value of the property will be shown, or you will receive a separate Form 1099-A, Acquisition or Abandonment of Secured Property. You may have income or loss because of the acquisition or abandonment. See Pub. 544, Sales and Other Dispositions of Assets, for information about foreclosures and abandonments. Miscellaneous Income Form 1099-MISC Amounts shown on this form may be subject to selfemployment (SE) tax. If your net income from self-employment is $400 or more, you must file a return and compute your SE tax on Schedule SE (Form 1040). See Pub. 533, Self-Employment Tax, for more information. If no income or social security and Medicare taxes were withheld and you are still receiving these payments, see Form 1040-ES, Estimated Tax for Individuals. Individuals must report as explained below. Corporations, fiduciaries, or partnerships report the amounts on the proper line of your tax return. Boxes 1 and 2. Report rents from real estate on Schedule E (Form 1040). If you provided significant services to the tenant, sold real estate as a business, or rented personal property as a business, report on Schedule C or C-EZ (Form 1040). For royalties on timber, coal, and iron ore, see Pub. 544, Sales and Other Dispositions of Assets. Box 3. Generally, report this amount on the "Other income" line of Form 1040 and identify the payment. The amount shown may be payments received as the beneficiary of a deceased employee, prizes, awards, taxable damages, Indian gaming profits, or other taxable income. If it is trade or business income, report this amount on Schedule C, C-EZ, or F (Form 1040). Box 4. Shows backup withholding or withholding on Indian gaming profits. Generally, a payer must backup withhold at a 28% rate if you did not furnish your taxpayer identification number. See Form W-9, Request for Taxpayer Identification Number and Certification, for more informationReport this amount on your income tax return as tax withheld. Box 5. An amount in this box means the fishing boat operator considers you self-employed. Report this amount on Schedule C or C-EZ (Form 1040). See Pub. 595, Tax Highlights for Commercial Fishermen. Box 6. Report on Schedule C or C-EZ (Form 1040). Box 7. Shows nonemployee compensation. If you are in the trade or business of catching fish, box 7 may show cash you received for the sale of fish. If payments in this box are SE income, report this amount on Schedule C, C-EZ, or F(Form 1040), and complete Schedule SE (Form 1040). You received this form instead of Form W-2 because the payer did not consider you an employee and did not withhold income tax or social security and Medicare taxes. Contact the payer if you believe this form is incorrect or has been issued in error. If you believe you are an employee, report this amount on line 7 of Form 1040 and call the IRS for information on how to report any social security and Medicare taxes. Box 8. Shows substitute payments in lieu of dividends or taxexempt interest received by your broker on your behalf after transfer of your securities for use in a short sale. Report on the "Other income" line of Form 1040. Box 9. If checked, $5,000 or more of sales of consumer products was paid to you on a buy-sell, deposit-commission, or other basis. A dollar amount does not have to be shown, Generally, report any income from your sale of these products on Schedule C or C-EZ (Form 1040). Box 10. Report this amount on line 8 of Schedule F (Form 1040). Box 13. Shows your total compensation of excess golden parachute payments subject to a 20% excise tax. See the Form 1040 instructions for the "Total Tax" line. Box 14. Shows gross proceeds paid to an attorney in connection with legal services. Report only the taxable part as income on your return. Box 15. Other information may be provided to you in box 15. Box 16-18. Shows state or local income tax withheld from the payments. Proceeds From Broker and Barter Exchange Transactions Form 1099-B Brokers and barter exchanges must report proceeds from transactions to you and the IRS on Form 1099-B by January 31 of the year following the calendar year of the transaction. Reporting is also required when your broker knows or has reason to know that a corporation in which you own stock has had a change in control or a substantial change in capital structure. You may be required to recognize gain from the receipt of cash, stock, or other property that was exchanged for the corporation's stock. If your broker reported this type of transaction to you, the corporation is identified in the box below your name and address on Form 1099-B. Box 1a. Box 1a. Shows the trade date of the transaction. For aggregate reporting, no entry will be present. Box 1b. For broker transactions, may show the CUSIP (Committee on Uniform Security Identification Procedures) number of the item reported. Box 2. Shows the aggregate proceeds from transactions involving stocks, bonds, other debt obligations, commodities, or forward contracts. Losses on forward contracts and changes in control or substantial change in capital structure are shown in parentheses. This box does not include proceeds from regulated futures contracts. The broker must indicate whether gross proceeds or gross proceeds less commissions and option premiums were reported to the IRS. Report this amount on Schedule D (Form 1040), Capital Gains and Losses. However, if Box 12 is checked, you cannot take a loss on your tax return based on gross proceeds from an acquisition of control or substantial change in capital structure reported in Box 2. Do not report this loss on Schedule D (Form 1040). The broker should advise you of any losses on a separate statement. Box 3. Shows the cash you received, the fair market value of any property or services you received, and/or the fair market value of any trade credits or scrip credited to your account by a barter exchange. See Pub. 525, Taxable and Nontaxable Income, for information on how to report this income. Box 4. Shows backup withholding. Generally, a payer must backup withhold at a 28% rate if you did not furnish your taxpayer identification number to the payer. See Form W-9, Request for Taxpayer Identification Number and Certification, for information on backup withholding. Include this amount on your income tax return as tax withheld. Box 5. Shows the number of shares of the corporation's stock that you held which were exchanged in the change in control or substantial change in capital structure. Box 6. Shows the class or classes of the corporation's stock that were exchanged in the change in control or substantial change in capital structure. Box 7. Shows a brief description of the item or service for which the proceeds or bartering income is being reported. For regulated futures contracts and forward contracts, "RFC" or other appropriate description may be shown. Regulated Futures Contracts: Box 8. Shows the profit or (loss) realized on regulated futures or foreign currency contracts closed during 2004. Box 9. Shows any year-end adjustment to the profit or (loss) shown in box 8 due to open contracts on December 31, 2003. Box 10. Shows the unrealized profit or (loss) on open contracts held in your account on December 31, 2004. These are considered sold as of that date. This will become an adjustment reported in box 9 in 2005. Box 11. Boxes 8, 9, and 10 are all used to figure the aggregate profit or (loss) on regulated futures or foreign currency contracts for the year. Include this amount on your 2004 Form 6781.

2003. In Jan, $2100-$2200. By end of year equivalant to $19,000-$21,000 (minus deposits). 750%-850% Gain.

E*TRADE Clearing LLC P.O. BOX 989030 West Sacramento, CA 95798-9030 (916) 864-8399 Federal I.D. No: 32-0012683 SAMUEL T AGUHOB PO BOX 12081 SILVER SPRING MD 20908	CONSOLIDATED 1099 TAX YEAR 2003Copy B for Recipient Department of the Treasury, Internal Revenue Service (Keep for your records) This is important tax information and is being furnished to the Internal Revenue Service. If you are required to file a return, a negligence penalty or other sanctions may be imposed on you if this income is taxable and the IRS determines that it has not been reported. Recipient's Tax Identification Number: The Only Edit. REP: ACCOUNT: ISSUE DATE: EC01 4730-4746 01/09/04 For questions regarding this tax form, please contact: E*TRADE SECURITIES LLC P.O. BOX 989030 WEST SACRAMENTO CA 95798-9030 800-786-2575
1099-DIV DIVIDENDS AND DISTRIBUTIONS DESCRIPTIONS DATE EX-DIVIDEND DATE ACTIVITY AMOUNT IRS BOX CNTRY
IRS BOXFORM 1099-DIV - DIVIDENDS AND DISTRIBUTIONSOMB #1545-0110 TOTALS FOR TAX YEAR 2003 1A. TOTAL ORDINARY DIVIDENDS .............................. $0.00 1B. QUALIFIED DIVIDENDS .............................. $0.00 2A. TOTAL CAPITAL GAIN DISTRIBUTIONS .............................. $0.00 2B. POST-MAY 5 CAPITAL GAIN DISTRIBUTIONS .............................. $0.00 2C. QUALIFIED 5-YEAR GAIN .............................. $0.00 2D. UNRECAP. SEC. 1250 GAIN .............................. $0.00 2E. SECTION 1202 GAIN .............................. $0.00 2F. COLLECTIBLES (28%) GAIN .............................. $0.00 3. NONTAXABLE DISTRIBUTIONS .............................. $0.00 4. FEDERAL INCOME TAX WITHHELD .............................. $0.00 5. INVESTMENT EXPENSES .............................. $0.00 6. FOREIGN TAX PAID .............................. $0.00 8. CASH LIQUIDATION DISTRIBUTIONS .............................. $0.00 9. NONCASH LIQUIDATION DISTRIBUTIONS .............................. $0.00
1099-INT INTEREST INCOME DESCRIPTIONS DATE ACTIVITY AMOUNT IRS BOX CNTRY
IRS BOXFORM 1099-INT - INTEREST INCOMEOMB #1545-0112 TOTALS FOR TAX YEAR 2003 1. INTEREST INCOME NOT INCLUDED IN BOX 3 .............................. $0.00 3. INTEREST ON U.S. SAVINGS BONDS AND TREAS. OBLIGATIONS .............................. $0.00 4. FEDERAL INCOME TAX WITHHELD .............................. $0.00 5. INVESTMENT EXPENSES .............................. $0.00 6. FOREIGN TAX PAID .............................. $0.00
1099-OID ORIGINAL ISSUE DISCOUNT DESCRIPTIONS DATE ACTIVITY AMOUNT IRS BOX CNTRY
IRS BOXFORM 1099-OID - ORIGINAL ISSUE DISCOUNTOMB #1545-0117 TOTALS FOR TAX YEAR 2003 1. ORIGINAL ISSUE DISCOUNT FOR 2003 .............................. $0.00 2. OTHER PERIODIC INTEREST .............................. $0.00 4. FEDERAL INCOME TAX WITHHELD .............................. $0.00 6. ORIGINAL ISSUE DISCOUNT ON US TREASURY OBLIGATIONS .............................. $0.00
1099-C CANCELLATION OF DEBT DESCRIPTIONS DATE ACTIVITY AMOUNT IRS BOX CNTRY
IRS BOXFORM 1099-C - CANCELLATION OF DEBTOMB #1545-1424 TOTALS FOR TAX YEAR 2003 2. AMOUNT OF DEBT CANCELLED .............................. $0.00
1099-MISC MISCELLANEOUS INCOME DESCRIPTIONS DATE ACTIVITY AMOUNT IRS BOX CNTRY
IRS BOXSUBSTITUTE FOR IRS FORM 1099- MISCOMB #1545-0115 TOTALS FOR TAX YEAR 2003 1. RENTS .............................. $0.00 2. ROYALTIES .............................. $0.00 3. OTHER INCOME .............................. $0.00 4. FEDERAL INCOME TAX WITHHELD .............................. $0.00 6. MEDICAL PAYMENTS .............................. $0.00 7. NON-EMPLOYEE COMPENSATION .............................. $0.00 8. SUBSTITUTE PAYMENTS IN LIEU OF DIVIDENDS OR INTEREST .............................. $0.00
1099-B PROCEEDS FROM BROKER AND BARTER EXCHANGE TRANSACTIONS DESCRIPTIONS DATE ACTIVITY QUANTITY PRICE AMOUNT ALTERA CORP CUSIP: 021441100 03/12/2003 SALE 600.00 12.6300 7,564.78 ALTERA CORP CUSIP: 021441100 03/13/2003 SALE 400.00 12.7100 5,081.84 ALTERA CORP CUSIP: 021441100 03/13/2003 SALE 100.00 12.7500 1,264.47 ALTERA CORP CUSIP: 021441100 10/22/2003 SHORT SALE 1,000.00 18.5500 18,539.14 ALTERA CORP CUSIP: 021441100 10/22/2003 SHORT SALE 800.00 18.5800 14,863.30 ALTERA CORP CUSIP: 021441100 10/22/2003 SHORT SALE 500.00 18.5500 9,274.56 ALTERA CORP CUSIP: 021441100 10/22/2003 SHORT SALE 500.00 18.5800 9,289.56 ALTERA CORP CUSIP: 021441100 10/22/2003 SHORT SALE 100.00 18.5500 1,854.91 ALTERA CORP CUSIP: 021441100 10/22/2003 SHORT SALE 100.00 18.5800 1,857.91 AMAZON.COM INC CUSIP: 023135106 07/29/2003 SALE 850.00 41.8100 35,526.84 AMAZON.COM INC CUSIP: 023135106 10/15/2003 SALE 1,000.00 59.4200 59,407.22 AMAZON.COM INC CUSIP: 023135106 12/01/2003 SALE 800.00 54.4000 43,513.96 AMAZON.COM INC CUSIP: 023135106 12/01/2003 SALE 200.00 54.4200 10,872.50 APPLIED MATERIALS INC CUSIP: 038222105 10/29/2003 SALE 1,700.00 22.3400 37,976.22 APPLIED MATERIALS INC CUSIP: 038222105 10/29/2003 SALE 1,000.00 22.3400 22,328.96 APPLIED MATERIALS INC CUSIP: 038222105 11/07/2003 SALE 1,000.00 25.7900 25,778.80 APPLIED MATERIALS INC CUSIP: 038222105 11/07/2003 SALE 900.00 25.7200 23,146.91 APPLIED MATERIALS INC CUSIP: 038222105 11/07/2003 SALE 400.00 25.7900 10,315.51 APPLIED MATERIALS INC CUSIP: 038222105 11/12/2003 SALE 1,000.00 25.4200 25,408.82 APPLIED MATERIALS INC CUSIP: 038222105 11/13/2003 SALE 1,300.00 24.7700 32,199.49 APPLIED MATERIALS INC CUSIP: 038222105 11/13/2003 SALE 1,000.00 24.7900 24,778.84 APPLIED MATERIALS INC CUSIP: 038222105 01/30/2003 SHORT SALE 400.00 12.9800 5,181.85 APPLIED MATERIALS INC CUSIP: 038222105 01/30/2003 SHORT SALE 25.00 12.9800 314.50 APPLIED MATERIALS INC CUSIP: 038222105 02/03/2003 SHORT SALE 710.00 12.0400 8,538.15 APPLIED MATERIALS INC CUSIP: 038222105 02/26/2003 SHORT SALE 1,300.00 12.4800 16,213.52 ASK JEEVES INC CUSIP: 045174109 08/29/2003 SALE 1,650.00 18.1000 29,863.60 ASK JEEVES INC CUSIP: 045174109 08/29/2003 SALE 700.00 18.2500 12,764.41 BARRICK GOLD CORP F CUSIP: 067901108 02/25/2003 SHORT SALE 700.00 15.7600 11,031.66 BARRICK GOLD CORP F CUSIP: 067901108 02/25/2003 SHORT SALE 100.00 15.8200 1,571.96 BARRICK GOLD CORP F CUSIP: 067901108 02/25/2003 SHORT SALE 100.00 15.8200 1,581.95 BARRICK GOLD CORP F CUSIP: 067901108 02/25/2003 SHORT SALE 100.00 15.8000 1,579.95 BROADCOM CORP CL A CUSIP: 111320107 05/02/2003 SALE 765.00 18.5600 14,187.74 BROADCOM CORP CL A CUSIP: 111320107 07/08/2003 SALE 850.00 29.3800 24,961.84 BROADCOM CORP CL A CUSIP: 111320107 07/14/2003 SALE 900.00 29.3400 26,394.77 BROADVISION INC NEW CUSIP: 111412607 01/23/2003 SALE 500.00 4.5700 2,274.94 BROADVISION INC NEW CUSIP: 111412607 01/23/2003 SALE 500.00 4.5700 2,284.93 CEPHALON INC CUSIP: 156708109 02/20/2003 SHORT SALE 250.00 48.0200 11,994.64 CHINA YUCHAI INTL ORD CUSIP: G21082105 10/17/2003 SALE 1,300.00 24.2500 31,523.52 CHINA YUCHAI INTL ORD CUSIP: G21082105 10/17/2003 SALE 300.00 24.3200 7,295.65 CHINA YUCHAI INTL ORD CUSIP: G21082105 10/17/2003 SALE 200.00 24.3400 4,857.78 CHINA YUCHAI INTL ORD CUSIP: G21082105 10/17/2003 SALE 200.00 24.3100 4,861.77 COMVERSE TECHNOLOGY NEW CUSIP: 205862402 02/28/2003 SALE 800.00 10.2000 8,149.76 COMVERSE TECHNOLOGY NEW CUSIP: 205862402 03/17/2003 SALE 900.00 11.5600 10,393.69 COMVERSE TECHNOLOGY NEW CUSIP: 205862402 03/17/2003 SALE 100.00 11.5400 1,153.96 CORNING INC CUSIP: 219350105 01/28/2003 SALE 1,150.00 4.1400 4,750.86 CORNING INC CUSIP: 219350105 02/10/2003 SALE 2,100.00 4.7000 9,859.71 CORNING INC CUSIP: 219350105 02/11/2003 SALE 1,000.00 5.6000 5,594.83 CORNING INC CUSIP: 219350105 02/11/2003 SALE 500.00 5.6000 2,797.41 CORNING INC CUSIP: 219350105 02/11/2003 SALE 350.00 5.6000 1,958.19 CORNING INC CUSIP: 219350105 02/11/2003 SALE 100.00 5.6000 549.49 CORNING INC CUSIP: 219350105 02/13/2003 SALE 1,000.00 4.9100 4,899.86 CORNING INC CUSIP: 219350105 02/13/2003 SALE 1,000.00 4.9200 4,909.86 CORNING INC CUSIP: 219350105 02/13/2003 SALE 300.00 4.9100 1,472.95 CORNING INC CUSIP: 219350105 03/10/2003 SALE 1,400.00 5.6900 7,965.76 CORNING INC CUSIP: 219350105 03/10/2003 SALE 1,000.00 5.6900 5,679.83 DURBAN ROODEPOORT SPN AD CUSIP: 266597301 01/23/2003 SALE 1,000.00 4.1700 4,159.88 DURBAN ROODEPOORT SPN AD CUSIP: 266597301 01/23/2003 SALE 259.00 4.1700 1,079.99 EBAY INC CUSIP: 278642103 10/03/2003 SALE 900.00 57.1600 51,431.60 EBAY INC CUSIP: 278642103 10/30/2003 SALE 500.00 58.3100 29,143.64 EMULEX CORP NEW CUSIP: 292475209 01/03/2003 SALE 560.00 19.7300 11,030.47 EMULEX CORP NEW CUSIP: 292475209 01/03/2003 SALE 355.00 19.8400 7,024.99 EMULEX CORP NEW CUSIP: 292475209 01/03/2003 SALE 200.00 19.8300 3,965.88 EMULEX CORP NEW CUSIP: 292475209 01/07/2003 SALE 460.00 23.3500 10,722.68 EMULEX CORP NEW CUSIP: 292475209 01/07/2003 SALE 300.00 22.8500 6,854.79 EMULEX CORP NEW CUSIP: 292475209 01/07/2003 SALE 185.00 22.8600 4,210.98 EMULEX CORP NEW CUSIP: 292475209 01/17/2003 SALE 225.00 20.1900 4,532.62 EMULEX CORP NEW CUSIP: 292475209 02/18/2003 SALE 600.00 19.1700 11,491.66 EMULEX CORP NEW CUSIP: 292475209 04/23/2003 SALE 130.00 24.4500 3,168.36 EMULEX CORP NEW CUSIP: 292475209 04/23/2003 SALE 100.00 24.4500 2,444.88 EMULEX CORP NEW CUSIP: 292475209 05/30/2003 SALE 350.00 24.7600 8,655.60 EMULEX CORP NEW CUSIP: 292475209 05/30/2003 SALE 200.00 24.7500 4,949.76 EMULEX CORP NEW CUSIP: 292475209 02/13/2003 SHORT SALE 550.00 17.4900 9,609.22 EMULEX CORP NEW CUSIP: 292475209 10/22/2003 SHORT SALE 1,500.00 27.5100 41,253.07 EMULEX CORP NEW CUSIP: 292475209 10/22/2003 SHORT SALE 300.00 27.5100 8,252.61 F5 NETWORKS INC CUSIP: 315616102 03/27/2003 SALE 500.00 15.1800 7,589.80 F5 NETWORKS INC CUSIP: 315616102 03/27/2003 SALE 300.00 15.1800 4,553.88 F5 NETWORKS INC CUSIP: 315616102 03/27/2003 SALE 100.00 15.1800 1,507.97 GOLD FIELDS LTD NEW ADR CUSIP: 38059T106 01/29/2003 SALE 350.00 13.9200 4,861.86 GOLDCORP INC NEWF CUSIP: 380956409 01/06/2003 SALE 830.00 13.4900 11,178.37 GOLDCORP INC NEWF CUSIP: 380956409 01/06/2003 SALE 830.00 13.0200 10,788.28 HARMONY GOLD MNG CO CUSIP: 413216300 02/27/2003 SHORT SALE 550.00 13.7600 7,557.78 HARMONY GOLD MNG CO CUSIP: 413216300 02/27/2003 SHORT SALE 200.00 13.7600 2,751.91 HARMONY GOLD MNG CO CUSIP: 413216300 02/27/2003 SHORT SALE 200.00 13.7600 2,751.91 HARMONY GOLD MNG CO CUSIP: 413216300 02/27/2003 SHORT SALE 200.00 13.7600 2,751.91 HOTELS.COM INC CL A CUSIP: 44147T108 02/06/2003 SALE 108.00 43.2600 4,671.93 HOTELS.COM INC CL A CUSIP: 44147T108 02/06/2003 SALE 100.00 43.2600 4,315.87 INTERNET SEC SYS INC CUSIP: 46060X107 04/22/2003 SALE 500.00 13.2500 6,612.19 INTERNET SEC SYS INC CUSIP: 46060X107 04/22/2003 SALE 50.00 13.2500 662.21 INTERNET SEC SYS INC CUSIP: 46060X107 04/23/2003 SALE 550.00 13.3000 7,304.66 JUNIPER NETWORKS INC CUSIP: 48203R104 02/28/2003 SALE 800.00 8.9400 7,141.79 KLA-TENCOR CORP CUSIP: 482480100 11/14/2003 SHORT SALE 900.00 57.0800 51,359.60 LUCENT TECHNOLOGIES INC CUSIP: 549463107 02/27/2003 SALE 5,000.00 1.5800 7,889.77 MERCURY INTERACTIVE CORP CUSIP: 589405109 09/17/2003 SALE 500.00 50.6100 25,293.82 MERCURY INTERACTIVE CORP CUSIP: 589405109 09/17/2003 SALE 500.00 50.6100 25,303.81 NETEASE.COM INC SPON ADR CUSIP: 64110W102 07/02/2003 SALE 580.00 38.5300 22,336.36 NETEASE.COM INC SPON ADR CUSIP: 64110W102 07/28/2003 SALE 500.00 42.7900 21,384.00 NETEASE.COM INC SPON ADR CUSIP: 64110W102 07/28/2003 SALE 100.00 42.8000 4,279.79 NETEASE.COM INC SPON ADR CUSIP: 64110W102 08/19/2003 SALE 300.00 48.8800 14,653.32 NETEASE.COM INC SPON ADR CUSIP: 64110W102 08/19/2003 SALE 300.00 48.3500 14,504.32 NETEASE.COM INC SPON ADR CUSIP: 64110W102 08/19/2003 SALE 200.00 48.5000 9,699.54 NETEASE.COM INC SPON ADR CUSIP: 64110W102 12/09/2003 SHORT SALE 500.00 39.9000 19,939.07 NETEASE.COM INC SPON ADR CUSIP: 64110W102 12/09/2003 SHORT SALE 500.00 39.9000 19,949.06 NVIDIA CORP CUSIP: 67066G104 02/14/2003 SALE 600.00 11.1300 6,677.79 NVIDIA CORP CUSIP: 67066G104 02/14/2003 SALE 300.00 11.1300 3,328.90 NVIDIA CORP CUSIP: 67066G104 02/18/2003 SALE 900.00 12.7100 11,428.66 NVIDIA CORP CUSIP: 67066G104 02/21/2003 SALE 900.00 12.8800 11,577.16 NVIDIA CORP CUSIP: 67066G104 03/03/2003 SALE 500.00 12.6600 6,319.81 NVIDIA CORP CUSIP: 67066G104 03/19/2003 SALE 700.00 13.9700 9,768.71 NVIDIA CORP CUSIP: 67066G104 03/19/2003 SALE 290.00 13.9500 4,045.37 NVIDIA CORP CUSIP: 67066G104 03/19/2003 SHORT SALE 700.00 13.9400 9,747.71 NOVELLUS SYS INC CUSIP: 670008101 07/09/2003 SALE 680.00 38.4600 26,141.58 NOVELLUS SYS INC CUSIP: 670008101 10/02/2003 SALE 1,000.00 34.6200 34,608.38 NOVELLUS SYS INC CUSIP: 670008101 10/02/2003 SALE 550.00 34.6400 19,051.10 NOVELLUS SYS INC CUSIP: 670008101 01/07/2003 SHORT SALE 320.00 33.2200 10,607.09 OMNIVISION TECH INC CUSIP: 682128103 10/30/2003 SALE 300.00 57.2800 17,183.19 OMNIVISION TECH INC CUSIP: 682128103 10/30/2003 SALE 200.00 57.2800 11,445.47 QUALCOMM INC CUSIP: 747525103 08/05/2003 SHORT SALE 950.00 36.3100 34,482.89 QLOGIC CORP CUSIP: 747277101 01/09/2003 SALE 130.00 41.8900 5,422.54 QLOGIC CORP CUSIP: 747277101 01/10/2003 SALE 130.00 42.0900 5,448.54 QLOGIC CORP CUSIP: 747277101 09/24/2003 SHORT SALE 550.00 49.2600 27,091.73 QLOGIC CORP CUSIP: 747277101 09/24/2003 SHORT SALE 500.00 49.2600 24,618.85 RAMBUS INC CUSIP: 750917106 01/30/2003 SALE 450.00 12.4700 5,601.34 RAMBUS INC CUSIP: 750917106 01/30/2003 SALE 440.00 12.4600 5,472.24 RAMBUS INC CUSIP: 750917106 01/31/2003 SALE 410.00 12.9900 5,315.74 RAMBUS INC CUSIP: 750917106 02/03/2003 SALE 400.00 16.1100 6,433.81 RAMBUS INC CUSIP: 750917106 02/05/2003 SALE 660.00 13.6600 9,005.33 RAMBUS INC CUSIP: 750917106 02/05/2003 SALE 600.00 13.9500 8,356.75 RAMBUS INC CUSIP: 750917106 02/05/2003 SALE 25.00 13.9500 348.73 RAMBUS INC CUSIP: 750917106 02/06/2003 SALE 690.00 13.3900 9,228.83 RAMBUS INC CUSIP: 750917106 02/07/2003 SALE 685.00 13.5700 9,285.18 RAMBUS INC CUSIP: 750917106 03/04/2003 SALE 700.00 15.5300 10,860.68 RAMBUS INC CUSIP: 750917106 03/04/2003 SALE 170.00 15.5000 2,634.92 RAMBUS INC CUSIP: 750917106 03/06/2003 SALE 300.00 13.5500 4,054.88 RAMBUS INC CUSIP: 750917106 03/06/2003 SALE 255.00 13.5500 3,455.14 RAMBUS INC CUSIP: 750917106 03/06/2003 SALE 245.00 13.3600 3,218.11 RAMBUS INC CUSIP: 750917106 03/20/2003 SALE 700.00 13.7300 9,610.71 RAMBUS INC CUSIP: 750917106 03/20/2003 SALE 300.00 13.7300 4,108.88 RAMBUS INC CUSIP: 750917106 10/07/2003 SALE 500.00 28.7700 14,374.33 RAMBUS INC CUSIP: 750917106 10/07/2003 SALE 500.00 28.8100 14,404.32 RESEARCH IN MOTION LTD CUSIP: 760975102 12/23/2003 SALE 400.00 69.9000 27,946.70 RESEARCH IN MOTION LTD CUSIP: 760975102 12/23/2003 SALE 200.00 69.8500 13,958.35 RESEARCH IN MOTION LTD CUSIP: 760975102 12/23/2003 SALE 100.00 69.8100 6,970.18 SINA CORP CUSIP: G81477104 06/06/2003 SALE 440.00 18.8300 8,274.82 SINA CORP CUSIP: G81477104 06/06/2003 SALE 200.00 18.8300 3,764.82 SINA CORP CUSIP: G81477104 06/06/2003 SALE 200.00 18.8300 3,764.82 SINA CORP CUSIP: G81477104 06/06/2003 SALE 20.00 18.9000 367.89 SINA CORP CUSIP: G81477104 06/06/2003 SALE 20.00 18.7100 364.19 SINA CORP CUSIP: G81477104 06/06/2003 SALE 20.00 18.8300 376.48 SINA CORP CUSIP: G81477104 09/19/2003 SALE 1,000.00 40.8100 40,798.10 SINA CORP CUSIP: G81477104 09/19/2003 SALE 200.00 40.7800 8,155.61 SOHU COM INC CUSIP: 83408W103 02/19/2003 SALE 700.00 8.3100 5,806.83 SOHU COM INC CUSIP: 83408W103 02/24/2003 SALE 1,300.00 9.2200 11,975.64 SOHU COM INC CUSIP: 83408W103 03/21/2003 SALE 750.00 9.7300 7,287.29 SOHU COM INC CUSIP: 83408W103 03/21/2003 SALE 400.00 9.6230 3,849.08 SOHU COM INC CUSIP: 83408W103 03/21/2003 SALE 250.00 9.6200 2,404.92 SOHU COM INC CUSIP: 83408W103 03/21/2003 SALE 100.00 9.6200 951.98 SOHU COM INC CUSIP: 83408W103 05/05/2003 SALE 700.00 18.4200 12,883.40 SOHU COM INC CUSIP: 83408W103 05/05/2003 SALE 125.00 18.4200 2,302.39 SOHU COM INC CUSIP: 83408W103 05/29/2003 SALE 590.00 27.1200 15,990.06 SOHU COM INC CUSIP: 83408W103 06/05/2003 SALE 550.00 30.3000 16,654.23 SOHU COM INC CUSIP: 83408W103 06/11/2003 SALE 300.00 31.0500 9,304.57 SOHU COM INC CUSIP: 83408W103 06/11/2003 SALE 265.00 31.0600 8,220.52 SOHU COM INC CUSIP: 83408W103 06/12/2003 SALE 550.00 31.6900 17,418.69 SOHU COM INC CUSIP: 83408W103 06/13/2003 SALE 625.00 32.3400 20,201.56 SOHU COM INC CUSIP: 83408W103 06/30/2003 SALE 600.00 34.3800 20,617.04 SOHU COM INC CUSIP: 83408W103 10/27/2003 SALE 1,400.00 38.0200 53,215.51 SOHU COM INC CUSIP: 83408W103 11/25/2003 SALE 500.00 35.3900 17,691.67 SOHU COM INC CUSIP: 83408W103 11/25/2003 SALE 300.00 35.3900 10,605.01 SOHU COM INC CUSIP: 83408W103 11/25/2003 SALE 300.00 35.3900 10,615.00 SOHU COM INC CUSIP: 83408W103 11/25/2003 SALE 200.00 35.3900 7,076.66 SYMANTEC CORP CUSIP: 871503108 02/28/2003 SHORT SALE 200.00 40.5800 8,105.76 TEX INSTRUMENTS INC CUSIP: 882508104 07/24/2003 SALE 700.00 19.3600 13,551.36 TEX INSTRUMENTS INC CUSIP: 882508104 07/24/2003 SALE 400.00 19.3600 7,743.63 TEX INSTRUMENTS INC CUSIP: 882508104 07/24/2003 SALE 280.00 19.3700 5,413.35 VERITAS SOFTWARE CORP CUSIP: 923436109 07/29/2003 SALE 1,000.00 31.2200 31,208.54 VERITAS SOFTWARE CORP CUSIP: 923436109 07/29/2003 SALE 100.00 31.1900 3,118.85 XM STLLITE RADIO HLDGS A CUSIP: 983759101 04/01/2003 SALE 716.00 5.9700 4,219.32 XM STLLITE RADIO HLDGS A CUSIP: 983759101 04/14/2003 SALE 1,484.00 6.6100 9,798.79 YAHOO INC CUSIP: 984332106 03/26/2003 SALE 610.00 23.9600 14,605.24 YAHOO INC CUSIP: 984332106 06/17/2003 SALE 650.00 30.7000 19,944.07 YAHOO INC CUSIP: 984332106 09/02/2003 SALE 1,000.00 33.8700 33,858.42 YAHOO INC CUSIP: 984332106 09/02/2003 SALE 300.00 33.8500 10,154.52 YAHOO INC CUSIP: 984332106 09/24/2003 SALE 1,000.00 37.7900 37,778.24 YAHOO INC CUSIP: 984332106 09/24/2003 SALE 400.00 37.7900 15,115.29 YAHOO INC CUSIP: 984332106 11/03/2003 SALE 1,000.00 43.9900 43,977.95 YAHOO INC CUSIP: 984332106 11/03/2003 SALE 300.00 43.9900 13,196.38 TOTAL PROCEEDS 2,304,206.40
IRS BOXFORM 1099-B - PROCEEDS FROM BROKER & BARTER EXCHANGESOMB #1545-0715 TOTALS FOR TAX YEAR 2003 2. GROSS PROCEEDS LESS COMMISSION ON STOCKS, BONDS, ETC. .............................. $2,304,206.40 4. FEDERAL INCOME TAX WITHHELD .............................. $0.00
NOT FEDERALLY REPORTABLE THIS SECTION LISTS MISCELLANEOUS INFORMATION WHICH MAY BE USEFUL IN HELPING YOU PREPARE YOUR TAX RETURN. IT LISTS NON FEDERALLY REPORTABLE INCOME WHICH MAY OR MAY NOT BE TAXABLE AT THE STATE OR LOCAL LEVEL. PLEASE REVIEW THIS INFORMATION WITH YOUR TAX ADVISOR. DESCRIPTIONS DATE ACTIVITY QUANTITY PRICE AMOUNT MARGIN DEBIT INTEREST CUSIP: DEBIT INT 01/30/2003 MARGIN INTEREST 0.00 0.00 -9.57 MARGIN DEBIT INTEREST CUSIP: DEBIT INT 02/27/2003 MARGIN INTEREST 0.00 0.00 -16.51 MARGIN DEBIT INTEREST CUSIP: DEBIT INT 03/28/2003 MARGIN INTEREST 0.00 0.00 -19.39 MARGIN DEBIT INTEREST CUSIP: DEBIT INT 04/29/2003 MARGIN INTEREST 0.00 0.00 -33.65 MARGIN DEBIT INTEREST CUSIP: DEBIT INT 05/29/2003 MARGIN INTEREST 0.00 0.00 -16.00 MARGIN DEBIT INTEREST CUSIP: DEBIT INT 06/27/2003 MARGIN INTEREST 0.00 0.00 -18.34 MARGIN DEBIT INTEREST CUSIP: DEBIT INT 07/30/2003 MARGIN INTEREST 0.00 0.00 -21.76 MARGIN DEBIT INTEREST CUSIP: DEBIT INT 08/28/2003 MARGIN INTEREST 0.00 0.00 -8.01 MARGIN DEBIT INTEREST CUSIP: DEBIT INT 09/29/2003 MARGIN INTEREST 0.00 0.00 -41.50 MARGIN DEBIT INTEREST CUSIP: DEBIT INT 10/30/2003 MARGIN INTEREST 0.00 0.00 -26.63 MARGIN DEBIT INTEREST CUSIP: DEBIT INT 11/26/2003 MARGIN INTEREST 0.00 0.00 -33.08 MARGIN DEBIT INTEREST CUSIP: DEBIT INT 12/30/2003 MARGIN INTEREST 0.00 0.00 -14.68 TOTAL MARGIN INTEREST -259.12
MISCELLANEOUS INFORMATION TOTALS FOR TAX YEAR 2003 NOT FEDERALLY REPORTED 1. MARGIN INTEREST .............................. $-259.12 2. EXEMPT MUNICIPALS .............................. $0.00 3. EXEMPT DIVIDENDS .............................. $0.00 4. ROC OR PRINCIPAL .............................. $0.00 5. INCOME SUBJECT TO AMT .............................. $0.00 6. EXEMPT INTEREST .............................. $0.00 7. EXEMPT ACCRUED INTEREST .............................. $0.00 8. PARTNERSHIP (MLP) .............................. $0.00 9. ACCRUED INTEREST PURCHASED .............................. $0.00
THE FOLLOWING IS BEING PROVIDED FOR YOUR INFORMATION ONLY AND WILL NOT BE FURNISHED TO THE INTERNAL REVENUE SERVICE. DESCRIPTIONS DATE ACTIVITY QUANTITY PRICE AMOUNT ALTERA CORP CUSIP: 021441100 03/12/2003 PURCHASE 600.00 12.32 7,392.00 ALTERA CORP CUSIP: 021441100 03/12/2003 PURCHASE 500.00 12.32 6,169.99 ALTERA CORP CUSIP: 021441100 10/23/2003 PURCHASE 1,000.00 18.25 18,259.99 ALTERA CORP CUSIP: 021441100 10/23/2003 PURCHASE 1,000.00 18.32 18,320.00 ALTERA CORP CUSIP: 021441100 10/23/2003 PURCHASE 200.00 18.31 3,662.00 ALTERA CORP CUSIP: 021441100 10/23/2003 PURCHASE 100.00 18.30 1,830.00 ALTERA CORP CUSIP: 021441100 10/23/2003 PURCHASE 100.00 18.31 1,831.00 ALTERA CORP CUSIP: 021441100 10/23/2003 PURCHASE 100.00 18.31 1,831.00 ALTERA CORP CUSIP: 021441100 10/23/2003 PURCHASE 100.00 18.31 1,831.00 ALTERA CORP CUSIP: 021441100 10/23/2003 PURCHASE 100.00 18.31 1,831.00 ALTERA CORP CUSIP: 021441100 10/23/2003 PURCHASE 100.00 18.31 1,831.00 ALTERA CORP CUSIP: 021441100 10/23/2003 PURCHASE 100.00 18.31 1,831.00 ALTERA CORP CUSIP: 021441100 10/23/2003 PURCHASE 100.00 18.31 1,831.00 AMAZON.COM INC CUSIP: 023135106 07/28/2003 PURCHASE 850.00 41.88 35,607.99 AMAZON.COM INC CUSIP: 023135106 10/14/2003 PURCHASE 1,000.00 59.62 59,629.99 AMAZON.COM INC CUSIP: 023135106 11/28/2003 PURCHASE 1,000.00 53.68 53,689.99 APPLIED MATERIALS INC CUSIP: 038222105 01/31/2003 PURCHASE 425.00 11.97 5,097.24 APPLIED MATERIALS INC CUSIP: 038222105 02/04/2003 PURCHASE 710.00 11.89 8,451.89 APPLIED MATERIALS INC CUSIP: 038222105 02/27/2003 PURCHASE 1,300.00 12.44 16,188.49 APPLIED MATERIALS INC CUSIP: 038222105 10/28/2003 PURCHASE 1,700.00 21.97 37,349.00 APPLIED MATERIALS INC CUSIP: 038222105 10/28/2003 PURCHASE 1,000.00 21.96 21,969.99 APPLIED MATERIALS INC CUSIP: 038222105 11/06/2003 PURCHASE 1,200.00 25.42 30,504.00 APPLIED MATERIALS INC CUSIP: 038222105 11/06/2003 PURCHASE 1,000.00 25.43 25,439.99 APPLIED MATERIALS INC CUSIP: 038222105 11/06/2003 PURCHASE 100.00 25.42 2,542.00 APPLIED MATERIALS INC CUSIP: 038222105 11/12/2003 PURCHASE 1,300.00 25.56 33,228.00 APPLIED MATERIALS INC CUSIP: 038222105 11/12/2003 PURCHASE 1,000.00 25.56 25,569.99 APPLIED MATERIALS INC CUSIP: 038222105 11/12/2003 PURCHASE 1,000.00 26.10 26,114.99 ASK JEEVES INC CUSIP: 045174109 08/28/2003 PURCHASE 1,650.00 18.26 30,136.02 ASK JEEVES INC CUSIP: 045174109 08/28/2003 PURCHASE 700.00 18.24 12,770.97 BARRICK GOLD CORP F CUSIP: 067901108 02/26/2003 PURCHASE 900.00 15.80 14,220.00 BARRICK GOLD CORP F CUSIP: 067901108 02/26/2003 PURCHASE 100.00 15.81 1,590.99 BROADCOM CORP CL A CUSIP: 111320107 04/23/2003 PURCHASE 765.00 18.94 14,499.09 BROADCOM CORP CL A CUSIP: 111320107 07/07/2003 PURCHASE 850.00 27.48 23,367.99 BROADCOM CORP CL A CUSIP: 111320107 07/14/2003 PURCHASE 900.00 29.07 26,172.99 BROADVISION INC NEW CUSIP: 111412607 01/22/2003 PURCHASE 600.00 4.61 2,778.99 BROADVISION INC NEW CUSIP: 111412607 01/23/2003 PURCHASE 400.00 4.52 1,817.99 CEPHALON INC CUSIP: 156708109 02/21/2003 PURCHASE 250.00 49.05 12,272.49 CHINA YUCHAI INTL ORD CUSIP: G21082105 10/17/2003 PURCHASE 1,500.00 24.50 36,750.00 CHINA YUCHAI INTL ORD CUSIP: G21082105 10/17/2003 PURCHASE 300.00 24.27 7,281.00 CHINA YUCHAI INTL ORD CUSIP: G21082105 10/17/2003 PURCHASE 200.00 24.26 4,861.99 COMVERSE TECHNOLOGY NEW CUSIP: 205862402 02/28/2003 PURCHASE 800.00 10.27 8,225.99 COMVERSE TECHNOLOGY NEW CUSIP: 205862402 03/13/2003 PURCHASE 1,000.00 11.35 11,359.99 CORNING INC CUSIP: 219350105 01/23/2003 PURCHASE 1,050.00 4.33 4,556.49 CORNING INC CUSIP: 219350105 01/23/2003 PURCHASE 100.00 4.33 433.00 CORNING INC CUSIP: 219350105 02/07/2003 PURCHASE 1,200.00 4.45 5,340.00 CORNING INC CUSIP: 219350105 02/07/2003 PURCHASE 900.00 4.44 4,005.99 CORNING INC CUSIP: 219350105 02/10/2003 PURCHASE 1,400.00 5.23 7,322.00 CORNING INC CUSIP: 219350105 02/10/2003 PURCHASE 550.00 5.22 2,880.99 CORNING INC CUSIP: 219350105 02/12/2003 PURCHASE 1,300.00 5.21 6,773.00 CORNING INC CUSIP: 219350105 02/12/2003 PURCHASE 1,000.00 5.21 5,219.99 CORNING INC CUSIP: 219350105 03/07/2003 PURCHASE 1,110.00 5.81 6,464.64 CORNING INC CUSIP: 219350105 03/07/2003 PURCHASE 500.00 5.81 2,907.50 CORNING INC CUSIP: 219350105 03/07/2003 PURCHASE 490.00 5.81 2,849.35 CORNING INC CUSIP: 219350105 03/07/2003 PURCHASE 300.00 5.80 1,741.50 DURBAN ROODEPOORT SPN AD CUSIP: 266597301 01/23/2003 PURCHASE 1,070.00 4.24 4,546.79 DURBAN ROODEPOORT SPN AD CUSIP: 266597301 01/23/2003 PURCHASE 189.00 4.24 811.35 EBAY INC CUSIP: 278642103 10/03/2003 PURCHASE 900.00 56.97 51,282.99 EBAY INC CUSIP: 278642103 10/29/2003 PURCHASE 500.00 57.71 28,864.99 EMULEX CORP NEW CUSIP: 292475209 01/02/2003 PURCHASE 555.00 19.52 10,851.59 EMULEX CORP NEW CUSIP: 292475209 01/03/2003 PURCHASE 360.00 19.59 7,070.39 EMULEX CORP NEW CUSIP: 292475209 01/03/2003 PURCHASE 200.00 19.59 3,918.00 EMULEX CORP NEW CUSIP: 292475209 01/06/2003 PURCHASE 485.00 22.00 10,687.99 EMULEX CORP NEW CUSIP: 292475209 01/07/2003 PURCHASE 360.00 23.66 8,535.59 EMULEX CORP NEW CUSIP: 292475209 01/07/2003 PURCHASE 100.00 23.66 2,366.00 EMULEX CORP NEW CUSIP: 292475209 01/17/2003 PURCHASE 225.00 20.26 4,568.49 EMULEX CORP NEW CUSIP: 292475209 02/13/2003 PURCHASE 320.00 17.88 5,723.20 EMULEX CORP NEW CUSIP: 292475209 02/13/2003 PURCHASE 225.00 17.75 4,003.74 EMULEX CORP NEW CUSIP: 292475209 02/13/2003 PURCHASE 5.00 17.88 99.39 EMULEX CORP NEW CUSIP: 292475209 02/18/2003 PURCHASE 600.00 19.09 11,463.99 EMULEX CORP NEW CUSIP: 292475209 04/22/2003 PURCHASE 230.00 24.30 5,600.14 EMULEX CORP NEW CUSIP: 292475209 05/30/2003 PURCHASE 550.00 24.40 13,429.99 EMULEX CORP NEW CUSIP: 292475209 10/22/2003 PURCHASE 1,000.00 27.20 27,209.99 EMULEX CORP NEW CUSIP: 292475209 10/22/2003 PURCHASE 800.00 27.19 21,752.00 F5 NETWORKS INC CUSIP: 315616102 03/26/2003 PURCHASE 900.00 14.58 13,131.99 GOLD FIELDS LTD NEW ADR CUSIP: 38059T106 01/28/2003 PURCHASE 350.00 13.94 4,888.99 GOLDCORP INC NEWF CUSIP: 380956409 01/03/2003 PURCHASE 830.00 13.23 10,998.89 GOLDCORP INC NEWF CUSIP: 380956409 01/06/2003 PURCHASE 830.00 13.56 11,272.79 HARMONY GOLD MNG CO CUSIP: 413216300 02/28/2003 PURCHASE 1,100.00 13.60 14,975.49 HARMONY GOLD MNG CO CUSIP: 413216300 02/28/2003 PURCHASE 50.00 13.65 692.74 HOTELS.COM INC CL A CUSIP: 44147T108 02/05/2003 PURCHASE 208.00 42.94 8,941.51 INTERNET SEC SYS INC CUSIP: 46060X107 04/21/2003 PURCHASE 1,100.00 13.27 14,606.99 JUNIPER NETWORKS INC CUSIP: 48203R104 02/28/2003 PURCHASE 700.00 8.96 6,281.99 JUNIPER NETWORKS INC CUSIP: 48203R104 02/28/2003 PURCHASE 100.00 8.96 896.00 KLA-TENCOR CORP CUSIP: 482480100 11/17/2003 PURCHASE 900.00 56.71 51,048.99 LUCENT TECHNOLOGIES INC CUSIP: 549463107 02/27/2003 PURCHASE 5,000.00 1.62 8,109.99 MERCURY INTERACTIVE CORP CUSIP: 589405109 09/16/2003 PURCHASE 500.00 49.61 24,814.99 MERCURY INTERACTIVE CORP CUSIP: 589405109 09/16/2003 PURCHASE 500.00 49.61 24,805.00 NETEASE.COM INC SPON ADR CUSIP: 64110W102 07/01/2003 PURCHASE 580.00 37.23 21,603.39 NETEASE.COM INC SPON ADR CUSIP: 64110W102 07/25/2003 PURCHASE 500.00 41.94 20,979.99 NETEASE.COM INC SPON ADR CUSIP: 64110W102 07/25/2003 PURCHASE 100.00 42.04 4,204.00 NETEASE.COM INC SPON ADR CUSIP: 64110W102 08/18/2003 PURCHASE 800.00 48.71 38,977.99 NETEASE.COM INC SPON ADR CUSIP: 64110W102 12/10/2003 PURCHASE 500.00 39.32 19,669.99 NETEASE.COM INC SPON ADR CUSIP: 64110W102 12/10/2003 PURCHASE 500.00 39.35 19,675.00 NVIDIA CORP CUSIP: 67066G104 02/13/2003 PURCHASE 400.00 10.85 4,342.00 NVIDIA CORP CUSIP: 67066G104 02/13/2003 PURCHASE 300.00 10.85 3,256.50 NVIDIA CORP CUSIP: 67066G104 02/13/2003 PURCHASE 200.00 10.85 2,180.99 NVIDIA CORP CUSIP: 67066G104 02/14/2003 PURCHASE 900.00 11.68 10,521.99 NVIDIA CORP CUSIP: 67066G104 02/21/2003 PURCHASE 700.00 12.73 8,918.77 NVIDIA CORP CUSIP: 67066G104 02/21/2003 PURCHASE 200.00 12.72 2,546.22 NVIDIA CORP CUSIP: 67066G104 02/28/2003 PURCHASE 500.00 12.62 6,319.99 NVIDIA CORP CUSIP: 67066G104 03/17/2003 PURCHASE 700.00 14.40 10,089.99 NVIDIA CORP CUSIP: 67066G104 03/17/2003 PURCHASE 290.00 14.39 4,173.10 NVIDIA CORP CUSIP: 67066G104 03/19/2003 PURCHASE 700.00 13.72 9,613.99 NOVELLUS SYS INC CUSIP: 670008101 01/08/2003 PURCHASE 320.00 33.30 10,678.99 NOVELLUS SYS INC CUSIP: 670008101 07/08/2003 PURCHASE 600.00 38.43 23,067.99 NOVELLUS SYS INC CUSIP: 670008101 07/08/2003 PURCHASE 80.00 38.44 3,085.19 NOVELLUS SYS INC CUSIP: 670008101 10/01/2003 PURCHASE 1,000.00 34.46 34,469.99 NOVELLUS SYS INC CUSIP: 670008101 10/01/2003 PURCHASE 350.00 34.51 12,078.50 NOVELLUS SYS INC CUSIP: 670008101 10/01/2003 PURCHASE 200.00 34.49 6,898.00 OMNIVISION TECH INC CUSIP: 682128103 10/29/2003 PURCHASE 200.00 59.28 11,865.99 OMNIVISION TECH INC CUSIP: 682128103 10/29/2003 PURCHASE 100.00 59.28 5,928.00 OMNIVISION TECH INC CUSIP: 682128103 10/29/2003 PURCHASE 100.00 59.28 5,928.00 OMNIVISION TECH INC CUSIP: 682128103 10/29/2003 PURCHASE 100.00 59.29 5,929.00 QUALCOMM INC CUSIP: 747525103 08/06/2003 PURCHASE 950.00 36.11 34,314.49 QLOGIC CORP CUSIP: 747277101 01/08/2003 PURCHASE 150.00 39.85 6,000.49 QLOGIC CORP CUSIP: 747277101 01/08/2003 PURCHASE 110.00 39.87 4,408.69 QLOGIC CORP CUSIP: 747277101 09/25/2003 PURCHASE 500.00 48.78 24,399.99 QLOGIC CORP CUSIP: 747277101 09/25/2003 PURCHASE 150.00 48.77 7,315.50 QLOGIC CORP CUSIP: 747277101 09/25/2003 PURCHASE 100.00 48.78 4,878.00 QLOGIC CORP CUSIP: 747277101 09/25/2003 PURCHASE 100.00 48.78 4,877.50 QLOGIC CORP CUSIP: 747277101 09/25/2003 PURCHASE 100.00 48.78 4,878.00 QLOGIC CORP CUSIP: 747277101 09/25/2003 PURCHASE 100.00 48.78 4,878.00 RAMBUS INC CUSIP: 750917106 01/29/2003 PURCHASE 450.00 11.34 5,112.99 RAMBUS INC CUSIP: 750917106 01/30/2003 PURCHASE 440.00 12.76 5,624.39 RAMBUS INC CUSIP: 750917106 01/31/2003 PURCHASE 410.00 12.56 5,159.59 RAMBUS INC CUSIP: 750917106 01/31/2003 PURCHASE 400.00 13.23 5,301.99 RAMBUS INC CUSIP: 750917106 02/04/2003 PURCHASE 625.00 13.82 8,647.49 RAMBUS INC CUSIP: 750917106 02/05/2003 PURCHASE 660.00 13.69 9,045.39 RAMBUS INC CUSIP: 750917106 02/06/2003 PURCHASE 690.00 13.21 9,124.89 RAMBUS INC CUSIP: 750917106 02/06/2003 PURCHASE 516.00 13.38 6,916.65 RAMBUS INC CUSIP: 750917106 02/06/2003 PURCHASE 100.00 13.38 1,338.50 RAMBUS INC CUSIP: 750917106 02/06/2003 PURCHASE 50.00 13.38 669.25 RAMBUS INC CUSIP: 750917106 02/06/2003 PURCHASE 19.00 13.38 254.22 RAMBUS INC CUSIP: 750917106 03/03/2003 PURCHASE 500.00 16.23 8,124.99 RAMBUS INC CUSIP: 750917106 03/03/2003 PURCHASE 370.00 15.96 5,915.19 RAMBUS INC CUSIP: 750917106 03/05/2003 PURCHASE 700.00 15.65 10,964.99 RAMBUS INC CUSIP: 750917106 03/05/2003 PURCHASE 100.00 15.65 1,565.00 RAMBUS INC CUSIP: 750917106 03/20/2003 PURCHASE 700.00 13.48 9,436.00 RAMBUS INC CUSIP: 750917106 03/20/2003 PURCHASE 300.00 13.48 4,053.99 RAMBUS INC CUSIP: 750917106 10/06/2003 PURCHASE 500.00 26.10 13,052.50 RAMBUS INC CUSIP: 750917106 10/06/2003 PURCHASE 300.00 26.29 7,898.49 RAMBUS INC CUSIP: 750917106 10/06/2003 PURCHASE 100.00 26.10 2,620.49 RAMBUS INC CUSIP: 750917106 10/06/2003 PURCHASE 100.00 26.10 2,610.40 RESEARCH IN MOTION LTD CUSIP: 760975102 12/23/2003 PURCHASE 500.00 68.03 34,024.99 RESEARCH IN MOTION LTD CUSIP: 760975102 12/23/2003 PURCHASE 200.00 67.98 13,596.00 SINA CORP CUSIP: G81477104 06/05/2003 PURCHASE 500.00 17.93 8,974.99 SINA CORP CUSIP: G81477104 06/05/2003 PURCHASE 400.00 17.93 7,172.00 SINA CORP CUSIP: G81477104 09/18/2003 PURCHASE 1,000.00 40.95 40,959.99 SINA CORP CUSIP: G81477104 09/18/2003 PURCHASE 200.00 40.97 8,194.00 SOHU COM INC CUSIP: 83408W103 02/18/2003 PURCHASE 700.00 8.50 5,963.49 SOHU COM INC CUSIP: 83408W103 02/21/2003 PURCHASE 1,300.00 8.55 11,131.49 SOHU COM INC CUSIP: 83408W103 03/20/2003 PURCHASE 1,400.00 9.43 13,202.00 SOHU COM INC CUSIP: 83408W103 03/20/2003 PURCHASE 100.00 9.43 952.99 SOHU COM INC CUSIP: 83408W103 05/02/2003 PURCHASE 700.00 16.98 11,895.99 SOHU COM INC CUSIP: 83408W103 05/02/2003 PURCHASE 125.00 16.98 2,122.50 SOHU COM INC CUSIP: 83408W103 05/27/2003 PURCHASE 590.00 25.94 15,314.59 SOHU COM INC CUSIP: 83408W103 06/04/2003 PURCHASE 500.00 29.26 14,639.99 SOHU COM INC CUSIP: 83408W103 06/04/2003 PURCHASE 50.00 29.26 1,463.00 SOHU COM INC CUSIP: 83408W103 06/10/2003 PURCHASE 565.00 30.36 17,163.39 SOHU COM INC CUSIP: 83408W103 06/11/2003 PURCHASE 550.00 31.28 17,213.99 SOHU COM INC CUSIP: 83408W103 06/13/2003 PURCHASE 625.00 32.19 20,128.74 SOHU COM INC CUSIP: 83408W103 06/30/2003 PURCHASE 600.00 32.81 19,695.99 SOHU COM INC CUSIP: 83408W103 10/24/2003 PURCHASE 900.00 37.77 33,993.00 SOHU COM INC CUSIP: 83408W103 10/24/2003 PURCHASE 500.00 37.84 18,929.99 SOHU COM INC CUSIP: 83408W103 11/24/2003 PURCHASE 800.00 34.70 27,760.00 SOHU COM INC CUSIP: 83408W103 11/24/2003 PURCHASE 500.00 34.70 17,359.99 SYMANTEC CORP CUSIP: 871503108 03/03/2003 PURCHASE 200.00 42.10 8,429.99 TEX INSTRUMENTS INC CUSIP: 882508104 07/22/2003 PURCHASE 1,380.00 19.30 26,643.99 VERITAS SOFTWARE CORP CUSIP: 923436109 07/29/2003 PURCHASE 600.00 31.50 18,900.00 VERITAS SOFTWARE CORP CUSIP: 923436109 07/29/2003 PURCHASE 500.00 31.50 15,759.99 XM STLLITE RADIO HLDGS A CUSIP: 983759101 03/27/2003 PURCHASE 1,700.00 6.77 11,516.72 XM STLLITE RADIO HLDGS A CUSIP: 983759101 03/27/2003 PURCHASE 500.00 6.75 3,377.27 YAHOO INC CUSIP: 984332106 03/25/2003 PURCHASE 610.00 23.96 14,625.59 YAHOO INC CUSIP: 984332106 06/16/2003 PURCHASE 650.00 30.23 19,659.49 YAHOO INC CUSIP: 984332106 08/29/2003 PURCHASE 1,000.00 33.28 33,289.99 YAHOO INC CUSIP: 984332106 08/29/2003 PURCHASE 200.00 33.28 6,656.00 YAHOO INC CUSIP: 984332106 08/29/2003 PURCHASE 100.00 33.30 3,339.99 YAHOO INC CUSIP: 984332106 09/23/2003 PURCHASE 1,000.00 37.78 37,789.99 YAHOO INC CUSIP: 984332106 09/23/2003 PURCHASE 400.00 37.78 15,112.00 YAHOO INC CUSIP: 984332106 11/03/2003 PURCHASE 1,000.00 44.72 44,729.99 YAHOO INC CUSIP: 984332106 11/03/2003 PURCHASE 300.00 44.72 13,416.00 2,288,180.13
Instructions for Recipient Dividends and Distributions Forms 1099-DIV Caution: If an amount appears in box 2a, you must file Form 1040. You may not file Form 1040A. Box 1a. Shows total ordinary dividends that are taxable. Include this amount on line 9a of Form 1040 or 1040A. Also, report it on Schedule B (Form 1040) or Schedule 1 (Form 1040A), if required. The amount shown may be a distribution from an employee stock ownership plan (ESOP). Report it as a dividend on your Form 1040/1040A but treat it as a plan distribution, not as investment income, for any other purpose. Box 1b. Shows the portion of the amount in box 1a that may be eligible for the new 15% or 5% capital gains rates. See the Form 1040/1040A instructions for how to determine this amount. Report the eligible amoun on line 9b, Form 1040 or 1040A. Box 2a. Shows total capital gain distributions (long-term) from a regulated investment company or real estate investment trust. Report the amounts shown in boxes 2a and 2b (see below) on Schedule D (Form 1040), line 13. But, if no amount is shown in boxes 2c-2f and your only capital gains and losses are capital gain distributions, you may be able to report the amounts shown in boxes 2a and 2b on lines 13a and 13b of Form 1040 (lines 10a and 10b of Form 1040A) rather than Schedule D. See the Form 1040/1040A instructions. Box 2b. Shows the portion of the amount in box 2a that is post-May 5 capital gain distributions eligible for the new 15% and 5% capital gains rates. See box 2a above for how to report this amount. Box 2c. Shows the portion of the amount in box 2a that is qualified 5-year gain that may be taxed at an 8% capital gains rate. Report this amount on Schedule D (Form 1040), line 35 (if required). Box 2d. Shows the portion of the amount in box 2a that is unrecaptured section 1250 fain from certain depreciable real property. Report this amount on the Unrecaptured Section 1250 Gain Worksheet in the Schedule D instructions (Form 1040). Box 2e. Shows the portion of the amount in box 2a that is section 1202 gain from certain small business stock that may be subject to a 50% exclusion. See the Schedule D (Form 1040) instructions. Box 2f. Shows 28% rate gain from sales or exchanges of collectibles. If required, use the amount when completing the 28% Rate Gain Worksheet-Line 20 in the instructions for Schedule D (Form 1040). Box 3. Shows the part of the distribution that is nontaxable because it is a return of your cost (or other basis). You must reduce your cost (or other basis) by this amount for figuring gain or loss when you sell your stock. But if you get back all your cost (or other basis), report future nontaxable distributions as capital gains, even though this form shows them as nontaxable. See Pub. 550, Investment Income and Expenses. Box 4. Shows backup withholding. For example, a payer must backup withhold on certain payments at a 28% rate if you did not give your taxpayer identification number to the payer. See Form W-9 , Request for Taxpayer Identification Number and Certification, for information on backup withholding. Include this amount on your income tax return as tax withheld. Box 5. Shows your share of expenses of a nonpublicly offered regulated investment company, generally a nonpublicly offered mutual fund. If you file Form 1040, you may deduct these expenses on the "Other expenses" line on Schedule A (Form 1040) subject to the 2% limit. This amount is included in box 1a. Box 6. Shows the foreign tax you may be able to claim as a deduction or a credit on Form 1040. See the Form 1040 instructions. Boxes 8 and 9. Shows cash and noncash liquidation distributions. Nominees. If this form includes amounts belonging to another person, you are considered a nominee recipient. You must file Form 1099-DIV with the IRS for each of the other owners to show their share of the income, and you must furnish a Form 1099-DIV to each. A husband or wife is not required to file a nominee return to show amounts owned by the other. See the 2003 General Instructions for Forms 1099, 1098, 5498, and W-2G. Interest Income Form 1099-INT Box 1. Shows interest paid to you during the calendar year by the payer. This does not include interest shown in box 3. If you receive a Form 1099-INT for interest paid on a tax-exempt obligation, see the instructions for your income tax return. Box 2. Shows interest or principal forfeited because of early withdrawal of time savings. You may deduct this on the "Penalty on early withdrawal of savings" line of Form 1040. Box 3. Shows interest on U.S. Savings Bonds, Treasury bills, Treasury bonds, and Treasury notes. This may or may not be all taxable. See Pub. 550, Investment Income and Expenses. This interest is exempt from state and local income taxes. This interest is not included in box 1. Box 4. Shows backup withholding. Generally, a payer must backup withhold at a 30% rate if you did not furnish your taxpayer identification number to the payer. See Form W-9, Request for Taxpayer Identification Number and Certification, for information on backup withholding. Include this amount on your income tax return as tax withheld. Box 5. Any amount shown is your share of investment expenses of a single-class REMIC. If you file Form 1040, you may deduct these expenses on the "Other expenses" line of Schedule A (Form 1040) subject to the 2% limit. This amount is included in box 1. Box 6. Shows foreign tax paid. You may be able to claim this tax as a deduction or a credit on your Form 1040. See your Form 1040 instructions. Nominees If this form includes amounts belonging to another person(s), you are considered a nominee recipient. Complete a Form 1099-INT for each of the other owners showing the income allocable to each. File Copy A of the form with the IRS. Furnish Copy B to each owner. List yourself as the "payer" and the other owner(s) as the "recipient." File Form(s) 1099-INT with Form 1096, Annual Summary and Trasmittal of U.S. Information Returns, with the Internal Revenue Service Center for your area. On Form 1096 list yourself as the "filer." A husband or wife is not required to file a nominee return to show amounts owned by the other. Original Issue Discount Form 1099-OID Original issue discount (OID) is the excess of an obligation's stated redemption price at maturity over its issue price (acquisition price for a stripped bond or coupon). OID is taxable as interest over the life of the obligation. If you are the holder of an OID obligation, generally you must include an amount of OID in your gross income each year you hold the obligation. Obligations that may have OID include a bond, debenture, note, certificate, or other evidence of indebtedness having a term of more than 1 year. For example, the OID rules may apply to certificates of deposit (CDs), time deposits, bonus savings plans, and other deposit arrangements, especially if the payment of interest is deferred until maturity. In addition, the OID rules apply to Treasury inflation-indexed securities. See Pub. 550, Investment Income and Expenses, for more information. If, as the record holder, you receive Form 1099-OID showing amounts belonging to another person, you are considered a nominee recipient. Complete a Form 1099-OID for each of the other owners showing the amounts allocable to each. File Copy A of the form with the IRS. Furnish Copy B to each owner. List yourself as the "payer" and the other owner as the "recepient." File Forms(s) 1099-OID with Form 1096, Annual Summary and Transmittal of U.S. Information Returns, with the Internal Revenue Service Center for your area. On Form 1096, list yourself as the "filer." A husband or wife in not required to file a nominee return to show amounts owned by the other. If you bought or sold an obligation during the year and you are not a nominee, you are not required to issue or file Form 1099-OID showing the OID or stated interest allocable to the seller/buyer of the obligation. Box 1. Shows the OID on the obligation for the part of the year you owned it. Report the amount in box 1 as interest income on your income tax return. However, depending on the type of debt instrument, the issue or acquisition date, and other factores (for example, if you paid acquisition or bond premium or the obligation is a stripped bond or coupon), you may have to figure the correct amount of OID to report on your return. See Pub. 1212, List of Original Issue Discount Instruments, for details on how to figure the correct OID. Box 2. Shows other interest on this obligation for the year, which is an amount separate from the OID. If you held the obligation the entire year, report this amount as interest income on your tax return. If you disposed of the obligation or acquired it from another holder during the year, see Pub. 550 for reporting instructions. If there is an amount in both boxes 2 and 6, the amount in box 2 is interest on a U.S. Treasury obligation and is exempt from state and local income taxes. Box 3. Shows interest or principal forfeited if you withdrew the money before the maturity date of the obligation, such as from a CD. You may deduct this on the "Penalty on early withdrawal of savings" line of Form 1040. Box 4. Shows backup withholding. Generally, a payer must backup withhold at a 30% rate if you did not furnish your taxpayer identification number to the payer. See Form W-9, Request for Taxpayer Identification Number and Certification, for information on backup withholding. Include this amount on your income tax return as tax withheld. Box 5. Shows the identification number (CUSIP number) or description of the obligation. The description may include the stock exchange, issuer, coupon rate, and year of maturity. Box 6. Shows OID on a U.S. Treasury obligation for the part of the year you owned it. Report this amount as interest income on your Federal income tax return, and see Pub. 1212 to figure any appropriate adjustments to this amount. This OID is exempt from state and local income taxes and is not included in box 1. Box 7. Any amount shown is your share of investment expenses of a single-class REMIC. If you file Form 1040, you may deduct these expenses on the "Other expenses" line of Schedule A (Form 1040) subject to the 2% limit. This amount is included in box 2. Cancellation of Debt Form 1099-C If a Federal Government agency, certain agency connected with the Federal Government, financial institution, credit union, or an organization having a significant trade or business of lending money (such as a finance or credit card company) cancels or forgives a debt you owe of $600 or more, this form must be provided to you. Generally, if you are an individual, you must include the canceled amount on the "Other income" line of Form 1040. If you are a corporation, partnership, or other entity, report the canceled debt on your tax return. See the instructions for your tax return. However, some canceled debts, such as certain student loans (see Pub. 525), certain debts reduced by the seller after purchase (see Pub. 334), qualified farm debt (see Pub. 225), qualified real property business debt (see Pub. 334), or debts canceled in bankruptcy (see Pub. 908), are not includible in your income. Do not report a canceled debt as income if you did not deduct it but would have been able to do so on your tax return if you had paid it. Also, do not include canceled debts in your income to the extent you were insolvent. If you exclude a canceled debt from your income because it was canceled in a bankruptcy case or during insolvency, or because the debt is qualified farm debt or qualified real property business debt, file Form 982, Reduction of Tax Attributes Due to Discharge of Indebtedness (and Section 1082 Basis Adjustment). Box 1. Shows the date the debt was canceled. Box 2. Shows the amount of debt canceled. Box 3. Shows interest if included in the canceled debt in box 2. See Pub. 525, Taxable and Nontaxable Income. Box 5. Shows a description of the debt. If box 7 is completed, box 5 shows a description of the property. Box 6. If the box is marked, the creditor has indicated the debt was canceled in a bankruptcy proceeding. Box 7. If, in the same calendar year, a foreclosure or abandonment of property occurred in connection with the cancellation of the debt, the fair market value of the property will be shown, or you will receive a separate Form 1099-A, Acquisition or Abandonment of Secured Property. You may have income or loss because of the acquisition or abandonment. See Pub. 544, Sales and Other Dispositions of Assets, for information about foreclosures and abandonments. Proceeds From Broker and Barter Exchange Transactions Form 1099-B Brokers and barter exchanges must report proceeds from transactions to you and to the Internal Revenue Service. This form is used to report these proceeds. Box 1a. Box 1a. Shows the trade date of the transaction. For aggregate reporting, no entry will be present. Box 1b. For broker transactions, may show the CUSIP (Committee on Uniform Security Identification Procedures) number of the item reported. Box 2. Shows the proceeds from transactions involving stocks, bonds, other debt obligations, commodities, or forward contracts. Losses on forward contracts are shown in parentheses. This box does not include proceeds from regulated futures contracts. The broker must indicate whether gross proceeds or gross proceeds less commissions and option premiums were reported to the IRS. Report this amount on Schedule D (Form 1040), Capital Gains and Losses. Box 3. Shows the cash you received, the fair market value of any property or services you received, and/or the fair market value of any trade credits or scrip credited to your account by a barter exchange. See Pub. 525, Taxable and Nontaxable Income, for information on how to report this income. Box 4. Shows backup withholding. Generally, a payer must backup withhold at a 28% rate if you did not furnish your taxpayer identification number to the payer. See Form W-9, Request for Taxpayer Identification Number and Certification, for information on backup withholding. Include this amount on your income tax return as tax withheld. Box 5. Shows a brief description of the item or service for which the proceeds or bartering income is being reported. For regulated futures contracts and forward contracts, "RFC" or other appropriate description may be shown. Box 6a. Shows the profit or (loss) realized on regulated futures or foreign currency contracts closed during 2003. Box 6b. Shows the portion of the amount shown in Box 6a closed after May 5, 2003. Include this amount on your 2003 Form 6781, Gains and Losses From Section 1256 Contracts and Straddles, Part I, column (c). Box 7. Shows any year-end adjustment to the profit or (loss) shown in box 6a due to open contracts on December 31, 2002. Box 8. Shows the unrealized profit or (loss) on open contracts held in your account on December 31, 2003. These are considered sold as of that date. This will become an adjustment reported in box 7 in 2004. Box 9a. Boxes 6a, 7, and 8 are all used to figure the aggregate profit or (loss) on regulated futures or foreign currency contracts for the year. Include this amount on your 2003 Form 6781, Part I, column (b). Box 9b. Shows the portion of the amount shown in Box 9a after May 5, 2003. Include this amount on your 2003 Form 6781, Part I, column (c).