E*TRADE Clearing LLC
P.O. BOX 989030
West Sacramento, CA 95798-9030
(916) 864-8399
Federal I.D. No: 32-0012683
SAMUEL T AGUHOB
PO BOX 12081
SILVER SPRING MD 20908 |
CONSOLIDATED 1099
TAX YEAR 2003Copy B for Recipient
Department of the Treasury, Internal Revenue Service
(Keep for your records)
This is important tax information and is being furnished to the Internal Revenue Service. If you are required to file a return, a negligence penalty or other sanctions may be imposed on you if this income is taxable and the IRS determines that it has not been reported.
Recipient's Tax
Identification Number:
The Only Edit. |
|
REP:
ACCOUNT:
ISSUE DATE:
EC01
4730-4746
01/09/04 |
For questions regarding this tax form, please contact:
E*TRADE SECURITIES LLC
P.O. BOX 989030
WEST SACRAMENTO CA 95798-9030
800-786-2575 |
1099-DIV
DIVIDENDS AND DISTRIBUTIONS
| DESCRIPTIONS |
DATE |
EX-DIVIDEND
DATE |
ACTIVITY |
AMOUNT |
IRS
BOX |
CNTRY |
|
|
|
|
|
|
|
IRS BOXFORM 1099-DIV - DIVIDENDS AND
DISTRIBUTIONSOMB #1545-0110 TOTALS FOR TAX YEAR 2003 |
| 1A. TOTAL ORDINARY DIVIDENDS |
.............................. |
$0.00 |
| 1B. QUALIFIED DIVIDENDS |
.............................. |
$0.00 |
| 2A. TOTAL CAPITAL GAIN DISTRIBUTIONS |
.............................. |
$0.00 |
| 2B. POST-MAY 5 CAPITAL GAIN DISTRIBUTIONS |
.............................. |
$0.00 |
| 2C. QUALIFIED 5-YEAR GAIN |
.............................. |
$0.00 |
| 2D. UNRECAP. SEC. 1250 GAIN |
.............................. |
$0.00 |
| 2E. SECTION 1202 GAIN |
.............................. |
$0.00 |
| 2F. COLLECTIBLES (28%) GAIN |
.............................. |
$0.00 |
| 3. NONTAXABLE DISTRIBUTIONS |
.............................. |
$0.00 |
| 4. FEDERAL INCOME TAX WITHHELD |
.............................. |
$0.00 |
| 5. INVESTMENT EXPENSES |
.............................. |
$0.00 |
| 6. FOREIGN TAX PAID |
.............................. |
$0.00 |
| 8. CASH LIQUIDATION DISTRIBUTIONS |
.............................. |
$0.00 |
| 9. NONCASH LIQUIDATION DISTRIBUTIONS |
.............................. |
$0.00 |
|
|
1099-INT
INTEREST INCOME
| DESCRIPTIONS |
DATE |
ACTIVITY |
AMOUNT |
IRS
BOX |
CNTRY |
|
| IRS BOXFORM 1099-INT - INTEREST INCOMEOMB #1545-0112 TOTALS FOR TAX YEAR 2003 |
| 1. INTEREST INCOME NOT INCLUDED IN BOX 3 |
.............................. |
$0.00 |
| 3. INTEREST ON U.S. SAVINGS BONDS AND TREAS. OBLIGATIONS |
.............................. |
$0.00 |
| 4. FEDERAL INCOME TAX WITHHELD |
.............................. |
$0.00 |
| 5. INVESTMENT EXPENSES |
.............................. |
$0.00 |
| 6. FOREIGN TAX PAID |
.............................. |
$0.00 |
|
|
1099-OID
ORIGINAL ISSUE DISCOUNT
| DESCRIPTIONS |
DATE |
ACTIVITY |
AMOUNT |
IRS
BOX |
CNTRY |
|
IRS BOXFORM 1099-OID - ORIGINAL ISSUE
DISCOUNTOMB #1545-0117 TOTALS FOR TAX YEAR 2003 |
| 1. ORIGINAL ISSUE DISCOUNT FOR 2003 |
.............................. |
$0.00 |
| 2. OTHER PERIODIC INTEREST |
.............................. |
$0.00 |
| 4. FEDERAL INCOME TAX WITHHELD |
.............................. |
$0.00 |
| 6. ORIGINAL ISSUE DISCOUNT ON US TREASURY OBLIGATIONS |
.............................. |
$0.00 |
|
|
1099-C
CANCELLATION OF DEBT
| DESCRIPTIONS |
DATE |
ACTIVITY |
AMOUNT |
IRS
BOX |
CNTRY |
|
IRS BOXFORM 1099-C - CANCELLATION OF
DEBTOMB #1545-1424 TOTALS FOR TAX YEAR 2003 |
| 2. AMOUNT OF DEBT CANCELLED |
.............................. |
$0.00 |
|
|
1099-MISC
MISCELLANEOUS INCOME
| DESCRIPTIONS |
DATE |
ACTIVITY |
AMOUNT |
IRS
BOX |
CNTRY |
|
IRS BOXSUBSTITUTE FOR IRS FORM 1099-
MISCOMB #1545-0115 TOTALS FOR TAX YEAR 2003 |
| 1. RENTS |
.............................. |
$0.00 |
| 2. ROYALTIES |
.............................. |
$0.00 |
| 3. OTHER INCOME |
.............................. |
$0.00 |
| 4. FEDERAL INCOME TAX WITHHELD |
.............................. |
$0.00 |
| 6. MEDICAL PAYMENTS |
.............................. |
$0.00 |
| 7. NON-EMPLOYEE COMPENSATION |
.............................. |
$0.00 |
| 8. SUBSTITUTE PAYMENTS IN LIEU OF DIVIDENDS OR INTEREST |
.............................. |
$0.00 |
|
|
1099-B
PROCEEDS FROM BROKER AND BARTER EXCHANGE TRANSACTIONS
| DESCRIPTIONS |
DATE |
ACTIVITY |
QUANTITY |
PRICE |
AMOUNT |
| ALTERA CORP CUSIP: 021441100 |
03/12/2003 |
SALE |
600.00 |
12.6300 |
7,564.78 |
| ALTERA CORP CUSIP: 021441100 |
03/13/2003 |
SALE |
400.00 |
12.7100 |
5,081.84 |
| ALTERA CORP CUSIP: 021441100 |
03/13/2003 |
SALE |
100.00 |
12.7500 |
1,264.47 |
| ALTERA CORP CUSIP: 021441100 |
10/22/2003 |
SHORT SALE |
1,000.00 |
18.5500 |
18,539.14 |
| ALTERA CORP CUSIP: 021441100 |
10/22/2003 |
SHORT SALE |
800.00 |
18.5800 |
14,863.30 |
| ALTERA CORP CUSIP: 021441100 |
10/22/2003 |
SHORT SALE |
500.00 |
18.5500 |
9,274.56 |
| ALTERA CORP CUSIP: 021441100 |
10/22/2003 |
SHORT SALE |
500.00 |
18.5800 |
9,289.56 |
| ALTERA CORP CUSIP: 021441100 |
10/22/2003 |
SHORT SALE |
100.00 |
18.5500 |
1,854.91 |
| ALTERA CORP CUSIP: 021441100 |
10/22/2003 |
SHORT SALE |
100.00 |
18.5800 |
1,857.91 |
| AMAZON.COM INC CUSIP: 023135106 |
07/29/2003 |
SALE |
850.00 |
41.8100 |
35,526.84 |
| AMAZON.COM INC CUSIP: 023135106 |
10/15/2003 |
SALE |
1,000.00 |
59.4200 |
59,407.22 |
| AMAZON.COM INC CUSIP: 023135106 |
12/01/2003 |
SALE |
800.00 |
54.4000 |
43,513.96 |
| AMAZON.COM INC CUSIP: 023135106 |
12/01/2003 |
SALE |
200.00 |
54.4200 |
10,872.50 |
| APPLIED MATERIALS INC CUSIP: 038222105 |
10/29/2003 |
SALE |
1,700.00 |
22.3400 |
37,976.22 |
| APPLIED MATERIALS INC CUSIP: 038222105 |
10/29/2003 |
SALE |
1,000.00 |
22.3400 |
22,328.96 |
| APPLIED MATERIALS INC CUSIP: 038222105 |
11/07/2003 |
SALE |
1,000.00 |
25.7900 |
25,778.80 |
| APPLIED MATERIALS INC CUSIP: 038222105 |
11/07/2003 |
SALE |
900.00 |
25.7200 |
23,146.91 |
| APPLIED MATERIALS INC CUSIP: 038222105 |
11/07/2003 |
SALE |
400.00 |
25.7900 |
10,315.51 |
| APPLIED MATERIALS INC CUSIP: 038222105 |
11/12/2003 |
SALE |
1,000.00 |
25.4200 |
25,408.82 |
| APPLIED MATERIALS INC CUSIP: 038222105 |
11/13/2003 |
SALE |
1,300.00 |
24.7700 |
32,199.49 |
| APPLIED MATERIALS INC CUSIP: 038222105 |
11/13/2003 |
SALE |
1,000.00 |
24.7900 |
24,778.84 |
| APPLIED MATERIALS INC CUSIP: 038222105 |
01/30/2003 |
SHORT SALE |
400.00 |
12.9800 |
5,181.85 |
| APPLIED MATERIALS INC CUSIP: 038222105 |
01/30/2003 |
SHORT SALE |
25.00 |
12.9800 |
314.50 |
| APPLIED MATERIALS INC CUSIP: 038222105 |
02/03/2003 |
SHORT SALE |
710.00 |
12.0400 |
8,538.15 |
| APPLIED MATERIALS INC CUSIP: 038222105 |
02/26/2003 |
SHORT SALE |
1,300.00 |
12.4800 |
16,213.52 |
| ASK JEEVES INC CUSIP: 045174109 |
08/29/2003 |
SALE |
1,650.00 |
18.1000 |
29,863.60 |
| ASK JEEVES INC CUSIP: 045174109 |
08/29/2003 |
SALE |
700.00 |
18.2500 |
12,764.41 |
| BARRICK GOLD CORP F CUSIP: 067901108 |
02/25/2003 |
SHORT SALE |
700.00 |
15.7600 |
11,031.66 |
| BARRICK GOLD CORP F CUSIP: 067901108 |
02/25/2003 |
SHORT SALE |
100.00 |
15.8200 |
1,571.96 |
| BARRICK GOLD CORP F CUSIP: 067901108 |
02/25/2003 |
SHORT SALE |
100.00 |
15.8200 |
1,581.95 |
| BARRICK GOLD CORP F CUSIP: 067901108 |
02/25/2003 |
SHORT SALE |
100.00 |
15.8000 |
1,579.95 |
| BROADCOM CORP CL A CUSIP: 111320107 |
05/02/2003 |
SALE |
765.00 |
18.5600 |
14,187.74 |
| BROADCOM CORP CL A CUSIP: 111320107 |
07/08/2003 |
SALE |
850.00 |
29.3800 |
24,961.84 |
| BROADCOM CORP CL A CUSIP: 111320107 |
07/14/2003 |
SALE |
900.00 |
29.3400 |
26,394.77 |
| BROADVISION INC NEW CUSIP: 111412607 |
01/23/2003 |
SALE |
500.00 |
4.5700 |
2,274.94 |
| BROADVISION INC NEW CUSIP: 111412607 |
01/23/2003 |
SALE |
500.00 |
4.5700 |
2,284.93 |
| CEPHALON INC CUSIP: 156708109 |
02/20/2003 |
SHORT SALE |
250.00 |
48.0200 |
11,994.64 |
| CHINA YUCHAI INTL ORD CUSIP: G21082105 |
10/17/2003 |
SALE |
1,300.00 |
24.2500 |
31,523.52 |
| CHINA YUCHAI INTL ORD CUSIP: G21082105 |
10/17/2003 |
SALE |
300.00 |
24.3200 |
7,295.65 |
| CHINA YUCHAI INTL ORD CUSIP: G21082105 |
10/17/2003 |
SALE |
200.00 |
24.3400 |
4,857.78 |
| CHINA YUCHAI INTL ORD CUSIP: G21082105 |
10/17/2003 |
SALE |
200.00 |
24.3100 |
4,861.77 |
| COMVERSE TECHNOLOGY NEW CUSIP: 205862402 |
02/28/2003 |
SALE |
800.00 |
10.2000 |
8,149.76 |
| COMVERSE TECHNOLOGY NEW CUSIP: 205862402 |
03/17/2003 |
SALE |
900.00 |
11.5600 |
10,393.69 |
| COMVERSE TECHNOLOGY NEW CUSIP: 205862402 |
03/17/2003 |
SALE |
100.00 |
11.5400 |
1,153.96 |
| CORNING INC CUSIP: 219350105 |
01/28/2003 |
SALE |
1,150.00 |
4.1400 |
4,750.86 |
| CORNING INC CUSIP: 219350105 |
02/10/2003 |
SALE |
2,100.00 |
4.7000 |
9,859.71 |
| CORNING INC CUSIP: 219350105 |
02/11/2003 |
SALE |
1,000.00 |
5.6000 |
5,594.83 |
| CORNING INC CUSIP: 219350105 |
02/11/2003 |
SALE |
500.00 |
5.6000 |
2,797.41 |
| CORNING INC CUSIP: 219350105 |
02/11/2003 |
SALE |
350.00 |
5.6000 |
1,958.19 |
| CORNING INC CUSIP: 219350105 |
02/11/2003 |
SALE |
100.00 |
5.6000 |
549.49 |
| CORNING INC CUSIP: 219350105 |
02/13/2003 |
SALE |
1,000.00 |
4.9100 |
4,899.86 |
| CORNING INC CUSIP: 219350105 |
02/13/2003 |
SALE |
1,000.00 |
4.9200 |
4,909.86 |
| CORNING INC CUSIP: 219350105 |
02/13/2003 |
SALE |
300.00 |
4.9100 |
1,472.95 |
| CORNING INC CUSIP: 219350105 |
03/10/2003 |
SALE |
1,400.00 |
5.6900 |
7,965.76 |
| CORNING INC CUSIP: 219350105 |
03/10/2003 |
SALE |
1,000.00 |
5.6900 |
5,679.83 |
| DURBAN ROODEPOORT SPN AD CUSIP: 266597301 |
01/23/2003 |
SALE |
1,000.00 |
4.1700 |
4,159.88 |
| DURBAN ROODEPOORT SPN AD CUSIP: 266597301 |
01/23/2003 |
SALE |
259.00 |
4.1700 |
1,079.99 |
| EBAY INC CUSIP: 278642103 |
10/03/2003 |
SALE |
900.00 |
57.1600 |
51,431.60 |
| EBAY INC CUSIP: 278642103 |
10/30/2003 |
SALE |
500.00 |
58.3100 |
29,143.64 |
| EMULEX CORP NEW CUSIP: 292475209 |
01/03/2003 |
SALE |
560.00 |
19.7300 |
11,030.47 |
| EMULEX CORP NEW CUSIP: 292475209 |
01/03/2003 |
SALE |
355.00 |
19.8400 |
7,024.99 |
| EMULEX CORP NEW CUSIP: 292475209 |
01/03/2003 |
SALE |
200.00 |
19.8300 |
3,965.88 |
| EMULEX CORP NEW CUSIP: 292475209 |
01/07/2003 |
SALE |
460.00 |
23.3500 |
10,722.68 |
| EMULEX CORP NEW CUSIP: 292475209 |
01/07/2003 |
SALE |
300.00 |
22.8500 |
6,854.79 |
| EMULEX CORP NEW CUSIP: 292475209 |
01/07/2003 |
SALE |
185.00 |
22.8600 |
4,210.98 |
| EMULEX CORP NEW CUSIP: 292475209 |
01/17/2003 |
SALE |
225.00 |
20.1900 |
4,532.62 |
| EMULEX CORP NEW CUSIP: 292475209 |
02/18/2003 |
SALE |
600.00 |
19.1700 |
11,491.66 |
| EMULEX CORP NEW CUSIP: 292475209 |
04/23/2003 |
SALE |
130.00 |
24.4500 |
3,168.36 |
| EMULEX CORP NEW CUSIP: 292475209 |
04/23/2003 |
SALE |
100.00 |
24.4500 |
2,444.88 |
| EMULEX CORP NEW CUSIP: 292475209 |
05/30/2003 |
SALE |
350.00 |
24.7600 |
8,655.60 |
| EMULEX CORP NEW CUSIP: 292475209 |
05/30/2003 |
SALE |
200.00 |
24.7500 |
4,949.76 |
| EMULEX CORP NEW CUSIP: 292475209 |
02/13/2003 |
SHORT SALE |
550.00 |
17.4900 |
9,609.22 |
| EMULEX CORP NEW CUSIP: 292475209 |
10/22/2003 |
SHORT SALE |
1,500.00 |
27.5100 |
41,253.07 |
| EMULEX CORP NEW CUSIP: 292475209 |
10/22/2003 |
SHORT SALE |
300.00 |
27.5100 |
8,252.61 |
| F5 NETWORKS INC CUSIP: 315616102 |
03/27/2003 |
SALE |
500.00 |
15.1800 |
7,589.80 |
| F5 NETWORKS INC CUSIP: 315616102 |
03/27/2003 |
SALE |
300.00 |
15.1800 |
4,553.88 |
| F5 NETWORKS INC CUSIP: 315616102 |
03/27/2003 |
SALE |
100.00 |
15.1800 |
1,507.97 |
| GOLD FIELDS LTD NEW ADR CUSIP: 38059T106 |
01/29/2003 |
SALE |
350.00 |
13.9200 |
4,861.86 |
| GOLDCORP INC NEWF CUSIP: 380956409 |
01/06/2003 |
SALE |
830.00 |
13.4900 |
11,178.37 |
| GOLDCORP INC NEWF CUSIP: 380956409 |
01/06/2003 |
SALE |
830.00 |
13.0200 |
10,788.28 |
| HARMONY GOLD MNG CO CUSIP: 413216300 |
02/27/2003 |
SHORT SALE |
550.00 |
13.7600 |
7,557.78 |
| HARMONY GOLD MNG CO CUSIP: 413216300 |
02/27/2003 |
SHORT SALE |
200.00 |
13.7600 |
2,751.91 |
| HARMONY GOLD MNG CO CUSIP: 413216300 |
02/27/2003 |
SHORT SALE |
200.00 |
13.7600 |
2,751.91 |
| HARMONY GOLD MNG CO CUSIP: 413216300 |
02/27/2003 |
SHORT SALE |
200.00 |
13.7600 |
2,751.91 |
| HOTELS.COM INC CL A CUSIP: 44147T108 |
02/06/2003 |
SALE |
108.00 |
43.2600 |
4,671.93 |
| HOTELS.COM INC CL A CUSIP: 44147T108 |
02/06/2003 |
SALE |
100.00 |
43.2600 |
4,315.87 |
| INTERNET SEC SYS INC CUSIP: 46060X107 |
04/22/2003 |
SALE |
500.00 |
13.2500 |
6,612.19 |
| INTERNET SEC SYS INC CUSIP: 46060X107 |
04/22/2003 |
SALE |
50.00 |
13.2500 |
662.21 |
| INTERNET SEC SYS INC CUSIP: 46060X107 |
04/23/2003 |
SALE |
550.00 |
13.3000 |
7,304.66 |
| JUNIPER NETWORKS INC CUSIP: 48203R104 |
02/28/2003 |
SALE |
800.00 |
8.9400 |
7,141.79 |
| KLA-TENCOR CORP CUSIP: 482480100 |
11/14/2003 |
SHORT SALE |
900.00 |
57.0800 |
51,359.60 |
| LUCENT TECHNOLOGIES INC CUSIP: 549463107 |
02/27/2003 |
SALE |
5,000.00 |
1.5800 |
7,889.77 |
| MERCURY INTERACTIVE CORP CUSIP: 589405109 |
09/17/2003 |
SALE |
500.00 |
50.6100 |
25,293.82 |
| MERCURY INTERACTIVE CORP CUSIP: 589405109 |
09/17/2003 |
SALE |
500.00 |
50.6100 |
25,303.81 |
| NETEASE.COM INC SPON ADR CUSIP: 64110W102 |
07/02/2003 |
SALE |
580.00 |
38.5300 |
22,336.36 |
| NETEASE.COM INC SPON ADR CUSIP: 64110W102 |
07/28/2003 |
SALE |
500.00 |
42.7900 |
21,384.00 |
| NETEASE.COM INC SPON ADR CUSIP: 64110W102 |
07/28/2003 |
SALE |
100.00 |
42.8000 |
4,279.79 |
| NETEASE.COM INC SPON ADR CUSIP: 64110W102 |
08/19/2003 |
SALE |
300.00 |
48.8800 |
14,653.32 |
| NETEASE.COM INC SPON ADR CUSIP: 64110W102 |
08/19/2003 |
SALE |
300.00 |
48.3500 |
14,504.32 |
| NETEASE.COM INC SPON ADR CUSIP: 64110W102 |
08/19/2003 |
SALE |
200.00 |
48.5000 |
9,699.54 |
| NETEASE.COM INC SPON ADR CUSIP: 64110W102 |
12/09/2003 |
SHORT SALE |
500.00 |
39.9000 |
19,939.07 |
| NETEASE.COM INC SPON ADR CUSIP: 64110W102 |
12/09/2003 |
SHORT SALE |
500.00 |
39.9000 |
19,949.06 |
| NVIDIA CORP CUSIP: 67066G104 |
02/14/2003 |
SALE |
600.00 |
11.1300 |
6,677.79 |
| NVIDIA CORP CUSIP: 67066G104 |
02/14/2003 |
SALE |
300.00 |
11.1300 |
3,328.90 |
| NVIDIA CORP CUSIP: 67066G104 |
02/18/2003 |
SALE |
900.00 |
12.7100 |
11,428.66 |
| NVIDIA CORP CUSIP: 67066G104 |
02/21/2003 |
SALE |
900.00 |
12.8800 |
11,577.16 |
| NVIDIA CORP CUSIP: 67066G104 |
03/03/2003 |
SALE |
500.00 |
12.6600 |
6,319.81 |
| NVIDIA CORP CUSIP: 67066G104 |
03/19/2003 |
SALE |
700.00 |
13.9700 |
9,768.71 |
| NVIDIA CORP CUSIP: 67066G104 |
03/19/2003 |
SALE |
290.00 |
13.9500 |
4,045.37 |
| NVIDIA CORP CUSIP: 67066G104 |
03/19/2003 |
SHORT SALE |
700.00 |
13.9400 |
9,747.71 |
| NOVELLUS SYS INC CUSIP: 670008101 |
07/09/2003 |
SALE |
680.00 |
38.4600 |
26,141.58 |
| NOVELLUS SYS INC CUSIP: 670008101 |
10/02/2003 |
SALE |
1,000.00 |
34.6200 |
34,608.38 |
| NOVELLUS SYS INC CUSIP: 670008101 |
10/02/2003 |
SALE |
550.00 |
34.6400 |
19,051.10 |
| NOVELLUS SYS INC CUSIP: 670008101 |
01/07/2003 |
SHORT SALE |
320.00 |
33.2200 |
10,607.09 |
| OMNIVISION TECH INC CUSIP: 682128103 |
10/30/2003 |
SALE |
300.00 |
57.2800 |
17,183.19 |
| OMNIVISION TECH INC CUSIP: 682128103 |
10/30/2003 |
SALE |
200.00 |
57.2800 |
11,445.47 |
| QUALCOMM INC CUSIP: 747525103 |
08/05/2003 |
SHORT SALE |
950.00 |
36.3100 |
34,482.89 |
| QLOGIC CORP CUSIP: 747277101 |
01/09/2003 |
SALE |
130.00 |
41.8900 |
5,422.54 |
| QLOGIC CORP CUSIP: 747277101 |
01/10/2003 |
SALE |
130.00 |
42.0900 |
5,448.54 |
| QLOGIC CORP CUSIP: 747277101 |
09/24/2003 |
SHORT SALE |
550.00 |
49.2600 |
27,091.73 |
| QLOGIC CORP CUSIP: 747277101 |
09/24/2003 |
SHORT SALE |
500.00 |
49.2600 |
24,618.85 |
| RAMBUS INC CUSIP: 750917106 |
01/30/2003 |
SALE |
450.00 |
12.4700 |
5,601.34 |
| RAMBUS INC CUSIP: 750917106 |
01/30/2003 |
SALE |
440.00 |
12.4600 |
5,472.24 |
| RAMBUS INC CUSIP: 750917106 |
01/31/2003 |
SALE |
410.00 |
12.9900 |
5,315.74 |
| RAMBUS INC CUSIP: 750917106 |
02/03/2003 |
SALE |
400.00 |
16.1100 |
6,433.81 |
| RAMBUS INC CUSIP: 750917106 |
02/05/2003 |
SALE |
660.00 |
13.6600 |
9,005.33 |
| RAMBUS INC CUSIP: 750917106 |
02/05/2003 |
SALE |
600.00 |
13.9500 |
8,356.75 |
| RAMBUS INC CUSIP: 750917106 |
02/05/2003 |
SALE |
25.00 |
13.9500 |
348.73 |
| RAMBUS INC CUSIP: 750917106 |
02/06/2003 |
SALE |
690.00 |
13.3900 |
9,228.83 |
| RAMBUS INC CUSIP: 750917106 |
02/07/2003 |
SALE |
685.00 |
13.5700 |
9,285.18 |
| RAMBUS INC CUSIP: 750917106 |
03/04/2003 |
SALE |
700.00 |
15.5300 |
10,860.68 |
| RAMBUS INC CUSIP: 750917106 |
03/04/2003 |
SALE |
170.00 |
15.5000 |
2,634.92 |
| RAMBUS INC CUSIP: 750917106 |
03/06/2003 |
SALE |
300.00 |
13.5500 |
4,054.88 |
| RAMBUS INC CUSIP: 750917106 |
03/06/2003 |
SALE |
255.00 |
13.5500 |
3,455.14 |
| RAMBUS INC CUSIP: 750917106 |
03/06/2003 |
SALE |
245.00 |
13.3600 |
3,218.11 |
| RAMBUS INC CUSIP: 750917106 |
03/20/2003 |
SALE |
700.00 |
13.7300 |
9,610.71 |
| RAMBUS INC CUSIP: 750917106 |
03/20/2003 |
SALE |
300.00 |
13.7300 |
4,108.88 |
| RAMBUS INC CUSIP: 750917106 |
10/07/2003 |
SALE |
500.00 |
28.7700 |
14,374.33 |
| RAMBUS INC CUSIP: 750917106 |
10/07/2003 |
SALE |
500.00 |
28.8100 |
14,404.32 |
| RESEARCH IN MOTION LTD CUSIP: 760975102 |
12/23/2003 |
SALE |
400.00 |
69.9000 |
27,946.70 |
| RESEARCH IN MOTION LTD CUSIP: 760975102 |
12/23/2003 |
SALE |
200.00 |
69.8500 |
13,958.35 |
| RESEARCH IN MOTION LTD CUSIP: 760975102 |
12/23/2003 |
SALE |
100.00 |
69.8100 |
6,970.18 |
| SINA CORP CUSIP: G81477104 |
06/06/2003 |
SALE |
440.00 |
18.8300 |
8,274.82 |
| SINA CORP CUSIP: G81477104 |
06/06/2003 |
SALE |
200.00 |
18.8300 |
3,764.82 |
| SINA CORP CUSIP: G81477104 |
06/06/2003 |
SALE |
200.00 |
18.8300 |
3,764.82 |
| SINA CORP CUSIP: G81477104 |
06/06/2003 |
SALE |
20.00 |
18.9000 |
367.89 |
| SINA CORP CUSIP: G81477104 |
06/06/2003 |
SALE |
20.00 |
18.7100 |
364.19 |
| SINA CORP CUSIP: G81477104 |
06/06/2003 |
SALE |
20.00 |
18.8300 |
376.48 |
| SINA CORP CUSIP: G81477104 |
09/19/2003 |
SALE |
1,000.00 |
40.8100 |
40,798.10 |
| SINA CORP CUSIP: G81477104 |
09/19/2003 |
SALE |
200.00 |
40.7800 |
8,155.61 |
| SOHU COM INC CUSIP: 83408W103 |
02/19/2003 |
SALE |
700.00 |
8.3100 |
5,806.83 |
| SOHU COM INC CUSIP: 83408W103 |
02/24/2003 |
SALE |
1,300.00 |
9.2200 |
11,975.64 |
| SOHU COM INC CUSIP: 83408W103 |
03/21/2003 |
SALE |
750.00 |
9.7300 |
7,287.29 |
| SOHU COM INC CUSIP: 83408W103 |
03/21/2003 |
SALE |
400.00 |
9.6230 |
3,849.08 |
| SOHU COM INC CUSIP: 83408W103 |
03/21/2003 |
SALE |
250.00 |
9.6200 |
2,404.92 |
| SOHU COM INC CUSIP: 83408W103 |
03/21/2003 |
SALE |
100.00 |
9.6200 |
951.98 |
| SOHU COM INC CUSIP: 83408W103 |
05/05/2003 |
SALE |
700.00 |
18.4200 |
12,883.40 |
| SOHU COM INC CUSIP: 83408W103 |
05/05/2003 |
SALE |
125.00 |
18.4200 |
2,302.39 |
| SOHU COM INC CUSIP: 83408W103 |
05/29/2003 |
SALE |
590.00 |
27.1200 |
15,990.06 |
| SOHU COM INC CUSIP: 83408W103 |
06/05/2003 |
SALE |
550.00 |
30.3000 |
16,654.23 |
| SOHU COM INC CUSIP: 83408W103 |
06/11/2003 |
SALE |
300.00 |
31.0500 |
9,304.57 |
| SOHU COM INC CUSIP: 83408W103 |
06/11/2003 |
SALE |
265.00 |
31.0600 |
8,220.52 |
| SOHU COM INC CUSIP: 83408W103 |
06/12/2003 |
SALE |
550.00 |
31.6900 |
17,418.69 |
| SOHU COM INC CUSIP: 83408W103 |
06/13/2003 |
SALE |
625.00 |
32.3400 |
20,201.56 |
| SOHU COM INC CUSIP: 83408W103 |
06/30/2003 |
SALE |
600.00 |
34.3800 |
20,617.04 |
| SOHU COM INC CUSIP: 83408W103 |
10/27/2003 |
SALE |
1,400.00 |
38.0200 |
53,215.51 |
| SOHU COM INC CUSIP: 83408W103 |
11/25/2003 |
SALE |
500.00 |
35.3900 |
17,691.67 |
| SOHU COM INC CUSIP: 83408W103 |
11/25/2003 |
SALE |
300.00 |
35.3900 |
10,605.01 |
| SOHU COM INC CUSIP: 83408W103 |
11/25/2003 |
SALE |
300.00 |
35.3900 |
10,615.00 |
| SOHU COM INC CUSIP: 83408W103 |
11/25/2003 |
SALE |
200.00 |
35.3900 |
7,076.66 |
| SYMANTEC CORP CUSIP: 871503108 |
02/28/2003 |
SHORT SALE |
200.00 |
40.5800 |
8,105.76 |
| TEX INSTRUMENTS INC CUSIP: 882508104 |
07/24/2003 |
SALE |
700.00 |
19.3600 |
13,551.36 |
| TEX INSTRUMENTS INC CUSIP: 882508104 |
07/24/2003 |
SALE |
400.00 |
19.3600 |
7,743.63 |
| TEX INSTRUMENTS INC CUSIP: 882508104 |
07/24/2003 |
SALE |
280.00 |
19.3700 |
5,413.35 |
| VERITAS SOFTWARE CORP CUSIP: 923436109 |
07/29/2003 |
SALE |
1,000.00 |
31.2200 |
31,208.54 |
| VERITAS SOFTWARE CORP CUSIP: 923436109 |
07/29/2003 |
SALE |
100.00 |
31.1900 |
3,118.85 |
| XM STLLITE RADIO HLDGS A CUSIP: 983759101 |
04/01/2003 |
SALE |
716.00 |
5.9700 |
4,219.32 |
| XM STLLITE RADIO HLDGS A CUSIP: 983759101 |
04/14/2003 |
SALE |
1,484.00 |
6.6100 |
9,798.79 |
| YAHOO INC CUSIP: 984332106 |
03/26/2003 |
SALE |
610.00 |
23.9600 |
14,605.24 |
| YAHOO INC CUSIP: 984332106 |
06/17/2003 |
SALE |
650.00 |
30.7000 |
19,944.07 |
| YAHOO INC CUSIP: 984332106 |
09/02/2003 |
SALE |
1,000.00 |
33.8700 |
33,858.42 |
| YAHOO INC CUSIP: 984332106 |
09/02/2003 |
SALE |
300.00 |
33.8500 |
10,154.52 |
| YAHOO INC CUSIP: 984332106 |
09/24/2003 |
SALE |
1,000.00 |
37.7900 |
37,778.24 |
| YAHOO INC CUSIP: 984332106 |
09/24/2003 |
SALE |
400.00 |
37.7900 |
15,115.29 |
| YAHOO INC CUSIP: 984332106 |
11/03/2003 |
SALE |
1,000.00 |
43.9900 |
43,977.95 |
| YAHOO INC CUSIP: 984332106 |
11/03/2003 |
SALE |
300.00 |
43.9900 |
13,196.38 |
| TOTAL PROCEEDS |
2,304,206.40 |
|
|
IRS BOXFORM 1099-B - PROCEEDS FROM
BROKER & BARTER EXCHANGESOMB #1545-0715 TOTALS FOR TAX YEAR 2003 |
| 2. GROSS PROCEEDS LESS COMMISSION ON STOCKS, BONDS, ETC. |
.............................. |
$2,304,206.40 |
| 4. FEDERAL INCOME TAX WITHHELD |
.............................. |
$0.00 |
|
|
NOT FEDERALLY REPORTABLE
THIS SECTION LISTS MISCELLANEOUS INFORMATION WHICH MAY BE USEFUL IN HELPING YOU PREPARE YOUR TAX RETURN. IT LISTS NON FEDERALLY REPORTABLE INCOME WHICH MAY OR MAY NOT BE TAXABLE AT THE STATE OR LOCAL LEVEL. PLEASE REVIEW THIS INFORMATION WITH YOUR TAX ADVISOR.
| DESCRIPTIONS |
DATE |
ACTIVITY |
QUANTITY |
PRICE |
AMOUNT |
| MARGIN DEBIT INTEREST CUSIP: DEBIT INT |
01/30/2003 |
MARGIN INTEREST |
0.00 |
0.00 |
-9.57 |
| MARGIN DEBIT INTEREST CUSIP: DEBIT INT |
02/27/2003 |
MARGIN INTEREST |
0.00 |
0.00 |
-16.51 |
| MARGIN DEBIT INTEREST CUSIP: DEBIT INT |
03/28/2003 |
MARGIN INTEREST |
0.00 |
0.00 |
-19.39 |
| MARGIN DEBIT INTEREST CUSIP: DEBIT INT |
04/29/2003 |
MARGIN INTEREST |
0.00 |
0.00 |
-33.65 |
| MARGIN DEBIT INTEREST CUSIP: DEBIT INT |
05/29/2003 |
MARGIN INTEREST |
0.00 |
0.00 |
-16.00 |
| MARGIN DEBIT INTEREST CUSIP: DEBIT INT |
06/27/2003 |
MARGIN INTEREST |
0.00 |
0.00 |
-18.34 |
| MARGIN DEBIT INTEREST CUSIP: DEBIT INT |
07/30/2003 |
MARGIN INTEREST |
0.00 |
0.00 |
-21.76 |
| MARGIN DEBIT INTEREST CUSIP: DEBIT INT |
08/28/2003 |
MARGIN INTEREST |
0.00 |
0.00 |
-8.01 |
| MARGIN DEBIT INTEREST CUSIP: DEBIT INT |
09/29/2003 |
MARGIN INTEREST |
0.00 |
0.00 |
-41.50 |
| MARGIN DEBIT INTEREST CUSIP: DEBIT INT |
10/30/2003 |
MARGIN INTEREST |
0.00 |
0.00 |
-26.63 |
| MARGIN DEBIT INTEREST CUSIP: DEBIT INT |
11/26/2003 |
MARGIN INTEREST |
0.00 |
0.00 |
-33.08 |
| MARGIN DEBIT INTEREST CUSIP: DEBIT INT |
12/30/2003 |
MARGIN INTEREST |
0.00 |
0.00 |
-14.68 |
| TOTAL MARGIN INTEREST |
-259.12 |
|
MISCELLANEOUS INFORMATION
TOTALS FOR TAX YEAR 2003
NOT FEDERALLY REPORTED |
| 1. MARGIN INTEREST |
.............................. |
$-259.12 |
| 2. EXEMPT MUNICIPALS |
.............................. |
$0.00 |
| 3. EXEMPT DIVIDENDS |
.............................. |
$0.00 |
| 4. ROC OR PRINCIPAL |
.............................. |
$0.00 |
| 5. INCOME SUBJECT TO AMT |
.............................. |
$0.00 |
| 6. EXEMPT INTEREST |
.............................. |
$0.00 |
| 7. EXEMPT ACCRUED INTEREST |
.............................. |
$0.00 |
| 8. PARTNERSHIP (MLP) |
.............................. |
$0.00 |
| 9. ACCRUED INTEREST PURCHASED |
.............................. |
$0.00 |
|
THE FOLLOWING IS BEING PROVIDED FOR YOUR INFORMATION ONLY AND WILL NOT BE FURNISHED TO THE INTERNAL REVENUE SERVICE.
| DESCRIPTIONS |
DATE |
ACTIVITY |
QUANTITY |
PRICE |
AMOUNT |
| ALTERA CORP CUSIP: 021441100 |
03/12/2003 |
PURCHASE |
600.00 |
12.32 |
7,392.00 |
| ALTERA CORP CUSIP: 021441100 |
03/12/2003 |
PURCHASE |
500.00 |
12.32 |
6,169.99 |
| ALTERA CORP CUSIP: 021441100 |
10/23/2003 |
PURCHASE |
1,000.00 |
18.25 |
18,259.99 |
| ALTERA CORP CUSIP: 021441100 |
10/23/2003 |
PURCHASE |
1,000.00 |
18.32 |
18,320.00 |
| ALTERA CORP CUSIP: 021441100 |
10/23/2003 |
PURCHASE |
200.00 |
18.31 |
3,662.00 |
| ALTERA CORP CUSIP: 021441100 |
10/23/2003 |
PURCHASE |
100.00 |
18.30 |
1,830.00 |
| ALTERA CORP CUSIP: 021441100 |
10/23/2003 |
PURCHASE |
100.00 |
18.31 |
1,831.00 |
| ALTERA CORP CUSIP: 021441100 |
10/23/2003 |
PURCHASE |
100.00 |
18.31 |
1,831.00 |
| ALTERA CORP CUSIP: 021441100 |
10/23/2003 |
PURCHASE |
100.00 |
18.31 |
1,831.00 |
| ALTERA CORP CUSIP: 021441100 |
10/23/2003 |
PURCHASE |
100.00 |
18.31 |
1,831.00 |
| ALTERA CORP CUSIP: 021441100 |
10/23/2003 |
PURCHASE |
100.00 |
18.31 |
1,831.00 |
| ALTERA CORP CUSIP: 021441100 |
10/23/2003 |
PURCHASE |
100.00 |
18.31 |
1,831.00 |
| ALTERA CORP CUSIP: 021441100 |
10/23/2003 |
PURCHASE |
100.00 |
18.31 |
1,831.00 |
| AMAZON.COM INC CUSIP: 023135106 |
07/28/2003 |
PURCHASE |
850.00 |
41.88 |
35,607.99 |
| AMAZON.COM INC CUSIP: 023135106 |
10/14/2003 |
PURCHASE |
1,000.00 |
59.62 |
59,629.99 |
| AMAZON.COM INC CUSIP: 023135106 |
11/28/2003 |
PURCHASE |
1,000.00 |
53.68 |
53,689.99 |
| APPLIED MATERIALS INC CUSIP: 038222105 |
01/31/2003 |
PURCHASE |
425.00 |
11.97 |
5,097.24 |
| APPLIED MATERIALS INC CUSIP: 038222105 |
02/04/2003 |
PURCHASE |
710.00 |
11.89 |
8,451.89 |
| APPLIED MATERIALS INC CUSIP: 038222105 |
02/27/2003 |
PURCHASE |
1,300.00 |
12.44 |
16,188.49 |
| APPLIED MATERIALS INC CUSIP: 038222105 |
10/28/2003 |
PURCHASE |
1,700.00 |
21.97 |
37,349.00 |
| APPLIED MATERIALS INC CUSIP: 038222105 |
10/28/2003 |
PURCHASE |
1,000.00 |
21.96 |
21,969.99 |
| APPLIED MATERIALS INC CUSIP: 038222105 |
11/06/2003 |
PURCHASE |
1,200.00 |
25.42 |
30,504.00 |
| APPLIED MATERIALS INC CUSIP: 038222105 |
11/06/2003 |
PURCHASE |
1,000.00 |
25.43 |
25,439.99 |
| APPLIED MATERIALS INC CUSIP: 038222105 |
11/06/2003 |
PURCHASE |
100.00 |
25.42 |
2,542.00 |
| APPLIED MATERIALS INC CUSIP: 038222105 |
11/12/2003 |
PURCHASE |
1,300.00 |
25.56 |
33,228.00 |
| APPLIED MATERIALS INC CUSIP: 038222105 |
11/12/2003 |
PURCHASE |
1,000.00 |
25.56 |
25,569.99 |
| APPLIED MATERIALS INC CUSIP: 038222105 |
11/12/2003 |
PURCHASE |
1,000.00 |
26.10 |
26,114.99 |
| ASK JEEVES INC CUSIP: 045174109 |
08/28/2003 |
PURCHASE |
1,650.00 |
18.26 |
30,136.02 |
| ASK JEEVES INC CUSIP: 045174109 |
08/28/2003 |
PURCHASE |
700.00 |
18.24 |
12,770.97 |
| BARRICK GOLD CORP F CUSIP: 067901108 |
02/26/2003 |
PURCHASE |
900.00 |
15.80 |
14,220.00 |
| BARRICK GOLD CORP F CUSIP: 067901108 |
02/26/2003 |
PURCHASE |
100.00 |
15.81 |
1,590.99 |
| BROADCOM CORP CL A CUSIP: 111320107 |
04/23/2003 |
PURCHASE |
765.00 |
18.94 |
14,499.09 |
| BROADCOM CORP CL A CUSIP: 111320107 |
07/07/2003 |
PURCHASE |
850.00 |
27.48 |
23,367.99 |
| BROADCOM CORP CL A CUSIP: 111320107 |
07/14/2003 |
PURCHASE |
900.00 |
29.07 |
26,172.99 |
| BROADVISION INC NEW CUSIP: 111412607 |
01/22/2003 |
PURCHASE |
600.00 |
4.61 |
2,778.99 |
| BROADVISION INC NEW CUSIP: 111412607 |
01/23/2003 |
PURCHASE |
400.00 |
4.52 |
1,817.99 |
| CEPHALON INC CUSIP: 156708109 |
02/21/2003 |
PURCHASE |
250.00 |
49.05 |
12,272.49 |
| CHINA YUCHAI INTL ORD CUSIP: G21082105 |
10/17/2003 |
PURCHASE |
1,500.00 |
24.50 |
36,750.00 |
| CHINA YUCHAI INTL ORD CUSIP: G21082105 |
10/17/2003 |
PURCHASE |
300.00 |
24.27 |
7,281.00 |
| CHINA YUCHAI INTL ORD CUSIP: G21082105 |
10/17/2003 |
PURCHASE |
200.00 |
24.26 |
4,861.99 |
| COMVERSE TECHNOLOGY NEW CUSIP: 205862402 |
02/28/2003 |
PURCHASE |
800.00 |
10.27 |
8,225.99 |
| COMVERSE TECHNOLOGY NEW CUSIP: 205862402 |
03/13/2003 |
PURCHASE |
1,000.00 |
11.35 |
11,359.99 |
| CORNING INC CUSIP: 219350105 |
01/23/2003 |
PURCHASE |
1,050.00 |
4.33 |
4,556.49 |
| CORNING INC CUSIP: 219350105 |
01/23/2003 |
PURCHASE |
100.00 |
4.33 |
433.00 |
| CORNING INC CUSIP: 219350105 |
02/07/2003 |
PURCHASE |
1,200.00 |
4.45 |
5,340.00 |
| CORNING INC CUSIP: 219350105 |
02/07/2003 |
PURCHASE |
900.00 |
4.44 |
4,005.99 |
| CORNING INC CUSIP: 219350105 |
02/10/2003 |
PURCHASE |
1,400.00 |
5.23 |
7,322.00 |
| CORNING INC CUSIP: 219350105 |
02/10/2003 |
PURCHASE |
550.00 |
5.22 |
2,880.99 |
| CORNING INC CUSIP: 219350105 |
02/12/2003 |
PURCHASE |
1,300.00 |
5.21 |
6,773.00 |
| CORNING INC CUSIP: 219350105 |
02/12/2003 |
PURCHASE |
1,000.00 |
5.21 |
5,219.99 |
| CORNING INC CUSIP: 219350105 |
03/07/2003 |
PURCHASE |
1,110.00 |
5.81 |
6,464.64 |
| CORNING INC CUSIP: 219350105 |
03/07/2003 |
PURCHASE |
500.00 |
5.81 |
2,907.50 |
| CORNING INC CUSIP: 219350105 |
03/07/2003 |
PURCHASE |
490.00 |
5.81 |
2,849.35 |
| CORNING INC CUSIP: 219350105 |
03/07/2003 |
PURCHASE |
300.00 |
5.80 |
1,741.50 |
| DURBAN ROODEPOORT SPN AD CUSIP: 266597301 |
01/23/2003 |
PURCHASE |
1,070.00 |
4.24 |
4,546.79 |
| DURBAN ROODEPOORT SPN AD CUSIP: 266597301 |
01/23/2003 |
PURCHASE |
189.00 |
4.24 |
811.35 |
| EBAY INC CUSIP: 278642103 |
10/03/2003 |
PURCHASE |
900.00 |
56.97 |
51,282.99 |
| EBAY INC CUSIP: 278642103 |
10/29/2003 |
PURCHASE |
500.00 |
57.71 |
28,864.99 |
| EMULEX CORP NEW CUSIP: 292475209 |
01/02/2003 |
PURCHASE |
555.00 |
19.52 |
10,851.59 |
| EMULEX CORP NEW CUSIP: 292475209 |
01/03/2003 |
PURCHASE |
360.00 |
19.59 |
7,070.39 |
| EMULEX CORP NEW CUSIP: 292475209 |
01/03/2003 |
PURCHASE |
200.00 |
19.59 |
3,918.00 |
| EMULEX CORP NEW CUSIP: 292475209 |
01/06/2003 |
PURCHASE |
485.00 |
22.00 |
10,687.99 |
| EMULEX CORP NEW CUSIP: 292475209 |
01/07/2003 |
PURCHASE |
360.00 |
23.66 |
8,535.59 |
| EMULEX CORP NEW CUSIP: 292475209 |
01/07/2003 |
PURCHASE |
100.00 |
23.66 |
2,366.00 |
| EMULEX CORP NEW CUSIP: 292475209 |
01/17/2003 |
PURCHASE |
225.00 |
20.26 |
4,568.49 |
| EMULEX CORP NEW CUSIP: 292475209 |
02/13/2003 |
PURCHASE |
320.00 |
17.88 |
5,723.20 |
| EMULEX CORP NEW CUSIP: 292475209 |
02/13/2003 |
PURCHASE |
225.00 |
17.75 |
4,003.74 |
| EMULEX CORP NEW CUSIP: 292475209 |
02/13/2003 |
PURCHASE |
5.00 |
17.88 |
99.39 |
| EMULEX CORP NEW CUSIP: 292475209 |
02/18/2003 |
PURCHASE |
600.00 |
19.09 |
11,463.99 |
| EMULEX CORP NEW CUSIP: 292475209 |
04/22/2003 |
PURCHASE |
230.00 |
24.30 |
5,600.14 |
| EMULEX CORP NEW CUSIP: 292475209 |
05/30/2003 |
PURCHASE |
550.00 |
24.40 |
13,429.99 |
| EMULEX CORP NEW CUSIP: 292475209 |
10/22/2003 |
PURCHASE |
1,000.00 |
27.20 |
27,209.99 |
| EMULEX CORP NEW CUSIP: 292475209 |
10/22/2003 |
PURCHASE |
800.00 |
27.19 |
21,752.00 |
| F5 NETWORKS INC CUSIP: 315616102 |
03/26/2003 |
PURCHASE |
900.00 |
14.58 |
13,131.99 |
| GOLD FIELDS LTD NEW ADR CUSIP: 38059T106 |
01/28/2003 |
PURCHASE |
350.00 |
13.94 |
4,888.99 |
| GOLDCORP INC NEWF CUSIP: 380956409 |
01/03/2003 |
PURCHASE |
830.00 |
13.23 |
10,998.89 |
| GOLDCORP INC NEWF CUSIP: 380956409 |
01/06/2003 |
PURCHASE |
830.00 |
13.56 |
11,272.79 |
| HARMONY GOLD MNG CO CUSIP: 413216300 |
02/28/2003 |
PURCHASE |
1,100.00 |
13.60 |
14,975.49 |
| HARMONY GOLD MNG CO CUSIP: 413216300 |
02/28/2003 |
PURCHASE |
50.00 |
13.65 |
692.74 |
| HOTELS.COM INC CL A CUSIP: 44147T108 |
02/05/2003 |
PURCHASE |
208.00 |
42.94 |
8,941.51 |
| INTERNET SEC SYS INC CUSIP: 46060X107 |
04/21/2003 |
PURCHASE |
1,100.00 |
13.27 |
14,606.99 |
| JUNIPER NETWORKS INC CUSIP: 48203R104 |
02/28/2003 |
PURCHASE |
700.00 |
8.96 |
6,281.99 |
| JUNIPER NETWORKS INC CUSIP: 48203R104 |
02/28/2003 |
PURCHASE |
100.00 |
8.96 |
896.00 |
| KLA-TENCOR CORP CUSIP: 482480100 |
11/17/2003 |
PURCHASE |
900.00 |
56.71 |
51,048.99 |
| LUCENT TECHNOLOGIES INC CUSIP: 549463107 |
02/27/2003 |
PURCHASE |
5,000.00 |
1.62 |
8,109.99 |
| MERCURY INTERACTIVE CORP CUSIP: 589405109 |
09/16/2003 |
PURCHASE |
500.00 |
49.61 |
24,814.99 |
| MERCURY INTERACTIVE CORP CUSIP: 589405109 |
09/16/2003 |
PURCHASE |
500.00 |
49.61 |
24,805.00 |
| NETEASE.COM INC SPON ADR CUSIP: 64110W102 |
07/01/2003 |
PURCHASE |
580.00 |
37.23 |
21,603.39 |
| NETEASE.COM INC SPON ADR CUSIP: 64110W102 |
07/25/2003 |
PURCHASE |
500.00 |
41.94 |
20,979.99 |
| NETEASE.COM INC SPON ADR CUSIP: 64110W102 |
07/25/2003 |
PURCHASE |
100.00 |
42.04 |
4,204.00 |
| NETEASE.COM INC SPON ADR CUSIP: 64110W102 |
08/18/2003 |
PURCHASE |
800.00 |
48.71 |
38,977.99 |
| NETEASE.COM INC SPON ADR CUSIP: 64110W102 |
12/10/2003 |
PURCHASE |
500.00 |
39.32 |
19,669.99 |
| NETEASE.COM INC SPON ADR CUSIP: 64110W102 |
12/10/2003 |
PURCHASE |
500.00 |
39.35 |
19,675.00 |
| NVIDIA CORP CUSIP: 67066G104 |
02/13/2003 |
PURCHASE |
400.00 |
10.85 |
4,342.00 |
| NVIDIA CORP CUSIP: 67066G104 |
02/13/2003 |
PURCHASE |
300.00 |
10.85 |
3,256.50 |
| NVIDIA CORP CUSIP: 67066G104 |
02/13/2003 |
PURCHASE |
200.00 |
10.85 |
2,180.99 |
| NVIDIA CORP CUSIP: 67066G104 |
02/14/2003 |
PURCHASE |
900.00 |
11.68 |
10,521.99 |
| NVIDIA CORP CUSIP: 67066G104 |
02/21/2003 |
PURCHASE |
700.00 |
12.73 |
8,918.77 |
| NVIDIA CORP CUSIP: 67066G104 |
02/21/2003 |
PURCHASE |
200.00 |
12.72 |
2,546.22 |
| NVIDIA CORP CUSIP: 67066G104 |
02/28/2003 |
PURCHASE |
500.00 |
12.62 |
6,319.99 |
| NVIDIA CORP CUSIP: 67066G104 |
03/17/2003 |
PURCHASE |
700.00 |
14.40 |
10,089.99 |
| NVIDIA CORP CUSIP: 67066G104 |
03/17/2003 |
PURCHASE |
290.00 |
14.39 |
4,173.10 |
| NVIDIA CORP CUSIP: 67066G104 |
03/19/2003 |
PURCHASE |
700.00 |
13.72 |
9,613.99 |
| NOVELLUS SYS INC CUSIP: 670008101 |
01/08/2003 |
PURCHASE |
320.00 |
33.30 |
10,678.99 |
| NOVELLUS SYS INC CUSIP: 670008101 |
07/08/2003 |
PURCHASE |
600.00 |
38.43 |
23,067.99 |
| NOVELLUS SYS INC CUSIP: 670008101 |
07/08/2003 |
PURCHASE |
80.00 |
38.44 |
3,085.19 |
| NOVELLUS SYS INC CUSIP: 670008101 |
10/01/2003 |
PURCHASE |
1,000.00 |
34.46 |
34,469.99 |
| NOVELLUS SYS INC CUSIP: 670008101 |
10/01/2003 |
PURCHASE |
350.00 |
34.51 |
12,078.50 |
| NOVELLUS SYS INC CUSIP: 670008101 |
10/01/2003 |
PURCHASE |
200.00 |
34.49 |
6,898.00 |
| OMNIVISION TECH INC CUSIP: 682128103 |
10/29/2003 |
PURCHASE |
200.00 |
59.28 |
11,865.99 |
| OMNIVISION TECH INC CUSIP: 682128103 |
10/29/2003 |
PURCHASE |
100.00 |
59.28 |
5,928.00 |
| OMNIVISION TECH INC CUSIP: 682128103 |
10/29/2003 |
PURCHASE |
100.00 |
59.28 |
5,928.00 |
| OMNIVISION TECH INC CUSIP: 682128103 |
10/29/2003 |
PURCHASE |
100.00 |
59.29 |
5,929.00 |
| QUALCOMM INC CUSIP: 747525103 |
08/06/2003 |
PURCHASE |
950.00 |
36.11 |
34,314.49 |
| QLOGIC CORP CUSIP: 747277101 |
01/08/2003 |
PURCHASE |
150.00 |
39.85 |
6,000.49 |
| QLOGIC CORP CUSIP: 747277101 |
01/08/2003 |
PURCHASE |
110.00 |
39.87 |
4,408.69 |
| QLOGIC CORP CUSIP: 747277101 |
09/25/2003 |
PURCHASE |
500.00 |
48.78 |
24,399.99 |
| QLOGIC CORP CUSIP: 747277101 |
09/25/2003 |
PURCHASE |
150.00 |
48.77 |
7,315.50 |
| QLOGIC CORP CUSIP: 747277101 |
09/25/2003 |
PURCHASE |
100.00 |
48.78 |
4,878.00 |
| QLOGIC CORP CUSIP: 747277101 |
09/25/2003 |
PURCHASE |
100.00 |
48.78 |
4,877.50 |
| QLOGIC CORP CUSIP: 747277101 |
09/25/2003 |
PURCHASE |
100.00 |
48.78 |
4,878.00 |
| QLOGIC CORP CUSIP: 747277101 |
09/25/2003 |
PURCHASE |
100.00 |
48.78 |
4,878.00 |
| RAMBUS INC CUSIP: 750917106 |
01/29/2003 |
PURCHASE |
450.00 |
11.34 |
5,112.99 |
| RAMBUS INC CUSIP: 750917106 |
01/30/2003 |
PURCHASE |
440.00 |
12.76 |
5,624.39 |
| RAMBUS INC CUSIP: 750917106 |
01/31/2003 |
PURCHASE |
410.00 |
12.56 |
5,159.59 |
| RAMBUS INC CUSIP: 750917106 |
01/31/2003 |
PURCHASE |
400.00 |
13.23 |
5,301.99 |
| RAMBUS INC CUSIP: 750917106 |
02/04/2003 |
PURCHASE |
625.00 |
13.82 |
8,647.49 |
| RAMBUS INC CUSIP: 750917106 |
02/05/2003 |
PURCHASE |
660.00 |
13.69 |
9,045.39 |
| RAMBUS INC CUSIP: 750917106 |
02/06/2003 |
PURCHASE |
690.00 |
13.21 |
9,124.89 |
| RAMBUS INC CUSIP: 750917106 |
02/06/2003 |
PURCHASE |
516.00 |
13.38 |
6,916.65 |
| RAMBUS INC CUSIP: 750917106 |
02/06/2003 |
PURCHASE |
100.00 |
13.38 |
1,338.50 |
| RAMBUS INC CUSIP: 750917106 |
02/06/2003 |
PURCHASE |
50.00 |
13.38 |
669.25 |
| RAMBUS INC CUSIP: 750917106 |
02/06/2003 |
PURCHASE |
19.00 |
13.38 |
254.22 |
| RAMBUS INC CUSIP: 750917106 |
03/03/2003 |
PURCHASE |
500.00 |
16.23 |
8,124.99 |
| RAMBUS INC CUSIP: 750917106 |
03/03/2003 |
PURCHASE |
370.00 |
15.96 |
5,915.19 |
| RAMBUS INC CUSIP: 750917106 |
03/05/2003 |
PURCHASE |
700.00 |
15.65 |
10,964.99 |
| RAMBUS INC CUSIP: 750917106 |
03/05/2003 |
PURCHASE |
100.00 |
15.65 |
1,565.00 |
| RAMBUS INC CUSIP: 750917106 |
03/20/2003 |
PURCHASE |
700.00 |
13.48 |
9,436.00 |
| RAMBUS INC CUSIP: 750917106 |
03/20/2003 |
PURCHASE |
300.00 |
13.48 |
4,053.99 |
| RAMBUS INC CUSIP: 750917106 |
10/06/2003 |
PURCHASE |
500.00 |
26.10 |
13,052.50 |
| RAMBUS INC CUSIP: 750917106 |
10/06/2003 |
PURCHASE |
300.00 |
26.29 |
7,898.49 |
| RAMBUS INC CUSIP: 750917106 |
10/06/2003 |
PURCHASE |
100.00 |
26.10 |
2,620.49 |
| RAMBUS INC CUSIP: 750917106 |
10/06/2003 |
PURCHASE |
100.00 |
26.10 |
2,610.40 |
| RESEARCH IN MOTION LTD CUSIP: 760975102 |
12/23/2003 |
PURCHASE |
500.00 |
68.03 |
34,024.99 |
| RESEARCH IN MOTION LTD CUSIP: 760975102 |
12/23/2003 |
PURCHASE |
200.00 |
67.98 |
13,596.00 |
| SINA CORP CUSIP: G81477104 |
06/05/2003 |
PURCHASE |
500.00 |
17.93 |
8,974.99 |
| SINA CORP CUSIP: G81477104 |
06/05/2003 |
PURCHASE |
400.00 |
17.93 |
7,172.00 |
| SINA CORP CUSIP: G81477104 |
09/18/2003 |
PURCHASE |
1,000.00 |
40.95 |
40,959.99 |
| SINA CORP CUSIP: G81477104 |
09/18/2003 |
PURCHASE |
200.00 |
40.97 |
8,194.00 |
| SOHU COM INC CUSIP: 83408W103 |
02/18/2003 |
PURCHASE |
700.00 |
8.50 |
5,963.49 |
| SOHU COM INC CUSIP: 83408W103 |
02/21/2003 |
PURCHASE |
1,300.00 |
8.55 |
11,131.49 |
| SOHU COM INC CUSIP: 83408W103 |
03/20/2003 |
PURCHASE |
1,400.00 |
9.43 |
13,202.00 |
| SOHU COM INC CUSIP: 83408W103 |
03/20/2003 |
PURCHASE |
100.00 |
9.43 |
952.99 |
| SOHU COM INC CUSIP: 83408W103 |
05/02/2003 |
PURCHASE |
700.00 |
16.98 |
11,895.99 |
| SOHU COM INC CUSIP: 83408W103 |
05/02/2003 |
PURCHASE |
125.00 |
16.98 |
2,122.50 |
| SOHU COM INC CUSIP: 83408W103 |
05/27/2003 |
PURCHASE |
590.00 |
25.94 |
15,314.59 |
| SOHU COM INC CUSIP: 83408W103 |
06/04/2003 |
PURCHASE |
500.00 |
29.26 |
14,639.99 |
| SOHU COM INC CUSIP: 83408W103 |
06/04/2003 |
PURCHASE |
50.00 |
29.26 |
1,463.00 |
| SOHU COM INC CUSIP: 83408W103 |
06/10/2003 |
PURCHASE |
565.00 |
30.36 |
17,163.39 |
| SOHU COM INC CUSIP: 83408W103 |
06/11/2003 |
PURCHASE |
550.00 |
31.28 |
17,213.99 |
| SOHU COM INC CUSIP: 83408W103 |
06/13/2003 |
PURCHASE |
625.00 |
32.19 |
20,128.74 |
| SOHU COM INC CUSIP: 83408W103 |
06/30/2003 |
PURCHASE |
600.00 |
32.81 |
19,695.99 |
| SOHU COM INC CUSIP: 83408W103 |
10/24/2003 |
PURCHASE |
900.00 |
37.77 |
33,993.00 |
| SOHU COM INC CUSIP: 83408W103 |
10/24/2003 |
PURCHASE |
500.00 |
37.84 |
18,929.99 |
| SOHU COM INC CUSIP: 83408W103 |
11/24/2003 |
PURCHASE |
800.00 |
34.70 |
27,760.00 |
| SOHU COM INC CUSIP: 83408W103 |
11/24/2003 |
PURCHASE |
500.00 |
34.70 |
17,359.99 |
| SYMANTEC CORP CUSIP: 871503108 |
03/03/2003 |
PURCHASE |
200.00 |
42.10 |
8,429.99 |
| TEX INSTRUMENTS INC CUSIP: 882508104 |
07/22/2003 |
PURCHASE |
1,380.00 |
19.30 |
26,643.99 |
| VERITAS SOFTWARE CORP CUSIP: 923436109 |
07/29/2003 |
PURCHASE |
600.00 |
31.50 |
18,900.00 |
| VERITAS SOFTWARE CORP CUSIP: 923436109 |
07/29/2003 |
PURCHASE |
500.00 |
31.50 |
15,759.99 |
| XM STLLITE RADIO HLDGS A CUSIP: 983759101 |
03/27/2003 |
PURCHASE |
1,700.00 |
6.77 |
11,516.72 |
| XM STLLITE RADIO HLDGS A CUSIP: 983759101 |
03/27/2003 |
PURCHASE |
500.00 |
6.75 |
3,377.27 |
| YAHOO INC CUSIP: 984332106 |
03/25/2003 |
PURCHASE |
610.00 |
23.96 |
14,625.59 |
| YAHOO INC CUSIP: 984332106 |
06/16/2003 |
PURCHASE |
650.00 |
30.23 |
19,659.49 |
| YAHOO INC CUSIP: 984332106 |
08/29/2003 |
PURCHASE |
1,000.00 |
33.28 |
33,289.99 |
| YAHOO INC CUSIP: 984332106 |
08/29/2003 |
PURCHASE |
200.00 |
33.28 |
6,656.00 |
| YAHOO INC CUSIP: 984332106 |
08/29/2003 |
PURCHASE |
100.00 |
33.30 |
3,339.99 |
| YAHOO INC CUSIP: 984332106 |
09/23/2003 |
PURCHASE |
1,000.00 |
37.78 |
37,789.99 |
| YAHOO INC CUSIP: 984332106 |
09/23/2003 |
PURCHASE |
400.00 |
37.78 |
15,112.00 |
| YAHOO INC CUSIP: 984332106 |
11/03/2003 |
PURCHASE |
1,000.00 |
44.72 |
44,729.99 |
| YAHOO INC CUSIP: 984332106 |
11/03/2003 |
PURCHASE |
300.00 |
44.72 |
13,416.00 |
|
2,288,180.13 |
|
Instructions for Recipient
Dividends and Distributions Forms 1099-DIV
Caution: If an amount appears in box 2a, you must file Form 1040.
You may not file Form 1040A.
Box 1a. Shows total ordinary dividends that are taxable. Include this amount on line 9a of Form 1040 or 1040A. Also, report it on Schedule B (Form 1040) or Schedule 1 (Form 1040A), if required.
The amount shown may be a distribution from an employee stock ownership plan (ESOP). Report it as a dividend on your Form 1040/1040A but treat it as a plan distribution, not as investment income, for any other purpose.
Box 1b. Shows the portion of the amount in box 1a that may be eligible for the new 15% or 5% capital gains rates. See the Form 1040/1040A instructions for how to determine this amount. Report the eligible amoun on line 9b, Form 1040 or 1040A.
Box 2a. Shows total capital gain distributions (long-term) from a regulated investment company or real estate investment trust. Report the amounts shown in boxes 2a and 2b (see below) on Schedule D (Form 1040), line 13. But, if no amount is shown in boxes 2c-2f and your only capital gains and losses are capital gain distributions, you may be able to report the amounts shown in boxes 2a and 2b on lines 13a and 13b of Form 1040 (lines 10a and 10b of Form 1040A) rather than Schedule D. See the Form 1040/1040A instructions.
Box 2b. Shows the portion of the amount in box 2a that is post-May 5 capital gain distributions eligible for the new 15% and 5% capital gains rates. See box 2a above for how to report this amount.
Box 2c. Shows the portion of the amount in box 2a that is qualified 5-year gain that may be taxed at an 8% capital gains rate. Report this amount on Schedule D (Form 1040), line 35 (if required).
Box 2d. Shows the portion of the amount in box 2a that is unrecaptured section 1250 fain from certain depreciable real property. Report this amount on the Unrecaptured Section 1250 Gain Worksheet in the Schedule D instructions (Form 1040).
Box 2e. Shows the portion of the amount in box 2a that is section 1202 gain from certain small business stock that may be subject to a 50% exclusion. See the Schedule D (Form 1040) instructions. |
Box 2f. Shows 28% rate gain from sales or exchanges of collectibles. If required, use the amount when completing the 28% Rate Gain Worksheet-Line 20 in the instructions for Schedule D (Form 1040).
Box 3. Shows the part of the distribution that is nontaxable because it is a return of your cost (or other basis). You must reduce your cost (or other basis) by this amount for figuring gain or loss when you sell your stock. But if you get back all your cost (or other basis), report future nontaxable distributions as capital gains, even though this form shows them as nontaxable. See Pub. 550, Investment Income and Expenses.
Box 4. Shows backup withholding. For example, a payer must backup withhold on certain payments at a 28% rate if you did not give your taxpayer identification number to the payer. See Form W-9 , Request for Taxpayer Identification Number and Certification, for information on backup withholding. Include this amount on your income tax return as tax withheld.
Box 5. Shows your share of expenses of a nonpublicly offered regulated investment company, generally a nonpublicly offered mutual fund. If you file Form 1040, you may deduct these expenses on the "Other expenses" line on Schedule A (Form 1040) subject to the 2% limit. This amount is included in box 1a.
Box 6. Shows the foreign tax you may be able to claim as a deduction or a credit on Form 1040. See the Form 1040 instructions.
Boxes 8 and 9. Shows cash and noncash liquidation distributions.
Nominees. If this form includes amounts belonging to another person, you are considered a nominee recipient. You must file Form 1099-DIV with the IRS for each of the other owners to show their share of the income, and you must furnish a Form 1099-DIV to each. A husband or wife is not required to file a nominee return to show amounts owned by the other. See the 2003 General Instructions for Forms 1099, 1098, 5498, and W-2G. |
|
Interest Income Form 1099-INT
Box 1. Shows interest paid to you during the calendar year by the payer. This does not include interest shown in box 3. If you receive a Form 1099-INT for interest paid on a tax-exempt obligation, see the instructions for your income tax return.
Box 2. Shows interest or principal forfeited because of early withdrawal of time savings. You may deduct this on the "Penalty on early withdrawal of savings" line of Form 1040.
Box 3. Shows interest on U.S. Savings Bonds, Treasury bills, Treasury bonds, and Treasury notes. This may or may not be all taxable. See Pub. 550, Investment Income and Expenses. This interest is exempt from state and local income taxes. This interest is not included in box 1.
Box 4. Shows backup withholding. Generally, a payer must backup withhold at a 30% rate if you did not furnish your taxpayer identification number to the payer. See Form W-9, Request for Taxpayer Identification Number and Certification, for information on backup withholding. Include this amount on your income tax return as tax withheld. |
Box 5. Any amount shown is your share of investment expenses of a single-class REMIC. If you file Form 1040, you may deduct these expenses on the "Other expenses" line of Schedule A (Form 1040) subject to the 2% limit. This amount is included in box 1.
Box 6. Shows foreign tax paid. You may be able to claim this tax as a deduction or a credit on your Form 1040. See your Form 1040 instructions.
Nominees If this form includes amounts belonging to another person(s), you are considered a nominee recipient. Complete a Form 1099-INT for each of the other owners showing the income allocable to each. File Copy A of the form with the IRS. Furnish Copy B to each owner. List yourself as the "payer" and the other owner(s) as the "recipient." File Form(s) 1099-INT with Form 1096, Annual Summary and Trasmittal of U.S. Information Returns, with the Internal Revenue Service Center for your area. On Form 1096 list yourself as the "filer." A husband or wife is not required to file a nominee return to show amounts owned by the other. |
|
Original Issue Discount Form 1099-OID
Original issue discount (OID) is the excess of an obligation's stated redemption price at maturity over its issue price (acquisition price for a stripped bond or coupon). OID is taxable as interest over the life of the obligation. If you are the holder of an OID obligation, generally you must include an amount of OID in your gross income each year you hold the obligation.
Obligations that may have OID include a bond, debenture, note, certificate, or other evidence of indebtedness having a term of more than 1 year. For example, the OID rules may apply to certificates of deposit (CDs), time deposits, bonus savings plans, and other deposit arrangements, especially if the payment of interest is deferred until maturity. In addition, the OID rules apply to Treasury inflation-indexed securities. See Pub. 550, Investment Income and Expenses, for more information.
If, as the record holder, you receive Form 1099-OID showing amounts belonging to another person, you are considered a nominee recipient. Complete a Form 1099-OID for each of the other owners showing the amounts allocable to each. File Copy A of the form with the IRS. Furnish Copy B to each owner. List yourself as the "payer" and the other owner as the "recepient." File Forms(s) 1099-OID with Form 1096, Annual Summary and Transmittal of U.S. Information Returns, with the Internal Revenue Service Center for your area. On Form 1096, list yourself as the "filer." A husband or wife in not required to file a nominee return to show amounts owned by the other. If you bought or sold an obligation during the year and you are not a nominee, you are not required to issue or file Form 1099-OID showing the OID or stated interest allocable to the seller/buyer of the obligation.
Box 1. Shows the OID on the obligation for the part of the year you owned it. Report the amount in box 1 as interest income on your income tax return. However, depending on the type of debt instrument, the issue or acquisition date, and other factores (for example, if you paid acquisition or bond premium or the obligation is a stripped bond or coupon), you may have to figure the correct amount of OID to report on your return. See Pub. 1212, List of Original Issue Discount Instruments, for details on how to figure the correct OID. |
Box 2. Shows other interest on this obligation for the year, which is an amount separate from the OID. If you held the obligation the entire year, report this amount as interest income on your tax return. If you disposed of the obligation or acquired it from another holder during the year, see Pub. 550 for reporting instructions. If there is an amount in both boxes 2 and 6, the amount in box 2 is interest on a U.S. Treasury obligation and is exempt from state and local income taxes.
Box 3. Shows interest or principal forfeited if you withdrew the money before the maturity date of the obligation, such as from a CD. You may deduct this on the "Penalty on early withdrawal of savings" line of Form 1040.
Box 4. Shows backup withholding. Generally, a payer must backup withhold at a 30% rate if you did not furnish your taxpayer identification number to the payer. See Form W-9, Request for Taxpayer Identification Number and Certification, for information on backup withholding. Include this amount on your income tax return as tax withheld.
Box 5. Shows the identification number (CUSIP number) or description of the obligation. The description may include the stock exchange, issuer, coupon rate, and year of maturity.
Box 6. Shows OID on a U.S. Treasury obligation for the part of the year you owned it. Report this amount as interest income on your Federal income tax return, and see Pub. 1212 to figure any appropriate adjustments to this amount. This OID is exempt from state and local income taxes and is not included in box 1.
Box 7. Any amount shown is your share of investment expenses of a single-class REMIC. If you file Form 1040, you may deduct these expenses on the "Other expenses" line of Schedule A (Form 1040) subject to the 2% limit. This amount is included in box 2. |
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Cancellation of Debt Form 1099-C
If a Federal Government agency, certain agency connected with the Federal Government, financial institution, credit union, or an organization having a significant trade or business of lending money (such as a finance or credit card company) cancels or forgives a debt you owe of $600 or more, this form must be provided to you. Generally, if you are an individual, you must include the canceled amount on the "Other income" line of Form 1040. If you are a corporation, partnership, or other entity, report the canceled debt on your tax return. See the instructions for your tax return.
However, some canceled debts, such as certain student loans (see Pub. 525), certain debts reduced by the seller after purchase (see Pub. 334), qualified farm debt (see Pub. 225), qualified real property business debt (see Pub. 334), or debts canceled in bankruptcy (see Pub. 908), are not includible in your income. Do not report a canceled debt as income if you did not deduct it but would have been able to do so on your tax return if you had paid it. Also, do not include canceled debts in your income to the extent you were insolvent. If you exclude a canceled debt from your income because it was canceled in a bankruptcy case or during insolvency, or because the debt is qualified farm debt or qualified real property business debt, file Form 982, Reduction of Tax Attributes Due to Discharge of Indebtedness (and Section 1082 Basis Adjustment). |
Box 1. Shows the date the debt was canceled.
Box 2. Shows the amount of debt canceled.
Box 3. Shows interest if included in the canceled debt in box 2. See Pub. 525, Taxable and Nontaxable Income.
Box 5. Shows a description of the debt. If box 7 is completed, box 5 shows a description of the property.
Box 6. If the box is marked, the creditor has indicated the debt was canceled in a bankruptcy proceeding.
Box 7. If, in the same calendar year, a foreclosure or abandonment of property occurred in connection with the cancellation of the debt, the fair market value of the property will be shown, or you will receive a separate Form 1099-A, Acquisition or Abandonment of Secured Property. You may have income or loss because of the acquisition or abandonment. See Pub. 544, Sales and Other Dispositions of Assets, for information about foreclosures and abandonments. |
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Proceeds From Broker and Barter Exchange Transactions Form 1099-B
Brokers and barter exchanges must report proceeds from transactions to you and to the Internal Revenue Service. This form is used to report these proceeds.
Box 1a. Box 1a. Shows the trade date of the transaction. For aggregate reporting, no entry will be present.
Box 1b. For broker transactions, may show the CUSIP (Committee on Uniform Security Identification Procedures) number of the item reported.
Box 2. Shows the proceeds from transactions involving stocks, bonds, other debt obligations, commodities, or forward contracts. Losses on forward contracts are shown in parentheses. This box does not include proceeds from regulated futures contracts. The broker must indicate whether gross proceeds or gross proceeds less commissions and option premiums were reported to the IRS. Report this amount on Schedule D (Form 1040), Capital Gains and Losses.
Box 3. Shows the cash you received, the fair market value of any property or services you received, and/or the fair market value of any trade credits or scrip credited to your account by a barter exchange. See Pub. 525, Taxable and Nontaxable Income, for information on how to report this income.
Box 4. Shows backup withholding. Generally, a payer must backup withhold at a 28% rate if you did not furnish your taxpayer identification number to the payer. See Form W-9, Request for Taxpayer Identification Number and Certification, for information on backup withholding. Include this amount on your income tax return as tax withheld. |
Box 5. Shows a brief description of the item or service for which the proceeds or bartering income is being reported. For regulated futures contracts and forward contracts, "RFC" or other appropriate description may be shown.
Box 6a. Shows the profit or (loss) realized on regulated futures or foreign currency contracts closed during 2003. Box 6b. Shows the portion of the amount shown in Box 6a closed after May 5, 2003. Include this amount on your 2003 Form 6781, Gains and Losses From Section 1256 Contracts and Straddles, Part I, column (c).
Box 7. Shows any year-end adjustment to the profit or (loss) shown in box 6a due to open contracts on December 31, 2002.
Box 8. Shows the unrealized profit or (loss) on open contracts held in your account on December 31, 2003. These are considered sold as of that date. This will become an adjustment reported in box 7 in 2004.
Box 9a. Boxes 6a, 7, and 8 are all used to figure the aggregate profit or (loss) on regulated futures or foreign currency contracts for the year. Include this amount on your 2003 Form 6781, Part I, column (b).
Box 9b. Shows the portion of the amount shown in Box 9a after May 5, 2003. Include this amount on your 2003 Form 6781, Part I, column (c). |
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